Senior Managing Member

0001019056-17-000107.txt : 20170208 0001019056-17-000107.hdr.sgml : 20170208 20170208110108 ACCESSION NUMBER: 0001019056-17-000107 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170208 DATE AS OF CHANGE: 20170208 EFFECTIVENESS DATE: 20170208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Geduld E E CENTRAL INDEX KEY: 0001352107 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11643 FILM NUMBER: 17581350 MAIL ADDRESS: STREET 1: C/O COUGAR CAPITAL LLC STREET 2: 1370 AVENUE OF THE AMERICAS, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Geduld Emanuel E DATE OF NAME CHANGE: 20060202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001352107 XXXXXXXX 12-31-2016 12-31-2016 false Geduld E E

c/o Cougar Capital Llc 1370 Avenue Of The Americas, 30th Floor New York NY 10019

13F HOLDINGS REPORT 028-11643 N E E Geduld Senior Managing Member 212-319-3500 /s/ Emanuel E. Geduld New York NY 02-07-2017 0 181 177980 INFORMATION TABLE 2 infotable.xml 888 HOLDINGS PLC ORD 0.5P COM 00B0L4LM9 67 25000 SH SOLE 0 0 0 A V HOMES INC COM STK COM 00234P102 356 22500 SH SOLE 0 0 0 ABILITY INC WTS W EXP 12/17/2018 G8789K116 2 67500 SH SOLE 0 0 0 ABSOLUTECARE INC COM STK RSTD COM 0049979J3 14 40000 SH SOLE 0 0 0 ACADIA PHARM COM 004225108 750 26000 SH SOLE 0 0 0 ACLARIS THERAPEUTICS INC MALV COM STK COM 00461U105 1223 45061 SH SOLE 0 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 227 6000 SH SOLE 0 0 0 AGUAS-A (CHI LISTING) COM 002311238 13 25000 SH SOLE 0 0 0 ALICORP SA PEN1 'C' SHS COM 002162834 33 15000 SH SOLE 0 0 0 ALPHA BANK AE EUR0.3(REV SPLIT) COM 00BZ1MXR7 60 30000 SH SOLE 0 0 0 ALPHABET INC COM 02079K305 792 1000 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 3001 4002 SH SOLE 0 0 0 AMER MDSTRM PART COM STK COM 02752P100 182 10000 SH SOLE 0 0 0 ANDINA ACQUISITION CORP-CW W EXP 9/1/2022 G0441P138 3 12500 SH SOLE 0 0 0 ANDINA ACQUISITION CORP-RTS RIGHT 09/01/2017 G0441P120 5 12500 SH SOLE 0 0 0 ANTRIM ENERGY COM 037243102 2 75000 SH SOLE 0 0 0 ARIAD PHARMACEUTICALS INC COM STK COM 04033A100 1442 115900 SH SOLE 0 0 0 ARIAD PHARMACEUTICALS COM 04033A100 933 75000 SH Call SOLE 0 0 0 ASSOCIATED BANC EQY WARRANT W EXP 11/21/2018 045487113 64 11000 SH SOLE 0 0 0 ATLANTIC CAPITAL BANCSHARES COM 048269203 1235 65000 SH SOLE 0 0 0 AWARE INC MASS COM STK COM 05453N100 61 10000 SH SOLE 0 0 0 BANK OF AMERICA CORP COM 060505104 1105 50000 SH Call SOLE 0 0 0 BANK OF AMERICA CORP COM 060505104 55052 2491048 SH SOLE 0 0 0 BANK OF AMERICA CORP WARRANT W EXP 10/28/2018 060505153 168 175000 SH SOLE 0 0 0 BANK OF AMERICA CORPWT EXP 1/16/19 W EXP 1/16/2019 060505146 995 100000 SH SOLE 0 0 0 BARRETT BILL CORP COM STK COM 06846N104 107 15300 SH SOLE 0 0 0 BILL 01/05/17 US T BILL EXP 1/05/2017 912796HV4 67999 68000000 PRN SOLE 0 0 0 BIOCARDIA INC SAN CARLOS CA COM STK COM 09060U101 135 125000 SH SOLE 0 0 0 BLUEBIRD BIO INC COM 09609G100 450 7300 SH SOLE 0 0 0 BOLSA A (MEX LISTING) COM 00B39VVF6 99 75000 SH SOLE 0 0 0 BOLSA DE VALOR. COP1 COM 00B24FPF4 15 2058500 SH SOLE 0 0 0 BOLSA MEXICANA DE VALORES SA COM 00B39VVF6 33 25000 SH SOLE 0 0 0 BOSTON SCIENTIFIC CORP COM 101137107 865 40000 SH Call SOLE 0 0 0 BOSTON SCIENTIFIC CORP COM STK COM 101137107 976 45110 SH SOLE 0 0 0 BRADKEN LTD COM 00B013SX6 232 100000 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB COM 110122108 2776 47500 SH SOLE 0 0 0 BRITISH LAND CO PLC COM 000136701 233 30000 SH SOLE 0 0 0 BURSA MALAYSIA BHD COM 00B06FV38 49 25000 SH SOLE 0 0 0 BYD COMPANY LIMITED COM 006536651 105 20000 SH SOLE 0 0 0 CALAVO GROWERS INC COM STK COM 128246105 614 10000 SH SOLE 0 0 0 CALLON PETRO CO COM 13123X102 400 26000 SH SOLE 0 0 0 CALLON PETROLEUM CO COM 13123X102 307 20000 SH Call SOLE 0 0 0 CAMECO CORP COM COM 13321L108 262 25000 SH SOLE 0 0 0 CAMPING WRLD HLD COM 13462K109 326 10000 SH SOLE 0 0 0 CANACCORD GENUITY GROUP INC COM 134801109 107 30000 SH SOLE 0 0 0 CAPSTONE TURBINE CORP COM STK COM 14067D409 20 30000 SH SOLE 0 0 0 CARDICA INC REDWOOD CITY COM STK COM 252366109 13 13400 SH SOLE 0 0 0 CASTLE BRANDS INC COM STK COM 148435100 38 50000 SH SOLE 0 0 0 CASTLIGHT HEALTH INC SAN FRAN COM STK COM 14862Q100 322 65000 SH SOLE 0 0 0 CATAPULT GROUP INTERNATIONAL COM 00BTL0Y76 71 40000 SH SOLE 0 0 0 Cel-Sci Corporation Warrants Exp 10/11/2 W EXP 10/11/2018 150837177 2 100000 SH SOLE 0 0 0 CEMPRA HOLDINGS LLC COM 15130J109 70 25000 SH SOLE 0 0 0 CHEMOCENTRYX INC COM 16383L106 259 35000 SH SOLE 0 0 0 CHINA TECHFAITH WIRELESS COMMU ADR SPONS ADR 169424207 19 10000 SH SOLE 0 0 0 CITIGROUP INC WRNT AEXP 01/04/2019 W EXP 01/04/2019 172967226 11 75000 SH SOLE 0 0 0 CITIGROUP INC WRNT BEXP 10/28/2018 W EXP 10/28/2018 172967234 0 50000 SH SOLE 0 0 0 COGENTIX MEDICAL INCCOM STK COM 19243A104 747 371547 SH SOLE 0 0 0 COVANTA HOLDING CORPDELAWARE COM STK COM 22282E102 312 20000 SH SOLE 0 0 0 CRIMSON WINE GROUP LTD COM STK COM 22662X100 117 12500 SH SOLE 0 0 0 CROCS INC COM STK COM 227046109 69 10000 SH SOLE 0 0 0 CURIS INC COM STK COM 231269101 31 10000 SH SOLE 0 0 0 DARIOHEALTH CORP. WARRANT W EXP 03/08/202 23725P118 7 10000 SH SOLE 0 0 0 DYNAVAX TECHNOLOGIES CORP BER COM STK COM 268158201 99 25000 SH SOLE 0 0 0 ECLPS RSRCS CRP COM 27890G100 134 50000 SH SOLE 0 0 0 ELECTRUM SPECIAL ACQUS-CW21 W EXP 99/99/999 G3105C112 14 50000 SH SOLE 0 0 0 EMERGE ENERGY SERVICES LP COM 29102H108 185 15000 SH SOLE 0 0 0 EMISPHERE TECHNOLOGIES INC COM STK COM 291345106 12 20000 SH SOLE 0 0 0 ENZO BIOCHEM INC COM STK COM 294100102 69 10000 SH SOLE 0 0 0 EPICEPT CORP COM STK COM 45254C101 5 25000 SH SOLE 0 0 0 EUROBANK ERGASIAS SA( GRE LISTING ) COM 00BYZ43T4 11 16000 SH SOLE 0 0 0 EVERBRIDGE INC COM 29978A104 554 30000 SH SOLE 0 0 0 EXACT SCIENCES CORP COM STK COM 30063P105 200 15000 SH SOLE 0 0 0 FANNIE MAE 8.25 PERP PFD 8.25% Preferred Stock 313586752 840 105000 SH SOLE 0 0 0 FARMER BROTHERS CO COM STK COM 307675108 367 10000 SH SOLE 0 0 0 FIAT CHRYSLER AUTOMOBILES NV COM COM 00BRJ2W98 228 25000 SH SOLE 0 0 0 FINISAR CORP COM STK COM 31787A507 303 10000 SH SOLE 0 0 0 FIREEYE INC COM 31816Q101 119 10000 SH SOLE 0 0 0 FIREEYE INC COM 31816Q101 238 20000 SH Call SOLE 0 0 0 FORTRESS BIOTECH INC COM 34960Q109 27 10000 SH SOLE 0 0 0 FOX RIVER RESOURCES CORP COM 351544101 0 10000 SH SOLE 0 0 0 FRANKLIN RESOURCES INC. COM STK COM 354613101 990 25000 SH SOLE 0 0 0 FREDDIE MAC 8.375 PERP PFD 8.375% Preferred Stock 313400624 529 70000 SH SOLE 0 0 0 FULLSHARE HOLDINGS LIMITED (HOK LISTING) COM 00BSVXB88 140 300000 SH SOLE 0 0 0 GENERAL MTRS CO W EXP 07/10/2019 WRNT EXP 7/10/2019 37045V126 688 40107 SH SOLE 0 0 0 GLORI ENERGY INC WARRANTS EXPIRES W EXP 4/19/2017 379606114 1 227900 SH SOLE 0 0 0 HARBORONE BANCORP INC COM 41165F101 484 25000 SH SOLE 0 0 0 HEMISPHERE MEDIA GROUP INCWTS COM 42365Q111 42 124900 SH SOLE 0 0 0 HENNESSY CAPITAL ACQUISITION C WRNT W EXP 3/10/2019 095306114 155 71900 SH SOLE 0 0 0 HENNESSY CAPITAL ACQUISITION C WRNT W EXP 09/11/2020 42588J118 55 65000 SH SOLE 0 0 0 HERITAGE OAKS BANCORP COM STK COM 42724R107 123 10000 SH SOLE 0 0 0 HI-CRUSH PARTNERS LP COM 428337109 198 10000 SH SOLE 0 0 0 HIGHLANDS BANKSHARESINC VA COM STK RSTD COM 4308939D1 420 70655 SH SOLE 0 0 0 HK EXCHANGES & CLEARING ORD COM 006267359 608 25721 SH SOLE 0 0 0 HUGOTON RTY TR TEX COM STK COM 444717102 54 25000 SH SOLE 0 0 0 ICICI BANK LTD COM 45104G104 1198 160000 SH Call SOLE 0 0 0 ICICI BANK LTD SPON ADR SPONS ADR 45104G104 412 55000 SH SOLE 0 0 0 INNOCOLL AG SAAL AN DER DONAU COM STK COM G4783X105 15 21506 SH SOLE 0 0 0 INTERSECT ENT INC COM 46071F103 121 10000 SH SOLE 0 0 0 INTEVAC INC COM STK COM 461148108 124 14447 SH SOLE 0 0 0 INVENTURE GROUP INC COM 461212102 177 18000 SH SOLE 0 0 0 ITAU UNIBANCO HLDNG S.A. COM 002849739 113 11000 SH SOLE 0 0 0 JMP GROUP LLC COM STK COM 46629U107 215 35000 SH SOLE 0 0 0 JPEL PRIVATE EQUITY LTD COM 00BYVQ4H9 103 86400 SH SOLE 0 0 0 KATANGA MINING LTD COM 485847107 8 75130 SH SOLE 0 0 0 KBS FASHION GROUP LTD WRNT W EXP 1/22/2018 Y46002112 7 237500 SH SOLE 0 0 0 KLR ENERGY ACQUISITION CORP H COM STK COM 49877M116 14 10000 SH SOLE 0 0 0 L&TOUBRO(EUR) COM 00B15VJF2 199 10000 SH SOLE 0 0 0 LADENBURG THALMANN FINL SVCS COM STK COM 50575Q102 939 385000 SH SOLE 0 0 0 LANDCADIA HOLDINGS INC. 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ADR SPONS ADR 633643804 33 127333 SH SOLE 0 0 0 NEOGENOMICS INC COM STK COM 64049M209 171 20000 SH SOLE 0 0 0 NEOVASC INC COM STK COM 64065J106 329 190000 SH SOLE 0 0 0 NEXEO SOLUTIONS INC. 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