0001085146-16-004863.txt : 20161114 0001085146-16-004863.hdr.sgml : 20161111 20161114163531 ACCESSION NUMBER: 0001085146-16-004863 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLG LLC CENTRAL INDEX KEY: 0001352261 IRS NUMBER: 030420197 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11672 FILM NUMBER: 161995333 BUSINESS ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-649-6700 MAIL ADDRESS: STREET 1: 452 FIFTH AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Ore Hill Partners LLC DATE OF NAME CHANGE: 20060206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001352261 XXXXXXXX 09-30-2016 09-30-2016 false GLG LLC

452 FIFTH AVENUE 27TH FLOOR NEW YORK NY 10018

13F HOLDINGS REPORT 028-11672 N Nadine Le Gall 212-649-6700 /s/ Nadine Le Gall New York NY 11-14-2016 1 510 1401107 1 0001289643 028-10979 GLG Partners LP INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE CALIFORNIA RES CORP COM NEW 13057Q206 6 519 SH DFND 01 519 0 0 SHIRE PLC SPONSORED ADR 82481R106 33 172 SH DFND 01 172 0 0 3M CO COM 88579Y101 1283 7278 SH DFND 01 7278 0 0 ABBOTT LABS COM 002824100 1390 32862 SH DFND 01 32862 0 0 ABBVIE INC COM 00287Y109 7824 124045 SH DFND 01 124045 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 604 19000 SH DFND 01 19000 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2491 20393 SH DFND 01 20393 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1373 31000 SH DFND 01 31000 0 0 ADOBE SYS INC COM 00724F101 2008 18500 SH DFND 01 18500 0 0 AES CORP COM 00130H105 433 33729 SH DFND 01 33729 0 0 AETNA INC NEW COM 00817Y108 3332 28857 SH DFND 01 28857 0 0 AFFILIATED MANAGERS GROUP COM 008252108 412 2844 SH DFND 01 2844 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 849 18038 SH DFND 01 18038 0 0 AIR PRODS & CHEMS INC COM 009158106 1590 10575 SH DFND 01 10575 0 0 ALBEMARLE CORP COM 012653101 338 3958 SH DFND 01 3958 0 0 ALCOA INC COM 013817101 640 63135 SH DFND 01 63135 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 6863 56010 SH DFND 01 56010 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3881 36687 SH DFND 01 36687 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 10579 100000 SH Call DFND 01 100000 0 0 ALKERMES PLC SHS G01767105 412 8760 SH DFND 01 8760 0 0 ALLERGAN PLC SHS G0177J108 5044 21900 SH Call DFND 01 21900 0 0 ALLERGAN PLC SHS G0177J108 6449 28000 SH Call DFND 28000 0 0 ALLERGAN PLC SHS G0177J108 10704 46476 SH DFND 01 46476 0 0 ALLIANT ENERGY CORP COM 018802108 444 11601 SH DFND 01 11601 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 1127 39302 SH DFND 01 39302 0 0 ALLSTATE CORP COM 020002101 1547 22361 SH DFND 01 22361 0 0 ALLY FINL INC COM 02005N100 1558 80000 SH DFND 80000 0 0 ALLY FINL INC COM 02005N100 5247 269500 SH Call DFND 269500 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 310 4568 SH DFND 01 4568 0 0 ALPHABET INC CAP STK CL A 02079K305 1551 1929 SH DFND 01 1929 0 0 ALPHABET INC CAP STK CL C 02079K107 22599 29074 SH DFND 01 29074 0 0 ALTRIA GROUP INC COM 02209S103 5703 90192 SH DFND 01 90192 0 0 AMAYA INC COM 02314M108 1860 115060 SH DFND 115060 0 0 AMAYA INC COM 02314M108 4627 285600 SH Call DFND 285600 0 0 AMAZON COM INC COM 023135106 22033 26314 SH DFND 01 26314 0 0 AMEREN CORP COM 023608102 610 12396 SH DFND 01 12396 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 801 21879 SH DFND 01 21879 0 0 AMERICAN ELEC PWR INC COM 025537101 1613 25125 SH DFND 01 25125 0 0 AMERICAN EXPRESS CO COM 025816109 2660 41529 SH DFND 01 41529 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 4015 67663 SH DFND 01 67663 0 0 AMERICAN TOWER CORP NEW COM 03027X100 3553 31350 SH DFND 01 31350 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 683 9127 SH DFND 01 9127 0 0 AMERIPRISE FINL INC COM 03076C106 975 9769 SH DFND 01 9769 0 0 AMERISAFE INC COM 03071H100 558 9500 SH DFND 01 9500 0 0 AMETEK INC NEW COM 031100100 536 11222 SH DFND 01 11222 0 0 AMGEN INC COM 031162100 3169 19000 SH DFND 01 19000 0 0 AMPHENOL CORP NEW CL A 032095101 948 14600 SH DFND 01 14600 0 0 ANADARKO PETE CORP COM 032511107 1168 18432 SH DFND 01 18432 0 0 ANNALY CAP MGMT INC COM 035710409 478 45477 SH DFND 01 45477 0 0 ANTERO RES CORP COM 03674X106 3423 127004 SH DFND 01 127004 0 0 AON PLC SHS CL A G0408V102 854 7593 SH DFND 01 7593 0 0 APPLE INC COM 037833100 23261 205758 SH DFND 01 205758 0 0 APPLIED MATLS INC COM 038222105 1771 58753 SH DFND 01 58753 0 0 ARAMARK COM 03852U106 464 12188 SH DFND 01 12188 0 0 ARCH CAP GROUP LTD ORD G0450A105 1237 15613 SH DFND 01 15613 0 0 ARRAY BIOPHARMA INC COM 04269X105 470 69649 SH DFND 01 69649 0 0 AT&T INC COM 00206R102 13043 321195 SH DFND 01 321195 0 0 ATMOS ENERGY CORP COM 049560105 387 5200 SH DFND 01 5200 0 0 AUTODESK INC COM 052769106 942 13022 SH DFND 01 13022 0 0 AUTOLIV INC COM 052800109 527 4930 SH DFND 01 4930 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 2269 25730 SH DFND 01 25730 0 0 AUTOZONE INC COM 053332102 861 1121 SH DFND 01 1121 0 0 AVALONBAY CMNTYS INC COM 053484101 534 3000 SH DFND 01 3000 0 0 AXALTA COATING SYS LTD COM G0750C108 269 9500 SH DFND 01 9500 0 0 B/E AEROSPACE INC COM 073302101 279 5409 SH DFND 01 5409 0 0 BAKER HUGHES INC COM 057224107 1127 22324 SH DFND 01 22324 0 0 BANK AMER CORP COM 060505104 9871 630717 SH DFND 01 630717 0 0 BANK NEW YORK MELLON CORP COM 064058100 2428 60896 SH DFND 01 60896 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 1618 65351 SH DFND 01 65351 0 0 BARD C R INC COM 067383109 880 3922 SH DFND 01 3922 0 0 BAXTER INTL INC COM 071813109 1276 26804 SH DFND 01 26804 0 0 BB&T CORP COM 054937107 1607 42600 SH DFND 01 42600 0 0 BECTON DICKINSON & CO COM 075887109 2006 11163 SH DFND 01 11163 0 0 BERKLEY W R CORP COM 084423102 321 5561 SH DFND 01 5561 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7409 51284 SH DFND 01 51284 0 0 BEST BUY INC COM 086516101 581 15219 SH DFND 01 15219 0 0 BIOGEN INC COM 09062X103 6586 21038 SH DFND 01 21038 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 2169 23443 SH DFND 01 23443 0 0 BLACKROCK INC COM 09247X101 2443 6740 SH DFND 01 6740 0 0 BLOCK H & R INC COM 093671105 327 14115 SH DFND 01 14115 0 0 BOSTON PROPERTIES INC COM 101121101 790 5797 SH DFND 01 5797 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1618 67988 SH DFND 01 67988 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 6765 125471 SH DFND 01 125471 0 0 BUNGE LIMITED COM G16962105 3095 52250 SH DFND 01 52250 0 0 BURLINGTON STORES INC COM 122017106 1693 20900 SH DFND 01 20900 0 0 CABOT OIL & GAS CORP COM 127097103 600 23242 SH DFND 01 23242 0 0 CALPINE CORP COM NEW 131347304 266 21072 SH DFND 01 21072 0 0 CANADIAN PAC RY LTD COM 13645T100 7635 50000 SH DFND 01 50000 0 0 CAPITAL ONE FINL CORP COM 14040H105 1887 26272 SH DFND 01 26272 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 874 17901 SH DFND 01 17901 0 0 CBRE GROUP INC CL A 12504L109 412 14717 SH DFND 01 14717 0 0 CBS CORP NEW CL B 124857202 3871 70708 SH DFND 01 70708 0 0 CELANESE CORP DEL COM SER A 150870103 542 8149 SH DFND 01 8149 0 0 CELGENE CORP COM 151020104 6352 60763 SH DFND 01 60763 0 0 CENTERPOINT ENERGY INC COM 15189T107 486 20889 SH DFND 01 20889 0 0 CENTURYLINK INC COM 156700106 755 27536 SH DFND 01 27536 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 3251 12041 SH DFND 01 12041 0 0 CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4 3960 6200000 PRN DFND 6200000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1411 225000 SH DFND 01 225000 0 0 CHEVRON CORP NEW COM 166764100 10116 98290 SH DFND 01 98290 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 724 1710 SH DFND 01 1710 0 0 CHUBB LIMITED COM H1467J104 2171 17276 SH DFND 01 17276 0 0 CHURCH & DWIGHT INC COM 171340102 621 12962 SH DFND 01 12962 0 0 CIGNA CORPORATION COM 125509109 2487 19084 SH DFND 01 19084 0 0 CIMAREX ENERGY CO COM 171798101 571 4252 SH DFND 01 4252 0 0 CISCO SYS INC COM 17275R102 8809 277697 SH DFND 01 277697 0 0 CIT GROUP INC COM NEW 125581801 374 10300 SH DFND 01 10300 0 0 CITIGROUP INC COM NEW 172967424 8474 179428 SH DFND 01 179428 0 0 CITIZENS FINL GROUP INC COM 174610105 2099 84946 SH DFND 01 84946 0 0 CITRIX SYS INC COM 177376100 718 8420 SH DFND 01 8420 0 0 CLOROX CO DEL COM 189054109 892 7122 SH DFND 01 7122 0 0 CLOVIS ONCOLOGY INC COM 189464100 721 20000 SH DFND 01 20000 0 0 CLOVIS ONCOLOGY INC COM 189464100 1622 45000 SH Call DFND 01 45000 0 0 CLOVIS ONCOLOGY INC COM 189464100 2823 78300 SH Call DFND 78300 0 0 CME GROUP INC COM 12572Q105 1821 17422 SH DFND 01 17422 0 0 CMS ENERGY CORP COM 125896100 598 14240 SH DFND 01 14240 0 0 CNH INDL N V SHS N20944109 1029 142500 SH DFND 01 142500 0 0 COACH INC COM 189754104 2204 60284 SH DFND 01 60284 0 0 COCA COLA CO COM 191216100 8966 211858 SH DFND 01 211858 0 0 COCA COLA EUROPEAN PARTNERS SHS G25839104 8481 212555 SH DFND 01 212555 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1323 27739 SH DFND 01 27739 0 0 COLGATE PALMOLIVE CO COM 194162103 2009 27104 SH DFND 01 27104 0 0 COMCAST CORP NEW CL A 20030N101 17911 269988 SH DFND 01 269988 0 0 COMERICA INC COM 200340107 2472 52250 SH DFND 01 52250 0 0 CONAGRA FOODS INC COM 205887102 437 9275 SH DFND 01 9275 0 0 CONOCOPHILLIPS COM 20825C104 842 19370 SH DFND 01 19370 0 0 CONSOLIDATED EDISON INC COM 209115104 1134 15061 SH DFND 01 15061 0 0 CONSTELLATION BRANDS INC CL A 21036P108 1566 9405 SH DFND 01 9405 0 0 CONTINENTAL RESOURCES INC COM 212015101 212 4089 SH DFND 01 4089 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 1091 23750 SH DFND 01 23750 0 0 CORNING INC COM 219350105 2036 86097 SH DFND 01 86097 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 1673 17754 SH DFND 01 17754 0 0 CROWN HOLDINGS INC COM 228368106 386 6768 SH DFND 01 6768 0 0 CSX CORP COM 126408103 3050 100000 SH DFND 01 100000 0 0 CUMMINS INC COM 231021106 1233 9621 SH DFND 01 9621 0 0 CVS HEALTH CORP COM 126650100 5397 60645 SH DFND 01 60645 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 942 19000 SH DFND 01 19000 0 0 D R HORTON INC COM 23331A109 1755 58114 SH DFND 01 58114 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 543 11360 SH DFND 01 11360 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1849 46968 SH DFND 01 46968 0 0 DENTSPLY SIRONA INC COM 24906P109 751 12640 SH DFND 01 12640 0 0 DEVON ENERGY CORP NEW COM 25179M103 1059 24012 SH DFND 01 24012 0 0 DICKS SPORTING GOODS INC COM 253393102 305 5372 SH DFND 01 5372 0 0 DIGITAL RLTY TR INC COM 253868103 388 4000 SH DFND 01 4000 0 0 DISCOVER FINL SVCS COM 254709108 1346 23799 SH DFND 01 23799 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 415 15790 SH DFND 01 15790 0 0 DISH NETWORK CORP CL A 25470M109 10956 200000 SH Call DFND 01 200000 0 0 DISNEY WALT CO COM DISNEY 254687106 8390 90352 SH DFND 01 90352 0 0 DOLLAR GEN CORP NEW COM 256677105 1053 15042 SH DFND 01 15042 0 0 DOLLAR TREE INC COM 256746108 961 12172 SH DFND 01 12172 0 0 DOMINION RES INC VA NEW COM 25746U109 2263 30473 SH DFND 01 30473 0 0 DOW CHEM CO COM 260543103 6774 130701 SH DFND 01 130701 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 922 10098 SH DFND 01 10098 0 0 DTE ENERGY CO COM 233331107 861 9186 SH DFND 01 9186 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1378 20569 SH DFND 01 20569 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2809 35100 SH DFND 01 35100 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 416 14300 SH DFND 01 14300 0 0 EASTMAN CHEM CO COM 277432100 547 8080 SH DFND 01 8080 0 0 EATON CORP PLC SHS G29183103 1672 25449 SH DFND 01 25449 0 0 EBAY INC COM 278642103 1907 57960 SH DFND 01 57960 0 0 ECOLAB INC COM 278865100 1691 13893 SH DFND 01 13893 0 0 EDISON INTL COM 281020107 1205 16669 SH DFND 01 16669 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 1262 10466 SH DFND 01 10466 0 0 ELECTRONIC ARTS INC COM 285512109 1343 15721 SH DFND 01 15721 0 0 ENDO INTL PLC SHS G30401106 236 11718 SH DFND 01 11718 0 0 ENDO INTL PLC SHS G30401106 3103 154000 SH DFND 154000 0 0 ENDO INTL PLC SHS G30401106 4715 234000 SH Call DFND 234000 0 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 622 9500 SH DFND 01 9500 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 940 56000 SH DFND 01 56000 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 5238 312000 SH Call DFND 312000 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 10399 619349 SH DFND 619349 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 3469 93770 SH DFND 93770 0 0 ENSCO PLC SHS CLASS A G3157S106 2135 251202 SH DFND 01 251202 0 0 ENTERGY CORP NEW COM 29364G103 706 9200 SH DFND 01 9200 0 0 EOG RES INC COM 26875P101 2771 28651 SH DFND 01 28651 0 0 EQT CORP COM 26884L109 654 9000 SH DFND 01 9000 0 0 EQUINIX INC COM PAR $0.001 29444U700 1031 2861 SH DFND 01 2861 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1312 20392 SH DFND 01 20392 0 0 ESTERLINE TECHNOLOGIES CORP COM 297425100 1180 15519 SH DFND 01 15519 0 0 EVERSOURCE ENERGY COM 30040W108 1129 20833 SH DFND 01 20833 0 0 EXELON CORP COM 30161N101 1735 52104 SH DFND 01 52104 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1765 25023 SH DFND 01 25023 0 0 EXXON MOBIL CORP COM 30231G102 13812 158253 SH DFND 01 158253 0 0 F5 NETWORKS INC COM 315616102 515 4133 SH DFND 01 4133 0 0 FACEBOOK INC CL A 30303M102 21663 168887 SH DFND 01 168887 0 0 FASTENAL CO COM 311900104 553 13234 SH DFND 01 13234 0 0 FB FINL CORP COM 30257X104 440 21784 SH DFND 01 21784 0 0 FEDEX CORP COM 31428X106 1683 9630 SH DFND 01 9630 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 732 9500 SH DFND 01 9500 0 0 FIFTH THIRD BANCORP COM 316773100 901 44033 SH DFND 01 44033 0 0 FIREEYE INC COM 31816Q101 1017 69030 SH DFND 01 69030 0 0 FIRST HAWAIIAN INC COM 32051X108 1928 71766 SH DFND 01 71766 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 597 7743 SH DFND 01 7743 0 0 FIRSTENERGY CORP COM 337932107 715 21600 SH DFND 01 21600 0 0 FLIR SYS INC COM 302445101 221 7028 SH DFND 01 7028 0 0 FMC TECHNOLOGIES INC COM 30249U101 366 12330 SH DFND 01 12330 0 0 FOOT LOCKER INC COM 344849104 483 7125 SH DFND 01 7125 0 0 FORTIVE CORP COM 34959J108 307 6032 SH DFND 01 6032 0 0 FRANKLIN RES INC COM 354613101 713 20058 SH DFND 01 20058 0 0 FREEPORT-MCMORAN INC CL B 35671D857 547 50356 SH DFND 01 50356 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 246 59250 SH DFND 01 59250 0 0 GARMIN LTD SHS H2906T109 265 5517 SH DFND 01 5517 0 0 GENERAL ELECTRIC CO COM 369604103 11958 403707 SH DFND 01 403707 0 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 552 20000 SH DFND 01 20000 0 0 GENERAL MLS INC COM 370334104 2081 32573 SH DFND 01 32573 0 0 GILEAD SCIENCES INC COM 375558103 5713 72203 SH DFND 01 72203 0 0 GLOBAL PMTS INC COM 37940X102 541 7049 SH DFND 01 7049 0 0 GLOBALSTAR INC COM 378973408 782 646645 SH DFND 646645 0 0 GNC HLDGS INC COM CL A 36191G107 3246 158977 SH DFND 158977 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4216 26144 SH DFND 01 26144 0 0 GRAINGER W W INC COM 384802104 247 1099 SH DFND 01 1099 0 0 GREAT PLAINS ENERGY INC COM 391164100 2729 100000 SH DFND 01 100000 0 0 HAIN CELESTIAL GROUP INC COM 405217100 3540 99500 SH Call DFND 99500 0 0 HALLIBURTON CO COM 406216101 2529 56356 SH DFND 01 56356 0 0 HANESBRANDS INC COM 410345102 544 21563 SH DFND 01 21563 0 0 HARLEY DAVIDSON INC COM 412822108 550 10466 SH DFND 01 10466 0 0 HARRIS CORP DEL COM 413875105 646 7053 SH DFND 01 7053 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 899 21000 SH DFND 01 21000 0 0 HASBRO INC COM 418056107 384 4846 SH DFND 01 4846 0 0 HCP INC COM 40414L109 432 11391 SH DFND 01 11391 0 0 HD SUPPLY HLDGS INC COM 40416M105 632 19749 SH DFND 01 19749 0 0 HELMERICH & PAYNE INC COM 423452101 357 5305 SH DFND 01 5305 0 0 HERC HLDGS INC COM 42704L104 2595 77013 SH DFND 01 77013 0 0 HERSHEY CO COM 427866108 771 8067 SH DFND 01 8067 0 0 HESS CORP COM 42809H107 1182 22042 SH DFND 01 22042 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1997 87775 SH DFND 01 87775 0 0 HOLLYFRONTIER CORP COM 436106108 214 8745 SH DFND 01 8745 0 0 HOLOGIC INC COM 436440101 466 12008 SH DFND 01 12008 0 0 HOME DEPOT INC COM 437076102 9145 71070 SH DFND 01 71070 0 0 HONEYWELL INTL INC COM 438516106 7412 63574 SH DFND 01 63574 0 0 HORMEL FOODS CORP COM 440452100 541 14250 SH DFND 01 14250 0 0 HP INC COM 40434L105 1532 98642 SH DFND 01 98642 0 0 HUBBELL INC COM 443510607 2531 23490 SH DFND 01 23490 0 0 HUMANA INC COM 444859102 1431 8092 SH DFND 01 8092 0 0 HUNT J B TRANS SVCS INC COM 445658107 885 10908 SH DFND 01 10908 0 0 HUNTINGTON BANCSHARES INC COM 446150104 550 55796 SH DFND 01 55796 0 0 ILLINOIS TOOL WKS INC COM 452308109 2162 18037 SH DFND 01 18037 0 0 ILLUMINA INC COM 452327109 1388 7640 SH DFND 01 7640 0 0 INCYTE CORP COM 45337C102 1302 13809 SH DFND 01 13809 0 0 INGERSOLL-RAND PLC SHS G47791101 3563 52438 SH DFND 01 52438 0 0 INNOVIVA INC COM 45781M101 971 88396 SH DFND 01 88396 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 6840 6100000 PRN DFND 6100000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1669 6197 SH DFND 01 6197 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 7358 46320 SH DFND 01 46320 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 604 4227 SH DFND 01 4227 0 0 INTERPUBLIC GROUP COS INC COM 460690100 455 20359 SH DFND 01 20359 0 0 INTL PAPER CO COM 460146103 1041 21699 SH DFND 01 21699 0 0 INTUIT COM 461202103 1315 11952 SH DFND 01 11952 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1460 2014 SH DFND 01 2014 0 0 INVESCO LTD SHS G491BT108 635 20305 SH DFND 01 20305 0 0 ISHARES TR IBOXX HI YD ETF 464288513 28185 323000 SH Put DFND 323000 0 0 JAMES RIV GROUP LTD COM G5005R107 516 14250 SH DFND 01 14250 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 415 3415 SH DFND 01 3415 0 0 JOHNSON & JOHNSON COM 478160104 6612 55971 SH DFND 01 55971 0 0 JOHNSON CTLS INTL PLC SHS G51502105 11178 240230 SH DFND 01 240230 0 0 JPMORGAN CHASE & CO COM 46625H100 19825 297722 SH DFND 01 297722 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 2333 25000 SH DFND 01 25000 0 0 KATE SPADE & CO COM 485865109 362 21135 SH DFND 01 21135 0 0 KELLOGG CO COM 487836108 1070 13808 SH DFND 01 13808 0 0 KEYCORP NEW COM 493267108 682 56000 SH DFND 01 56000 0 0 KIMBERLY CLARK CORP COM 494368103 1753 13894 SH DFND 01 13894 0 0 KIMCO RLTY CORP COM 49446R109 203 7000 SH DFND 01 7000 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 4 244030 SH DFND 01 244030 0 0 KINDER MORGAN INC DEL COM 49456B101 3037 131296 SH DFND 01 131296 0 0 KITE PHARMA INC COM 49803L109 1606 28750 SH DFND 01 28750 0 0 KLA-TENCOR CORP COM 482480100 632 9071 SH DFND 01 9071 0 0 KOHLS CORP COM 500255104 470 10735 SH DFND 01 10735 0 0 KROGER CO COM 501044101 1395 47000 SH DFND 01 47000 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 608 4424 SH DFND 01 4424 0 0 LAM RESEARCH CORP COM 512807108 858 9054 SH DFND 01 9054 0 0 LAS VEGAS SANDS CORP COM 517834107 1107 19246 SH DFND 01 19246 0 0 LAUDER ESTEE COS INC CL A 518439104 1077 12160 SH DFND 01 12160 0 0 LEAR CORP COM NEW 521865204 539 4448 SH DFND 01 4448 0 0 LENNAR CORP CL A 526057104 405 9564 SH DFND 01 9564 0 0 LEUCADIA NATL CORP COM 527288104 318 16700 SH DFND 01 16700 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 417 8990 SH DFND 01 8990 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 279 8169 SH DFND 01 8169 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1289 39017 SH DFND 01 39017 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 528 15550 SH DFND 01 15550 0 0 LILLY ELI & CO COM 532457108 4485 55885 SH DFND 01 55885 0 0 LINCOLN NATL CORP IND COM 534187109 573 12200 SH DFND 01 12200 0 0 LOWES COS INC COM 548661107 3330 46117 SH DFND 01 46117 0 0 LULULEMON ATHLETICA INC COM 550021109 490 8043 SH DFND 01 8043 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1779 22056 SH DFND 01 22056 0 0 M & T BK CORP COM 55261F104 945 8134 SH DFND 01 8134 0 0 MACERICH CO COM 554382101 809 10000 SH DFND 01 10000 0 0 MACYS INC COM 55616P104 644 17385 SH DFND 01 17385 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 481 6890 SH DFND 01 6890 0 0 MANPOWERGROUP INC COM 56418H100 253 3506 SH DFND 01 3506 0 0 MARATHON OIL CORP COM 565849106 597 37745 SH DFND 01 37745 0 0 MARATHON PETE CORP COM 56585A102 1120 27595 SH DFND 01 27595 0 0 MARRIOTT INTL INC NEW CL A 571903202 1356 20139 SH DFND 01 20139 0 0 MARSH & MCLENNAN COS INC COM 571748102 970 14427 SH DFND 01 14427 0 0 MARTIN MARIETTA MATLS INC COM 573284106 2355 13151 SH DFND 01 13151 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 8955 674857 SH DFND 01 674857 0 0 MASCO CORP COM 574599106 629 18328 SH DFND 01 18328 0 0 MASTERCARD INCORPORATED CL A 57636Q104 5646 55475 SH DFND 01 55475 0 0 MATTEL INC COM 577081102 1254 41438 SH DFND 01 41438 0 0 MCCORMICK & CO INC COM NON VTG 579780206 665 6655 SH DFND 01 6655 0 0 MCDONALDS CORP COM 580135101 5283 45799 SH DFND 01 45799 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 843 10673 SH DFND 01 10673 0 0 MEDTRONIC PLC SHS G5960L103 6779 78460 SH DFND 01 78460 0 0 MERCK & CO INC COM 58933Y105 13536 216881 SH DFND 01 216881 0 0 METLIFE INC COM 59156R108 2314 52083 SH DFND 01 52083 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 12445 477356 SH DFND 477356 0 0 MGM RESORTS INTERNATIONAL COM 552953101 696 26743 SH DFND 01 26743 0 0 MICRON TECHNOLOGY INC COM 595112103 1741 97928 SH DFND 01 97928 0 0 MICROSOFT CORP COM 594918104 22355 388116 SH DFND 01 388116 0 0 MOHAWK INDS INC COM 608190104 669 3340 SH DFND 01 3340 0 0 MOLSON COORS BREWING CO CL B 60871R209 1039 9466 SH DFND 01 9466 0 0 MONDELEZ INTL INC CL A 609207105 2739 62399 SH DFND 01 62399 0 0 MONSANTO CO NEW COM 61166W101 3832 37500 SH Call DFND 37500 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 1144 7790 SH DFND 01 7790 0 0 MOODYS CORP COM 615369105 989 9132 SH DFND 01 9132 0 0 MORGAN STANLEY COM NEW 617446448 3648 113801 SH DFND 01 113801 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 662 8681 SH DFND 01 8681 0 0 MSCI INC COM 55354G100 395 4700 SH DFND 01 4700 0 0 MURPHY OIL CORP COM 626717102 317 10420 SH DFND 01 10420 0 0 NASDAQ INC COM 631103108 421 6235 SH DFND 01 6235 0 0 NAVIENT CORP COM 63938C108 328 22663 SH DFND 01 22663 0 0 NETFLIX INC COM 64110L106 7963 80800 SH Call DFND 01 80800 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 356 25000 SH DFND 01 25000 0 0 NEWELL BRANDS INC COM 651229106 583 11063 SH DFND 01 11063 0 0 NEWFIELD EXPL CO COM 651290108 435 10000 SH DFND 01 10000 0 0 NEWMONT MINING CORP COM 651639106 1097 27930 SH DFND 01 27930 0 0 NEXTERA ENERGY INC COM 65339F101 2875 23504 SH DFND 01 23504 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 1023 19090 SH DFND 01 19090 0 0 NISOURCE INC COM 65473P105 395 16400 SH DFND 01 16400 0 0 NOBLE ENERGY INC COM 655044105 673 18819 SH DFND 01 18819 0 0 NORDSTROM INC COM 655664100 394 7600 SH DFND 01 7600 0 0 NORFOLK SOUTHERN CORP COM 655844108 12568 129482 SH DFND 01 129482 0 0 NORTHERN TR CORP COM 665859104 715 10517 SH DFND 01 10517 0 0 NORTHROP GRUMMAN CORP COM 666807102 2088 9759 SH DFND 01 9759 0 0 NRG ENERGY INC COM NEW 629377508 201 17970 SH DFND 01 17970 0 0 NUCOR CORP COM 670346105 713 14425 SH DFND 01 14425 0 0 NVIDIA CORP COM 67066G104 4231 61750 SH DFND 01 61750 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 1522 5435 SH DFND 01 5435 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 2894 39687 SH DFND 01 39687 0 0 ODYSSEY MARINE EXPLORATION I COM NEW 676118201 392 109311 SH DFND 01 109311 0 0 OGE ENERGY CORP COM 670837103 323 10200 SH DFND 01 10200 0 0 OMNICOM GROUP INC COM 681919106 1055 12415 SH DFND 01 12415 0 0 ONEOK INC NEW COM 682680103 478 9293 SH DFND 01 9293 0 0 ORACLE CORP COM 68389X105 6866 174800 SH DFND 01 174800 0 0 PACE HLDGS CORP *W EXP 99/99/999 G6865N111 280 667800 SH DFND 01 667800 0 0 PARSLEY ENERGY INC CL A 701877102 4006 119548 SH DFND 01 119548 0 0 PAYPAL HLDGS INC COM 70450Y103 2417 58996 SH DFND 01 58996 0 0 PDC ENERGY INC COM 69327R101 4485 66878 SH DFND 01 66878 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 253 16000 SH DFND 01 16000 0 0 PEPSICO INC COM 713448108 10875 99986 SH DFND 01 99986 0 0 PERRIGO CO PLC SHS G97822103 735 7958 SH DFND 01 7958 0 0 PFIZER INC COM 717081103 14733 435000 SH DFND 01 435000 0 0 PG&E CORP COM 69331C108 3010 49200 SH DFND 01 49200 0 0 PHARMERICA CORP COM 71714F104 2055 73195 SH DFND 01 73195 0 0 PHILIP MORRIS INTL INC COM 718172109 7202 74080 SH DFND 01 74080 0 0 PHILLIPS 66 COM 718546104 2045 25384 SH DFND 01 25384 0 0 PINNACLE WEST CAP CORP COM 723484101 432 5679 SH DFND 01 5679 0 0 PIONEER NAT RES CO COM 723787107 2492 13421 SH DFND 01 13421 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 2457 302902 SH DFND 01 302902 0 0 PNC FINL SVCS GROUP INC COM 693475105 2319 25741 SH DFND 01 25741 0 0 PPG INDS INC COM 693506107 1696 16409 SH DFND 01 16409 0 0 PPL CORP COM 69351T106 1191 34454 SH DFND 01 34454 0 0 PRAXAIR INC COM 74005P104 3724 30820 SH DFND 01 30820 0 0 PRICE T ROWE GROUP INC COM 74144T108 931 13999 SH DFND 01 13999 0 0 PRICELINE GRP INC COM NEW 741503403 4326 2940 SH DFND 01 2940 0 0 PROCTER AND GAMBLE CO COM 742718109 6395 71250 SH DFND 01 71250 0 0 PROGRESSIVE CORP OHIO COM 743315103 1007 31966 SH DFND 01 31966 0 0 PROLOGIS INC COM 74340W103 1032 19275 SH DFND 01 19275 0 0 PRUDENTIAL FINL INC COM 744320102 1857 22749 SH DFND 01 22749 0 0 PUBLIC STORAGE COM 74460D109 1266 5673 SH DFND 01 5673 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1083 25857 SH DFND 01 25857 0 0 PULTE GROUP INC COM 745867101 449 22383 SH DFND 01 22383 0 0 QORVO INC COM 74736K101 464 8319 SH DFND 01 8319 0 0 QUALCOMM INC COM 747525103 5261 76800 SH DFND 01 76800 0 0 QUALCOMM INC COM 747525103 27400 400000 SH Call DFND 01 400000 0 0 QUANTA SVCS INC COM 74762E102 299 10684 SH DFND 01 10684 0 0 QUEST DIAGNOSTICS INC COM 74834L100 714 8431 SH DFND 01 8431 0 0 RALPH LAUREN CORP CL A 751212101 323 3189 SH DFND 01 3189 0 0 RANGE RES CORP COM 75281A109 327 8436 SH DFND 01 8436 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 378 6500 SH DFND 01 6500 0 0 RAYTHEON CO COM NEW 755111507 2190 16084 SH DFND 01 16084 0 0 REALOGY HLDGS CORP COM 75605Y106 203 7848 SH DFND 01 7848 0 0 REGENCY CTRS CORP COM 758849103 373 4815 SH DFND 01 4815 0 0 REGENERON PHARMACEUTICALS COM 75886F107 1680 4180 SH DFND 01 4180 0 0 REGIONS FINL CORP NEW COM 7591EP100 712 72108 SH DFND 01 72108 0 0 REYNOLDS AMERICAN INC COM 761713106 1404 29779 SH DFND 01 29779 0 0 RICE ENERGY INC COM 762760106 2601 99629 SH DFND 01 99629 0 0 RIO TINTO PLC SPONSORED ADR 767204100 1996 59774 SH DFND 01 59774 0 0 ROBERT HALF INTL INC COM 770323103 233 6146 SH DFND 01 6146 0 0 ROPER TECHNOLOGIES INC COM 776696106 936 5130 SH DFND 01 5130 0 0 ROSS STORES INC COM 778296103 1405 21845 SH DFND 01 21845 0 0 S&P GLOBAL INC COM 78409V104 1716 13562 SH DFND 01 13562 0 0 SALESFORCE COM INC COM 79466L302 4204 58944 SH DFND 01 58944 0 0 SBA COMMUNICATIONS CORP COM 78388J106 829 7392 SH DFND 01 7392 0 0 SCANA CORP NEW COM 80589M102 503 6948 SH DFND 01 6948 0 0 SCHEIN HENRY INC COM 806407102 666 4084 SH DFND 01 4084 0 0 SCHLUMBERGER LTD COM 806857108 9873 125550 SH DFND 01 125550 0 0 SCHWAB CHARLES CORP NEW COM 808513105 1986 62897 SH DFND 01 62897 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 14572 175000 SH Call DFND 01 175000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 594 15400 SH DFND 01 15400 0 0 SEALED AIR CORP NEW COM 81211K100 383 8359 SH DFND 01 8359 0 0 SEMPRA ENERGY COM 816851109 1382 12892 SH DFND 01 12892 0 0 SHERWIN WILLIAMS CO COM 824348106 1206 4358 SH DFND 01 4358 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 327 2760 SH DFND 01 2760 0 0 SIMON PPTY GROUP INC NEW COM 828806109 2785 13454 SH DFND 01 13454 0 0 SIRIUS XM HLDGS INC COM 82968B103 197 47225 SH DFND 01 47225 0 0 SOUTHERN CO COM 842587107 2433 47418 SH DFND 01 47418 0 0 SOUTHWEST AIRLS CO COM 844741108 345 8883 SH DFND 01 8883 0 0 SOUTHWESTERN ENERGY CO COM 845467109 263 18992 SH DFND 01 18992 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 18710 86500 SH Put DFND 86500 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 10596 275500 SH Put DFND 275500 0 0 SPECTRA ENERGY CORP COM 847560109 1282 29978 SH DFND 01 29978 0 0 SPLUNK INC COM 848637104 433 7387 SH DFND 01 7387 0 0 SPROUTS FMRS MKT INC COM 85208M102 2176 105387 SH DFND 01 105387 0 0 ST JUDE MED INC COM 790849103 1239 15533 SH DFND 01 15533 0 0 STANLEY BLACK & DECKER INC COM 854502101 5229 42518 SH DFND 01 42518 0 0 STAPLES INC COM 855030102 295 34547 SH DFND 01 34547 0 0 STARBUCKS CORP COM 855244109 4164 76901 SH DFND 01 76901 0 0 STATE STR CORP COM 857477103 1473 21151 SH DFND 01 21151 0 0 STRYKER CORP COM 863667101 1579 13561 SH DFND 01 13561 0 0 SUNTRUST BKS INC COM 867914103 1226 27995 SH DFND 01 27995 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 1257 70201 SH DFND 01 70201 0 0 SUPERVALU INC COM 868536103 998 200000 SH Call DFND 01 200000 0 0 SYNAPTICS INC COM 87157D109 2076 35440 SH DFND 01 35440 0 0 SYNCHRONY FINL COM 87165B103 1286 45934 SH DFND 01 45934 0 0 SYSCO CORP COM 871829107 1371 27973 SH DFND 01 27973 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1352 30000 SH DFND 01 30000 0 0 TARGET CORP COM 87612E106 377 5493 SH DFND 01 5493 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 503 14285 SH DFND 01 14285 0 0 TE CONNECTIVITY LTD REG SHS H84989104 1235 19177 SH DFND 01 19177 0 0 TESARO INC COM 881569107 842 8400 SH Call DFND 8400 0 0 TESARO INC COM 881569107 1804 18000 SH DFND 01 18000 0 0 TESLA MTRS INC COM 88160R101 905 4435 SH DFND 01 4435 0 0 TESLA MTRS INC COM 88160R101 5101 25000 SH Put DFND 01 25000 0 0 TESORO CORP COM 881609101 534 6718 SH DFND 01 6718 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 9432 205000 SH DFND 01 205000 0 0 TEXAS INSTRS INC COM 882508104 3920 55860 SH DFND 01 55860 0 0 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 36806 43687000 PRN DFND 43687000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2032 12778 SH DFND 01 12778 0 0 TIME WARNER INC COM NEW 887317303 6694 84079 SH DFND 01 84079 0 0 TJX COS INC NEW COM 872540109 2578 34463 SH DFND 01 34463 0 0 TOLL BROTHERS INC COM 889478103 288 9643 SH DFND 01 9643 0 0 TOTAL SYS SVCS INC COM 891906109 429 9101 SH DFND 01 9101 0 0 TRACTOR SUPPLY CO COM 892356106 315 4683 SH DFND 01 4683 0 0 TRANSOCEAN LTD REG SHS H8817H100 2132 200000 SH DFND 01 200000 0 0 TRIPADVISOR INC COM 896945201 344 5437 SH DFND 01 5437 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 1929 79646 SH DFND 01 79646 0 0 TWITTER INC COM 90184L102 668 28960 SH DFND 01 28960 0 0 TYSON FOODS INC CL A 902494103 1883 25222 SH DFND 01 25222 0 0 U S SILICA HLDGS INC COM 90346E103 1436 30840 SH DFND 01 30840 0 0 UDR INC COM 902653104 360 10000 SH DFND 01 10000 0 0 UGI CORP NEW COM 902681105 398 8800 SH DFND 01 8800 0 0 UNDER ARMOUR INC CL A 904311107 288 7447 SH DFND 01 7447 0 0 UNDER ARMOUR INC CL C 904311206 254 7499 SH DFND 01 7499 0 0 UNION PAC CORP COM 907818108 9083 93133 SH DFND 01 93133 0 0 UNITED CONTL HLDGS INC COM 910047109 249 4750 SH DFND 01 4750 0 0 UNITED PARCEL SERVICE INC CL B 911312106 424 3873 SH DFND 01 3873 0 0 UNITED TECHNOLOGIES CORP COM 913017109 4692 46184 SH DFND 01 46184 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 1046 8860 SH DFND 01 8860 0 0 UNITEDHEALTH GROUP INC COM 91324P102 7065 50463 SH DFND 01 50463 0 0 UNUM GROUP COM 91529Y106 467 13225 SH DFND 01 13225 0 0 US BANCORP DEL COM NEW 902973304 3813 88912 SH DFND 01 88912 0 0 V F CORP COM 918204108 992 17699 SH DFND 01 17699 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 3638 148200 SH Call DFND 148200 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1315 24812 SH DFND 01 24812 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 473 9500 SH DFND 01 9500 0 0 VALVOLINE INC COM 92047W101 2701 115000 SH DFND 01 115000 0 0 VALVOLINE INC COM 92047W101 3383 144000 SH DFND 144000 0 0 VANTIV INC CL A 92210H105 425 7552 SH DFND 01 7552 0 0 VENTAS INC COM 92276F100 670 9491 SH DFND 01 9491 0 0 VERISIGN INC COM 92343E102 440 5630 SH DFND 01 5630 0 0 VERISK ANALYTICS INC COM 92345Y106 742 9128 SH DFND 01 9128 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 11061 212800 SH DFND 01 212800 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 4526 51897 SH DFND 01 51897 0 0 VIACOM INC NEW CL B 92553P201 767 20138 SH DFND 01 20138 0 0 VIDEOCON D2H LTD ADR 92657J101 11529 1178844 SH DFND 01 1178844 0 0 VISA INC COM CL A 92826C839 8263 99916 SH DFND 01 99916 0 0 VORNADO RLTY TR SH BEN INT 929042109 461 4556 SH DFND 01 4556 0 0 VOYA FINL INC COM 929089100 312 10836 SH DFND 01 10836 0 0 VULCAN MATLS CO COM 929160109 2496 21943 SH DFND 01 21943 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 2973 36878 SH DFND 01 36878 0 0 WAL-MART STORES INC COM 931142103 7764 107656 SH DFND 01 107656 0 0 WASTE MGMT INC DEL COM 94106L109 1611 25259 SH DFND 01 25259 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 272 48316 SH DFND 01 48316 0 0 WEC ENERGY GROUP INC COM 92939U106 966 16146 SH DFND 01 16146 0 0 WELLS FARGO & CO NEW COM 949746101 11189 252677 SH DFND 01 252677 0 0 WELLTOWER INC COM 95040Q104 710 9491 SH DFND 01 9491 0 0 WESTAR ENERGY INC COM 95709T100 411 7250 SH DFND 01 7250 0 0 WESTERN DIGITAL CORP COM 958102105 854 14600 SH DFND 01 14600 0 0 WESTROCK CO COM 96145D105 269 5555 SH DFND 01 5555 0 0 WEYERHAEUSER CO COM 962166104 472 14780 SH DFND 01 14780 0 0 WHIRLPOOL CORP COM 963320106 696 4291 SH DFND 01 4291 0 0 WHITEWAVE FOODS CO COM 966244105 517 9500 SH DFND 01 9500 0 0 WHITING PETE CORP NEW COM 966387102 2098 240000 SH DFND 01 240000 0 0 WILLIAMS COS INC DEL COM 969457100 5959 193904 SH DFND 01 193904 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 415 3127 SH DFND 01 3127 0 0 WORKDAY INC CL A 98138H101 493 5372 SH DFND 01 5372 0 0 WPX ENERGY INC COM 98212B103 1978 150000 SH DFND 01 150000 0 0 WYNN RESORTS LTD COM 983134107 407 4178 SH DFND 01 4178 0 0 XCEL ENERGY INC COM 98389B100 1132 27519 SH DFND 01 27519 0 0 XEROX CORP COM 984121103 433 42748 SH DFND 01 42748 0 0 XILINX INC COM 983919101 2058 37866 SH DFND 01 37866 0 0 XL GROUP LTD COM G98294104 477 14190 SH DFND 01 14190 0 0 XYLEM INC COM 98419M100 452 8617 SH DFND 01 8617 0 0 YAHOO INC COM 984332106 1952 45295 SH DFND 01 45295 0 0 YAHOO INC COM 984332106 15538 360500 SH Call DFND 360500 0 0 YAHOO INC COM 984332106 20272 470345 SH DFND 470345 0 0 YUM BRANDS INC COM 988498101 3010 33146 SH DFND 01 33146 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 215 6206 SH DFND 01 6206 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 1225 9419 SH DFND 01 9419 0 0 ZOETIS INC CL A 98978V103 1350 25954 SH DFND 01 25954 0 0