EX-99.D.2 3 d213510dex99d2.htm EX-99.D.2 EX-99.D.2

Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

SCHEDULE A

As of July 1, 2016

Columbia Funds Series Trust

 

Series

  

Effective Date

Columbia AMT-Free California Intermediate Muni Bond Fund    September 1, 2015
Columbia AMT-Free Georgia Intermediate Muni Bond Fund    September 1, 2015
Columbia AMT-Free Maryland Intermediate Muni Bond Fund    September 1, 2015
Columbia AMT-Free North Carolina Intermediate Muni Bond Fund    September 1, 2015
Columbia AMT-Free South Carolina Intermediate Muni Bond Fund    September 1, 2015
Columbia AMT-Free Virginia Intermediate Muni Bond Fund    September 1, 2015
Columbia Capital Allocation Moderate Aggressive Portfolio    June 1, 2016
Columbia Capital Allocation Moderate Conservative Portfolio    June 1, 2016
Columbia Convertible Securities Fund    July 1, 2015
Columbia Global Strategic Equity Fund    June 1, 2016
Columbia Large Cap Enhanced Core Fund    July 1, 2015
Columbia Large Cap Growth Fund II    July 1, 2015
Columbia Large Cap Growth Fund III    July 1, 2015
Columbia Large Cap Growth Fund V    July 1, 2015
Columbia Large Cap Index Fund    July 1, 2015
Columbia Mid Cap Index Fund    July 1, 2015
Columbia Mid Cap Value Fund    July 1, 2015
Columbia Overseas Value Fund    July 1, 2015
Columbia Select International Equity Fund    July 1, 2015
Columbia Select Large Cap Equity Fund    July 1, 2015
Columbia Select Global Growth Fund    July 1, 2015
Columbia Short Term Bond Fund    August 1, 2015
Columbia Short Term Municipal Bond Fund    September 1, 2015
Columbia Small Cap Index Fund    July 1, 2015
Columbia Small Cap Value Fund II    July 1, 2015

Columbia Funds Series Trust II

 

Series

  

Effective Date

Active Portfolios Multi-Manager Value Fund    October 1, 2015
Columbia Absolute Return Currency and Income Fund    March 1, 2016
Columbia Asia Pacific ex-Japan Fund    March 1, 2016
Columbia Capital Allocation Aggressive Portfolio    June 1, 2016
Columbia Capital Allocation Conservative Portfolio    June 1, 2016
Columbia Capital Allocation Moderate Portfolio    June 1, 2016
Columbia Income Builder Fund    June 1, 2016
Columbia Commodity Strategy Fund    October 1, 2015
Columbia Disciplined Core Fund    December 1, 2015
Columbia Disciplined Growth Fund    December 1, 2015
Columbia Disciplined Value Fund    December 1, 2015
Columbia Diversified Equity Income Fund    October 1, 2015
Columbia Dividend Opportunity Fund    October 1, 2015
Columbia Emerging Markets Bond Fund    March 1, 2016
Columbia European Equity Fund    March 1, 2016
Columbia Flexible Capital Income Fund    October 1, 2015
Columbia Floating Rate Fund    December 1, 2015

 

A-1


Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

Columbia Global Equity Value Fund    July 1, 2015
Columbia Global Bond Fund    March 1, 2016
Columbia Global Infrastructure Fund    September 1, 2015
Columbia Global Opportunities Fund    December 1, 2015
Columbia High Yield Bond Fund    October 1, 2015
Columbia Income Opportunities Fund    December 1, 2015
Columbia Inflation Protected Securities Fund    December 1, 2015
Columbia Limited Duration Credit Fund    December 1, 2015
Columbia Minnesota Tax-Exempt Fund    December 1, 2015
Columbia Money Market Fund    December 1, 2015
Columbia Mortgage Opportunities Fund    October 1, 2015
Columbia Strategic Municipal Income Fund    December 1, 2016
Columbia Select Global Equity Fund    March 1, 2016
Columbia Select Large-Cap Value Fund    October 1, 2015
Columbia Select Smaller-Cap Value Fund    October 1, 2015
Columbia Seligman Communications and Information Fund    October 1, 2015
Columbia Seligman Global Technology Fund    March 1, 2016
Columbia Short-Term Cash Fund    December 1, 2015
Columbia Small/Mid Cap Value Fund    October 1, 2015
Columbia U.S. Government Mortgage Fund    October 1, 2015

 

Columbia Funds Variable Series Trust II

  

Series

  

Effective Date

Columbia Variable Portfolio – Balanced Fund    May 1, 2016
Columbia Variable Portfolio – Commodity Strategy Fund    May 1, 2016
Columbia Variable Portfolio – Core Equity Fund    May 1, 2016
Columbia Variable Portfolio – Disciplined Core Fund    May 1, 2016
Columbia Variable Portfolio – Dividend Opportunity Fund    May 1, 2016
Columbia Variable Portfolio – Emerging Markets Bond Fund    May 1, 2016
Columbia Variable Portfolio – Emerging Markets Fund    May 1, 2016
Columbia Variable Portfolio – Global Bond Fund    May 1, 2016
Columbia Variable Portfolio – Government Money Market Fund    May 1, 2016
Columbia Variable Portfolio – High Yield Bond Fund    May 1, 2016
Columbia Variable Portfolio – Income Opportunities Fund    May 1, 2016
Columbia Variable Portfolio – Intermediate Bond Fund    May 1, 2016
Columbia Variable Portfolio – Large Cap Growth Fund    May 1, 2016
Columbia Variable Portfolio – Large Cap Index Fund    May 1, 2016
Columbia Variable Portfolio – Limited Duration Credit Fund    May 1, 2016
Columbia Variable Portfolio – Managed Volatility Moderate Growth Fund    May 1, 2016
Columbia Variable Portfolio – Mid Cap Growth Fund    May 1, 2016
Columbia Variable Portfolio – Mid Cap Value Fund    May 1, 2016
Columbia Variable Portfolio – Select International Equity Fund    May 1, 2016
Columbia Variable Portfolio – Select Large-Cap Value Fund    May 1, 2016
Columbia Variable Portfolio – Select Smaller-Cap Value Fund    May 1, 2016
Columbia Variable Portfolio – Seligman Global Technology Fund    May 1, 2016
Columbia Variable Portfolio – U.S. Equities Fund    May 1, 2016
Columbia Variable Portfolio – U.S. Government Mortgage Fund    May 1, 2016
Variable Portfolio – Aggressive Portfolio    May 1, 2016
Variable Portfolio – American Century Diversified Bond Fund    May 1, 2016
Variable Portfolio – BlackRock Global Inflation-Protected Securities Fund    May 1, 2016
Variable Portfolio – CenterSquare Real Estate Fund    May 1, 2016

 

A-2


Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

Variable Portfolio – Columbia Wanger International Equities Fund    May 1, 2016
Variable Portfolio – Conservative Portfolio    May 1, 2016
Variable Portfolio – DFA International Value Fund    May 1, 2016
Variable Portfolio – Eaton Vance Floating-Rate Income Fund    May 1, 2016
Variable Portfolio – J.P. Morgan Core Bond Fund    May 1, 2016
Variable Portfolio – Jennison Mid Cap Growth Fund    May 1, 2016
Variable Portfolio – Loomis Sayles Growth Fund    May 1, 2016
Variable Portfolio – MFS® Blended Research® Core Equity Fund    May 1, 2016
Variable Portfolio – MFS® Value Fund    May 1, 2016
Variable Portfolio – Moderate Portfolio    May 1, 2016
Variable Portfolio – Moderately Aggressive Portfolio    May 1, 2016
Variable Portfolio – Moderately Conservative Portfolio    May 1, 2016
Variable Portfolio – Morgan Stanley Advantage Fund    May 1, 2016
Variable Portfolio – NFJ Dividend Value Fund    May 1, 2016
Variable Portfolio – Nuveen Winslow Large Cap Growth Fund    May 1, 2016
Variable Portfolio – Oppenheimer International Growth Fund    May 1, 2016
Variable Portfolio – Partners Small Cap Growth Fund    May 1, 2016
Variable Portfolio – Partners Small Cap Value Fund    May 1, 2016
Variable Portfolio – Pyramis International Equity Fund    May 1, 2016
Variable Portfolio – TCW Core Plus Fund    May 1, 2016
Variable Portfolio – Victory Sycamore Established Value Fund    May 1, 2016
Variable Portfolio – Wells Fargo Short Duration Government Fund    May 1, 2016

 

A-3


Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

SCHEDULE B

Fee Schedule

As of June 1, 2016

For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table below:

 

Fund

  

Schedule B Effective

Date

  

Net Assets (millions)

   Annual rate at each
asset level

“Asset Charge”

Active Portfolios Multi-Manager Value Fund

Columbia Dividend Opportunity Fund

Columbia Diversified Equity Income Fund

   October 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

   0.720%

0.670%

0.620%

0.570%

0.550%

0.530%

0.520%

Columbia Global Equity Value Fund

   July 1, 2015      

 

Columbia Variable Portfolio (VP) – Balanced Fund

Columbia Variable Portfolio – Dividend Opportunity Fund

  

 

May 1, 2016

     

Columbia Absolute Return Currency and Income Fund

   March 1, 2016   

$0 - $500

> $500 - $1,000

> $1,000 - $2,000

> $2,000 - $3,000

> $3,000 - $6,000

> $6,000 - $7,500

> $7,500 - $9,000

> $9,000 - $10,000

> $10,000 - $12,000

> $12,000 - $15,000

> $15,000 - $20,000

> $20,000 - $24,000

> $24,000 - $50,000

> $50,000

   0.970%

0.965%

0.935%

0.910%

0.875%

0.850%

0.835%

0.830%

0.820%

0.810%

0.800%

0.790%

0.770%

0.750%

Columbia AMT-Free California Intermediate Muni Bond Fund

Columbia AMT-Free Georgia Intermediate Muni Bond Fund

Columbia AMT-Free Maryland Intermediate Muni Bond Fund

Columbia AMT-Free North Carolina Intermediate Muni Bond Fund

Columbia AMT-Free South Carolina Intermediate Muni Bond Fund

Columbia AMT-Free Virginia Intermediate Muni Bond Fund

   September 1, 2015   

$0 - $250

>$250 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

   0.470%

0.465%

0.415%

0.380%

0.350%

0.330%

0.320%

0.310%

Columbia Minnesota Tax-Exempt Fund

   December 1, 2015      

Columbia Asia Pacific ex-Japan Fund

   March 1, 2016   

$0 - $250

>$250 - $500

>$500 - $750

>$750 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

   0.880%

0.855%

0.825%

0.800%

0.770%

0.720%

0.700%

0.680%

0.670%

0.660%

0.650%

0.620%

 

B-1


Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

Fund

  

Schedule B Effective

Date

  

Net Assets (millions)

   Annual rate at each
asset level

“Asset Charge”

Columbia Capital Allocation Aggressive Portfolio

Columbia Capital Allocation Conservative Portfolio

Columbia Capital Allocation Moderate Portfolio

Columbia Capital Allocation Moderate Aggressive Portfolio

Columbia Capital Allocation Moderate Conservative Portfolio

Columbia Global Strategic Equity Fund

   June 1, 2016   

Category 1

Assets invested in securities other than third-party advised mutual funds, and in the Investment Manager’s proprietary funds that do not pay a management fee (or advisory fee, as applicable) (including exchange-traded funds), derivatives and individual securities

   0.57%
     

 

Category 2

Assets invested in non-exchange-traded third-party advised mutual funds

  

 

0.12%

     

 

Category 3

Assets invested in funds advised by the Investment Manager (excluding any underlying funds that do not pay a management fee (or advisory fee, as applicable) to the Investment Manager)

  

 

0.02%

Columbia Commodity Strategy Fund*

   October 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

   0.630%

0.580%

0.550%

0.520%

0.500%

0.490%

 

Columbia VP – Commodity Strategy Fund*

 

  

 

May 1, 2016

     

Columbia Convertible Securities Fund

   July 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500

   0.820%

0.770%

0.720%

0.670%

Columbia VP – Core Equity Fund

   May 1, 2016    All    0.40%

Columbia Disciplined Core Fund

Columbia Disciplined Growth Fund

Columbia Disciplined Value Fund

   December 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

   0.750%

0.700%

0.650%

0.600%

0.580%

0.560%

0.550%

 

B-2


Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

Fund

  

Schedule B Effective

Date

  

Net Assets (millions)

   Annual rate at each
asset level

“Asset Charge”

Columbia Emerging Markets Bond Fund

 

Columbia VP – Emerging Markets Bond Fund

  

March 1, 2016

 

May 1, 2016

  

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

   0.600%

0.590%

0.575%

0.555%

0.530%

0.505%

0.490%

0.481%

0.469%

0.459%

0.449%

0.433%

0.414%

0.393%

        

Columbia European Equity Fund

 

Columbia VP – Select International Equity Fund

  

March 1, 2016

 

May 1, 2016

  

$0 - $250

>$250 - $500

>$500 - $750

>$750 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

   0.880%

0.855%

0.825%

0.800%

0.770%

0.720%

0.700%

0.680%

0.670%

0.660%

0.650%

0.620%

Columbia Flexible Capital Income Fund    October 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000

   0.650%

0.630%

0.610%

0.570%

0.540%

Columbia Floating Rate Fund

Columbia Income Opportunities Fund

   December 1, 2015   

$0 - $250

>$250 - $500

>$500 - $750

>$750 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

   0.660%

0.645%

0.635%

0.625%

0.610%

0.600%

0.565%

0.540%

0.525%

0.500%

0.485%

0.475%

0.465%

0.440%

0.425%

0.400%

Columbia High Yield Bond Fund

   October 1, 2015      

 

Columbia VP – High Yield Bond Fund

Columbia VP – Income Opportunities Fund

 

  

 

May 1, 2016

     

 

B-3


Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

Fund

  

Schedule B Effective

Date

  

Net Assets (millions)

   Annual rate at each
asset level

“Asset Charge”

Columbia Global Bond Fund

 

 

Columbia VP – Global Bond Fund

  

March 1, 2016

 

 

May 1, 2016

  

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $12,000

>$12,000 - $20,000

>$20,000 - $50,000

>$50,000

   0.650%

0.645%

0.595%

0.590%

0.575%

0.570%

0.560%

0.540%

0.530%

0.520%

Columbia Global Infrastructure Fund    September 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

   0.710%

0.705%

0.650%

0.600%

0.590%

0.540%

0.530%

Columbia Global Opportunities Fund    December 1, 2015   

Category 1

Assets invested in underlying funds (including ETFs) that pay a management fee (or advisory fee, as applicable) to the Investment Manager

   0.00%
     

 

Category 2

Assets invested in securities (other than underlying mutual funds (including ETFs) that pay a management fee to the Investment Manager), including other funds advised by the Investment Manager that do not pay a management fee, derivatives and individual securities.

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

   0.720%

0.670%

0.620%

0.570%

0.550%

0.530%

0.520%

Columbia Income Builder Fund    June 1, 2016    All    0.02%

 

B-4


Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

Fund

  

Schedule B Effective

Date

  

Net Assets (millions)

   Annual rate at each
asset level

“Asset Charge”

Columbia Inflation Protected Securities Fund

 

 

VP -BlackRock Global Inflation-Protected Securities Fund

  

December 1, 2015

 

 

May 1, 2016

  

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

   0.510%

0.505%

0.475%

0.450%

0.415%

0.390%

0.375%

0.370%

0.360%

0.350%

0.340%

0.330%

0.310%

0.290%

Columbia Limited Duration Credit Fund    December 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

   0.430%

0.425%

0.415%

0.410%

0.395%

0.380%

0.365%

0.360%

0.350%

0.340%

0.330%

0.320%

0.300%

0.280%

VP - Wells Fargo Short Duration Government Fund

 

 

   July 1, 2016      
Columbia Large Cap Enhanced Core Fund    July 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

   0.750%

0.700%

0.650%

0.600%

0.580%

0.560%

0.550%

Columbia Large Cap Growth Fund II

Columbia Large Cap Growth Fund III

Columbia Large Cap Growth Fund V

   July 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

   0.770%

0.720%

0.670%

0.620%

Columbia VP – Large Cap Growth Fund

VP - MFS® Blended Research® Core Equity Fund

 

   May 1, 2016   

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

   0.600%

0.580%

0.570%

Columbia Large Cap Index Fund(1)

Columbia Mid Cap Index Fund

Columbia Small Cap Index Fund(1)

   July 1, 2015    ALL    0.20%
Columbia VP – Large Cap Index Fund    May 1, 2016      
Columbia Mid Cap Value Fund    July 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $12,000

>$12,000

   0.820%

0.770%

0.720%

0.670%

0.660%

0.650%

 

Columbia Small/Mid Cap Value Fund

  

 

October 1, 2015

     

 

Columbia VP – Mid Cap Growth Fund

Columbia VP – Mid Cap Value Fund

  

 

May 1, 2016

     

 

B-5


Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

Fund

  

Schedule B Effective

Date

  

Net Assets (millions)

   Annual rate at each
asset level

“Asset Charge”
Columbia Money Market Fund    December 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $2,000

>$2,000 - $2,500

>$2,500 - $3,000

>$3,000 - $5,000

>$5,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $20,000

>$20,000 - $24,000

>$24,000

   0.390%

0.385%

0.363%

0.345%

0.328%

0.310%

0.300%

0.280%

0.260%

0.255%

0.230%

0.220%

0.210%

0.200%

0.190%

0.180%

 

Columbia VP – Government Money Market Fund

 

 

  

 

May 1, 2016

     
Columbia Mortgage Opportunities Fund    October 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000

   0.650%

0.645%

0.630%

0.620%

0.595%

0.580%

0.565%

0.555%

0.545%

0.535%

Columbia Overseas Value Fund

Columbia Select Global Growth Fund

Columbia Select International Equity Fund

   July 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

   0.870%

0.820%

0.770%

0.720%

0.700%

0.680%

0.670%

 

VP - DFA International Value Fund

 

  

 

May 1, 2016

     
Columbia Select Global Equity Fund    March 1, 2016   

$0 - $250

$250 - $500

$500 - $750

$750 - $1,000

$1,000 - $1,500

$1,500 - $3,000

$3,000 - $6,000

$6,000 - $12,000

$12,000 - $20,000

$20,000 - $24,000

$24,000 - $50,000

>$50,000

   0.880%

0.855%

0.825%

0.800%

0.770%

0.720%

0.700%

0.680%

0.670%

0.660%

0.650%

0.620%

Columbia Select Large Cap Equity Fund    July 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

   0.770%

0.720%

0.670%

0.620%

0.600%

0.580%

VP - Victory Sycamore Established Value Fund

   July 1, 2016    >$12,000    0.570%

 

B-6


Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

Fund

  

Schedule B Effective

Date

  

Net Assets (millions)

   Annual rate at each
asset level

“Asset Charge”

Columbia Select Large-Cap Value Fund

 

  

October 1, 2015

 

  

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

   0.770%

0.715%

0.615%

0.600%

0.580%

0.570%

 

Columbia VP – Disciplined Core Fund

Columbia VP – Select Large-Cap Value Fund

 

  

 

May 1, 2016

     
Columbia Select Smaller-Cap Value Fund    October 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

   0.870%

0.820%

0.770%

0.760%

0.750%

Columbia Small Cap Value Fund II    July 1, 2015      

Columbia VP – Select Smaller-Cap Value Fund

Columbia VP – U.S. Equities Fund

   May 1, 2016      

Columbia Seligman Communications and Information Fund

 

  

October 1, 2015

 

  

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $4,000

>$4,000 - $6,000

>$6,000 - $12,000

>$12,000

   0.915%

0.910%

0.905%

0.865%

0.815%

0.765%

0.755%

Columbia Seligman Global Technology Fund

 

   March 1, 2016      

Columbia Short Term Bond Fund

 

  

August 1, 2015

 

  

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

   0.430%

0.425%

0.415%

0.410%

0.395%

0.380%

0.365%

0.360%

0.350%

0.340%

0.330%

0.320%

0.300%

0.280%

 

Columbia Short Term Municipal Bond Fund

  

 

September 1, 2015

     

 

Columbia VP – U.S. Government Mortgage Fund

 

 

  

 

May 1, 2016

     
Columbia Short-Term Cash Fund    December 1, 2015    All    0.00%
Columbia Strategic Municipal Income Fund    December 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $24,000

>$24,000 - $50,000

>$50,000

   0.480%

0.475%

0.445%

0.420%

0.385%

0.360%

0.350%

0.340%

0.330%

0.320%

0.300%

0.290%

 

B-7


Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

Fund

  

Schedule B Effective

Date

  

Net Assets (millions)

   Annual rate at each
asset level

“Asset Charge”
Columbia U.S. Government Mortgage Fund    October 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $12,000

>$12,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

   0.500%

0.495%

0.480%

0.460%

0.450%

0.430%

0.415%

0.410%

0.390%

0.380%

0.360%

0.340%

 

Columbia VP – Intermediate Bond Fund

 

  

 

May 1, 2016

     

VP - TCW Core Plus Fund

 

   July 1, 2016      
Columbia VP – Emerging Markets Fund    May 1, 2016   

$0 - $250

>$250 - $500

>$500 - $750

>$750 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $7,500

>$7,500 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

   1.180%

1.160%

1.135%

1.115%

1.090%

1.070%

1.060%

1.045%

1.030%

1.020%

1.010%

0.985%

0.970%

0.950%

Columbia VP – Limited Duration Credit Fund    May 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $20,000

>$20,000 - $24,000

$24,000 - $50,000

>$50,000

   0.480%

0.475%

0.465%

0.460%

0.445%

0.430%

0.415%

0.410%

0.400%

0.390%

0.380%

0.370%

0.350%

0.330%

Columbia VP – Managed Volatility Moderate Growth Fund

Variable Portfolio – Aggressive Portfolio

Variable Portfolio – Conservative Portfolio

Variable Portfolio – Moderate Portfolio

Variable Portfolio – Moderately Aggressive Portfolio

Variable Portfolio – Moderately Conservative Portfolio

   May 1, 2016   

Category 1

Assets invested in affiliated underlying funds (including ETFs and closed-end funds) that pay a management fee (or advisory fee, as applicable) to the Investment Manager

   0.02%

 

B-8


Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

Fund

  

Schedule B Effective

Date

  

Net Assets (millions)

   Annual rate at each
asset level

“Asset Charge”
     

Category 2

Assets invested in securities (other than affiliated underlying funds (including ETFs and closed end funds) that pay a management fee to the Investment Manager), including other funds advised by the Investment Manager that do not pay a management fee, third party funds, derivatives and individual securities

 

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

   0.720%

0.670%

0.620%

0.570%

0.550%

0.530%

0.520%

Columbia VP – Seligman Global Technology Fund    May 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $4,000

>$4,000-$12,000

>$12,000

   1.030%

1.025%

1.020%

0.980%

0.970%

0.930%

0.920%

VP – American Century Diversified Bond Fund

VP - JP Morgan Core Bond Fund

   May 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $12,000

>$12,000

   0.550%

0.545%

0.510%

0.460%

0.425%

0.415%

VP – CenterSquare Real Estate Fund    May 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000

   0.750%

0.745%

0.720%

0.670%

0.660%

VP - Columbia Wanger International Equities Fund    May 1, 2016   

$0 - $250

>$250 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

   1.030%

0.980%

0.925%

0.820%

0.780%

0.770%

VP - Oppenheimer International Growth Fund

VP - Pyramis International Equity Fund

   May 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $12,000

>$12,000

   0.930%

0.925%

0.870%

0.770%

0.760%

0.750%

VP - Eaton Vance Floating Rate Income Fund    May 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $12,000

>$12,000

   0.700%

0.695%

0.640%

0.590%

0.580%

0.570%

 

B-9


Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

Fund

  

Schedule B Effective

Date

  

Net Assets (millions)

   Annual rate at each
asset level

“Asset Charge”
VP - Jennison Mid Cap Growth Fund    May 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $12,000

>$12,000

   0.810%

0.805%

0.750%

0.700%

0.690%

0.680%

VP - Loomis Sayles Growth Fund

VP – MFS® Value Fund

VP – NFJ Dividend Value Fund

VP – Nuveen Winslow Large Cap Growth Fund

   May 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $12,000

>$12,000

   0.710%

0.705%

0.650%

0.550%

0.540%

0.530%

VP – Morgan Stanley Advantage Fund    May 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $2,000

>$2,000 - $3,000

>$3,000 - $12,000

>$12,000

   0.710%

0.705%

0.650%

0.600%

0.550%

0.540%

0.530%

VP – Partners Small Cap Growth Fund

VP – Partners Small Cap Value Fund

   July 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

   0.870%

0.820%

0.770%

0.760%

0.750%

 

* When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any management fees paid to the Investment Manager by any Subsidiaries under separate management agreements with the Subsidiaries.
(1)  The Investment Manager has agreed to pay all operating expenses of the Fund with the exception of brokerage fees and commissions, taxes, interest, fees and expenses of Trustees who are not officers, directors or employees of the Investment Manager or its affiliates, distribution (12b-1) and/or shareholder servicing fees, and any extraordinary non-recurring expenses that may arise, including but not limited to, litigation expenses.

The computation shall be made for each calendar day on the basis of net assets as of the close of the preceding day. In the case of the suspension of the computation of net asset value, the fee for each calendar day during such suspension shall be computed as of the close of business on the last full day on which the net assets were computed. Net assets as of the close of a full day shall include all transactions in shares of the Fund recorded on the books of the Fund for that day.

 

B-10


Schedules A and B – Management Agreement – CFST, CFST II and CFVST II

 

IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A and Schedule B as of June 15, 2016.

COLUMBIA FUNDS SERIES TRUST

COLUMBIA FUNDS SERIES TRUST II

COLUMBIA FUNDS VARIABLE SERIES TRUST II

 

By:  

/s/ Christopher O. Petersen

 

Name: Christopher O. Petersen

Title: President

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

 

By:  

/s/ Amy K. Johnson

 

Name: Amy K. Johnson

Title: Head of Operations

 

B-11