Senior Managing Member

0001019056-16-001609.txt : 20161102 0001019056-16-001609.hdr.sgml : 20161102 20161102142755 ACCESSION NUMBER: 0001019056-16-001609 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 EFFECTIVENESS DATE: 20161102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Geduld E E CENTRAL INDEX KEY: 0001352107 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11643 FILM NUMBER: 161967433 MAIL ADDRESS: STREET 1: C/O COUGAR CAPITAL LLC STREET 2: 1370 AVENUE OF THE AMERICAS, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Geduld Emanuel E DATE OF NAME CHANGE: 20060202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001352107 XXXXXXXX 09-30-2016 09-30-2016 false Geduld E E

c/o Cougar Capital Llc 1370 Avenue Of The Americas, 30th Floor New York NY 10019

13F HOLDINGS REPORT 028-11643 N E E Geduld Senior Managing Member 212-319-3500 /s/ Emanuel E. Geduld New York NY 11-02-2016 0 194 100338 INFORMATION TABLE 2 infotable.xml 888 HOLDINGS PLC ORD 0.5P COM B0L4LM9 72 25000 SH SOLE 0 0 0 A V HOMES INC COM STK COM 00234P102 374 22500 SH SOLE 0 0 0 ABILITY INC WTS COM G8789K116 10 67500 SH SOLE 0 0 0 ABSOLUTECARE INC COM STK RSTD COM 0049979J3 14 40000 SH SOLE 0 0 0 ACADIA PHARM COM 004225108 343 10785 SH SOLE 0 0 0 ACCURIDE CORP NEW COM STK COM 00439T206 64 25000 SH SOLE 0 0 0 ACLARIS THERAPEUTICS INC MALV COM STK COM 00461U105 576 22500 SH SOLE 0 0 0 ADVANCED MICRO DEVICES INC COM STK COM 007903107 173 25000 SH SOLE 0 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 226 6000 SH SOLE 0 0 0 AGIOS PHARMA COM 00847X104 792 15000 SH SOLE 0 0 0 AGUAS-A (CHI LISTING) COM 2311238 16 25000 SH SOLE 0 0 0 ALICORP SA PEN1 'C' SHS COM 2162834 32 15000 SH SOLE 0 0 0 ALPHA BANK AE EUR0.3(REV SPLIT) COM BZ1MXR7 50 30000 SH SOLE 0 0 0 AMAZON INC COM 023135106 1676 2002 SH SOLE 0 0 0 AMER MDSTRM PART COM STK COM 02752P100 222 15000 SH SOLE 0 0 0 ANDINA ACQUISITION CORP-CW W EXP 9/1/2022 G0441P138 2 12500 SH SOLE 0 0 0 ANDINA ACQUISITION CORP-RTS RIGHT 09/01/2017 G0441P120 4 12500 SH SOLE 0 0 0 ANTRIM ENERGY COM 037243102 2 75000 SH SOLE 0 0 0 APPLIED OPTOELR COM 03823U102 333 15000 SH SOLE 0 0 0 ARCOS DORADOS HOLDINGS INC COM STK COM G0457F107 119 22500 SH SOLE 0 0 0 ARIAD PHARMACEUTICAL INC COM 04033A100 1518 110900 SH SOLE 0 0 0 ARIAD PHARMACEUTICALS COM 04033A100 753 55000 SH Call SOLE 0 0 0 ASCENA RETAIL GROUP INC COM STK COM 04351G101 168 30000 SH SOLE 0 0 0 ASSOCIATED BANC EQY WARRANT W EXP 11/21/2018 045487113 43 17000 SH SOLE 0 0 0 ATLANTIC CAPITAL BANCSHARES COM 048269203 974 65000 SH SOLE 0 0 0 AWARE INC MASS COM STK COM 05453N100 53 10000 SH SOLE 0 0 0 BANK OF AMERICA CORP COM 060505104 1956 125000 SH Call SOLE 0 0 0 BANK OF AMERICA CORP WARRANT W EXP 10/28/2018 060505153 18 175000 SH SOLE 0 0 0 BANK OF AMERICA CORPWT EXP 1/16/19 W EXP 1/16/2019 060505146 462 100000 SH SOLE 0 0 0 BANK OF AMERICA CORP COM 060505104 38985 2491048 SH SOLE 0 0 0 BANK OF AMERICA CORP PFD 6% 6% Preferred Stock 060505260 263 10000 SH SOLE 0 0 0 BARRETT BILL CORP COM STK COM 06846N104 111 20000 SH SOLE 0 0 0 BEIERSDORF AG COM 5107401 236 2500 SH SOLE 0 0 0 BLACKSTONE MORTGAGE TRUST INC CLASS A 09257W100 507 17200 SH SOLE 0 0 0 BLOOMIN' BRANDS INC COM STK COM 094235108 172 10000 SH SOLE 0 0 0 BLUEBIRD BIO INC COM 09609G100 664 9800 SH SOLE 0 0 0 BOLSA MEXICANA DE VALORES SA COM B39VVF6 40 25000 SH SOLE 0 0 0 BOSTON SCIENTIFIC CORP COM 101137107 360 15110 SH SOLE 0 0 0 BOSTON SCIENTIFIC CORP COM 101137107 2142 90000 SH Call SOLE 0 0 0 BRISTOL MYERS SQUIBB COM 110122108 2561 47500 SH SOLE 0 0 0 BOINGO WIRELESS INC COM 09739C102 822 80000 SH SOLE 0 0 0 BOLSA A (MEX LISTING) COM B39VVF6 119 75000 SH SOLE 0 0 0 BOLSA DE VALOR. COP1 COM B24FPF4 13 2058500 SH SOLE 0 0 0 BOSTON SCIENTIFIC CORP COM STK COM 101137107 714 30000 SH SOLE 0 0 0 BRADKEN LTD COM B013SX6 324 175000 SH SOLE 0 0 0 BRITISH LAND CO PLC COM 110999109 287 35000 SH SOLE 0 0 0 BROADCOM LTD COM STK COM Y09827109 863 5000 SH SOLE 0 0 0 BURSA MALAYSIA BHD COM B06FV38 53 25000 SH SOLE 0 0 0 BYD COMPANY LIMITED COM 573933CY2 131 20000 SH SOLE 0 0 0 CALAVO GROWERS INC COM STK COM 128246105 491 7500 SH SOLE 0 0 0 CALLAWAY GOLF CO COM STK COM 131193104 290 25000 SH SOLE 0 0 0 CALLON PETE CO DEL COM STK COM 13123X102 548 34900 SH SOLE 0 0 0 CALLON PETROLEUM CO COM 13123X102 314 20000 SH Call SOLE 0 0 0 CANACCORD GENUITY GROUP INC COM 134801109 107 30000 SH SOLE 0 0 0 CAPSTONE TURBINE CORP COM STK COM 14067D409 41 30000 SH SOLE 0 0 0 CARDICA INC REDWOOD CITY COM STK COM 252366109 25 13400 SH SOLE 0 0 0 CASELLA WASTE SYS INC CL A COM STK CLASS A 147448104 206 20000 SH SOLE 0 0 0 CASTLIGHT HEALTH INC B CLASS B 14862Q100 187 45000 SH SOLE 0 0 0 CASTLE BRANDS INC COM STK COM 148435100 44 50000 SH SOLE 0 0 0 CASTLIGHT HEALTH INC SAN FRAN COM STK COM 14862Q100 83 20000 SH SOLE 0 0 0 CATAPULT GROUP INTERNATIONAL COM Q2096R103 163 61623 SH SOLE 0 0 0 CBS CORP NEW CL B COM STK CLASS B 124857202 274 5000 SH SOLE 0 0 0 Cel-Sci Corporation Warrants Exp 10/11/2 W EXP 10/11/2018 150837177 12 100000 SH SOLE 0 0 0 CHEMOCENTRYX INC COM 16383L106 302 50000 SH SOLE 0 0 0 CHESAPEAKE ENERGY CORP COM STK COM 165167107 157 25000 SH SOLE 0 0 0 CHINA TECHFAITH WIRELESS COMMU ADR SPONS ADR 169424207 27 10000 SH SOLE 0 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 2118 5000 SH Call SOLE 0 0 0 CITIGROUP INC WRNT AEXP 01/04/2019 COM 172967226 4 75000 SH SOLE 0 0 0 CITIGROUP INC WRNT BEXP 10/28/2018 COM 172967234 0 50000 SH SOLE 0 0 0 COGENTIX MEDICAL INCCOM STK COM 19243A104 676 371297 SH SOLE 0 0 0 COWEN GROUP INC COM 223622101 653 180000 SH SOLE 0 0 0 CRIMSON WINE GROUP LTD COM STK COM 22662X100 108 12500 SH SOLE 0 0 0 CROCS INC COM STK COM 227046109 125 15000 SH SOLE 0 0 0 CURIS INC COM STK COM 231269101 26 10000 SH SOLE 0 0 0 DARIOHEALTH CORP. WARRANT W EXP 03/08/202 23725P118 7 10000 SH SOLE 0 0 0 ECLPS RSRCS CRP COM 27890G100 132 40000 SH SOLE 0 0 0 ELECTRUM SPECIAL ACQUS-CW21 W EXP 99/99/9999 G3105C112 11 50000 SH SOLE 0 0 0 EMISPHERE TECHNOLOGIES INC COM STK COM 291345106 14 20000 SH SOLE 0 0 0 ENZO BIOCHEM INC COM STK COM 294100102 76 15000 SH SOLE 0 0 0 EPICEPT CORP COM STK COM 45254C101 7 25000 SH SOLE 0 0 0 EUROBANK ERGASIAS SA( GRE LISTING ) COM BYZ43T4 9 16000 SH SOLE 0 0 0 EVERBRIDGE INC COM 29978A104 253 15000 SH SOLE 0 0 0 EXACT SCIENCES CORP COM STK COM 30063P105 696 37500 SH SOLE 0 0 0 EXACT SCIENCES CORP COM 30063P105 371 20000 SH Call SOLE 0 0 0 EXELIXIS INC COM STK COM 30161Q104 128 10000 SH SOLE 0 0 0 FANNIE MAE 8.25% PERP PFD 8.25% Preferred Stock 313586752 369 105000 SH SOLE 0 0 0 FARMER BROTHERS CO COM STK COM 307675108 444 12500 SH SOLE 0 0 0 FEDERAL NATL MTG ASSN MEDIUM COM STK COM 313586109 203 120000 SH SOLE 0 0 0 FIESTA RSTRN GRP COM 31660B101 240 10000 SH SOLE 0 0 0 FINISAR CORP COM STK COM 31787A507 298 10000 SH SOLE 0 0 0 FIREEYE INC COM 31816Q101 295 20000 SH Call SOLE 0 0 0 FOAMIX PHARMACEUTICALS LTD COM M46135105 156 16843 SH SOLE 0 0 0 FORTRESS BIOTECH INC COM 34960Q109 30 10000 SH SOLE 0 0 0 FREDDIE MAC 8.375% PERP PFD 8.375% Preferred Stock 313400624 244 70000 SH SOLE 0 0 0 FUELCELL ENERGY INC COM STK COM 35952H502 54 10000 SH SOLE 0 0 0 FULLSHARE HOLDINGS LIMITED (HOK LISTING) COM BSVXB88 232 400000 SH SOLE 0 0 0 GENERAL MTRS CO W EXP 07/10/2019 WRNT EXP 7/10/2019 37045V126 211 15107 SH SOLE 0 0 0 GLOBALSTAR INC COM 378973408 30 25000 SH SOLE 0 0 0 GLORI ENERGY INC WARRANTS W EXP 4/19/2017 379606114 1 227900 SH SOLE 0 0 0 HARBORONE BANCORP INC COM 41165F101 394 25000 SH SOLE 0 0 0 HEMISPHERE MEDIA GROUP INCWTS COM 42365Q111 70 124900 SH SOLE 0 0 0 HENNESSY CAPITAL ACQUISITION C WRNT W EXP 3/10/2019 095306114 128 80000 SH SOLE 0 0 0 HENNESSY CAPITAL ACQUISITION C WRNT W EXP 09/11/2020 42588J118 25 63100 SH SOLE 0 0 0 HERITAGE OAKS BANCORP COM STK COM 42724R107 405 49425 SH SOLE 0 0 0 HI-CRUSH PARTNERS LP COM 428337109 230 15000 SH SOLE 0 0 0 HIGHLANDS BANKSHARESINC VA COM STK RSTD COM 4308939D1 321 70655 SH SOLE 0 0 0 HK EXCHANGES & CLEARING ORD COM 6267359 676 25721 SH SOLE 0 0 0 HUGOTON RTY TR TEX COM STK COM 444717102 59 25000 SH SOLE 0 0 0 ICICI BANK LTD SPON ADR SPONS ADR 45104G104 374 50000 SH SOLE 0 0 0 ICICI BANK LTD COM 45104G104 747 100000 SH Call SOLE 0 0 0 INNOCOLL AG COM G4783X105 154 26506 SH SOLE 0 0 0 INPHI CORP COM 45772F107 653 15000 SH SOLE 0 0 0 INVENTURE GROUP INC COM 461212102 216 23000 SH SOLE 0 0 0 ITAU UNIBANCO HLDNG S.A. COM 465562106 109 10000 SH SOLE 0 0 0 JMP GROUP LLC COM STK COM 46629U107 193 35000 SH SOLE 0 0 0 JP MORGAN PRIVATE EQUITY LIMITED (UKM LI COM B07V0H2 93 90000 SH SOLE 0 0 0 KATE SPADE & CO COM STK COM 485865109 171 10000 SH SOLE 0 0 0 KATANGA MINING LTD COM 485847107 7 75130 SH SOLE 0 0 0 KBS FASHION GROUP LTD WRNT W EXP 1/22/2018 Y46002112 7 237500 SH SOLE 0 0 0 KLR ENERGY ACQUISITION CORP COM 49877M207 105 10000 SH SOLE 0 0 0 LADENBURG THALMANN FINL SVCS COM STK COM 50575Q102 889 385000 SH SOLE 0 0 0 LANDCADIA HOLDIN COM 51476W206 256 25000 SH SOLE 0 0 0 LAS VEGAS SANDS CORP COM 517834107 288 5000 SH SOLE 0 0 0 LINDBLAD EXPEDITIONS HOLDINGS COM 535219117 185 95300 SH SOLE 0 0 0 LION BIOTECHNOLOGIES INC COM 53619R102 123 15000 SH SOLE 0 0 0 LIPOCINE INC COM STK COM 53630X104 134 30000 SH SOLE 0 0 0 LUBYS INC COM STK COM 549282101 193 45000 SH SOLE 0 0 0 LUNA GOLD CORP VANCOUVER COM COM 550344303 6 25000 SH SOLE 0 0 0 MAGNACHIP SEMICONDUCTOR CORP COM STK COM 55933J203 417 50000 SH SOLE 0 0 0 MANKIND CORP COM 56400P201 47 75000 SH SOLE 0 0 0 MCCORMICK & CO INC COM STK COM 579780206 350 3500 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 277 2400 SH SOLE 0 0 0 MELLANOX TECHNOLOGIES LTD COM M51363113 1298 30000 SH SOLE 0 0 0 MELLANOX TECHS LTD COM M51363113 1298 30000 SH Call SOLE 0 0 0 MICRON TECHNOLOGY INC COM 595112103 889 50000 SH SOLE 0 0 0 MONITISE PLC (UKM LISTING) COM B1YMRB8 2 50000 SH SOLE 0 0 0 MONSANTO CO COM 61166W101 1022 10000 SH Call SOLE 0 0 0 MOUNTAIN PROVINCE DIAMONDS INC COM COM 62426E402 79 15000 SH SOLE 0 0 0 NATIONAL BANK OF GREECE S.A. ADR SPONS ADR 633643804 26 127333 SH SOLE 0 0 0 NEOGENOMICS INC COM STK COM 64049M209 206 25000 SH SOLE 0 0 0 NEOVASC INC COM 64065J106 184 350000 SH SOLE 0 0 0 NEXEO SOLUTIONS INC. WARRANT BUSINESS C W EXP 06/09/202 65342H110 22 34992 SH SOLE 0 0 0 NOVADAQ TECH COM 66987G102 289 25000 SH SOLE 0 0 0 NOVAN INC COM 66988N106 252 12500 SH SOLE 0 0 0 NOVAVAX INC COM STK COM 670002104 104 50000 SH SOLE 0 0 0 NUTANIX INC - A CLASS A 67059N108 422 11400 SH SOLE 0 0 0 NZX LIMITED (NZE LISTING) (POST SPLIT) COM 6623155 77 100000 SH SOLE 0 0 0 ON SEMICONDUCTOR CORP / SEMIC COM STK COM 682189105 616 50000 SH SOLE 0 0 0 OPEXA THERAPEUTICS INC WTS W EXP 04/13/2018 68372T129 6 60200 SH SOLE 0 0 0 OPKO HEALTH INC COM 68375N103 265 25000 SH Call SOLE 0 0 0 OPKO HEALTH INC COM COM 68375N103 635 60000 SH SOLE 0 0 0 ORIGIN AGRITECH LTD COM STK COM G67828106 59 25000 SH SOLE 0 0 0 OZ MINERALS LTD POST SPLIT COM 6397825 140 30000 SH SOLE 0 0 0 PTX 12 01AUG2020 144A BOND 12% 8/01/2020 71426VAC2 322 400000 PRN SOLE 0 0 0 PACIFIC BIOSCIENCES OF CALIFORNIA COM 69404D108 90 10000 SH Call SOLE 0 0 0 PACIFIC BIOSCIENCES OF CALIFORNIA COM 69404D108 314 35000 SH SOLE 0 0 0 PACIFIC SPECIAL ACQUIS-RTS COM G68588113 3 13400 SH SOLE 0 0 0 PAR PACIFIC HOLDINGSINC COM 69888T207 412 31500 SH SOLE 0 0 0 PATRIOT NATIONAL INC FORT LAU COM STK COM 70338T102 90 10000 SH SOLE 0 0 0 PERMIAN BASIN RTY TR COM STK COM 714236106 139 20000 SH SOLE 0 0 0 PIRAEUS BANK SA (EUR.30) COM BYWKR93 4 25000 SH SOLE 0 0 0 PROFOUND MEDICAL CORP COM 74319B106 143 150000 SH SOLE 0 0 0 PURE TECHS LTD COM 745915108 44 10000 SH SOLE 0 0 0 RANDOLPH BANCORP INC COM 752378109 341 25000 SH SOLE 0 0 0 REPUBLIC AWYS HLDGS INC COM STK COM 760276105 23 25000 SH SOLE 0 0 0 RLJ Entertainment Inc. Wt Exp 10/03/201 W EXP 10/03/2017 74965F112 36 100000 SH SOLE 0 0 0 RUBICON LIMITED NZD COM 572993ZM8 23 150000 SH SOLE 0 0 0 S&W SEED COMPANY COM 785135104 128 25000 SH SOLE 0 0 0 SAN JUAN BASIN RTY TR COM STK COM 798241105 89 15000 SH SOLE 0 0 0 SANOFI CONTGNT VAL RIGHTS RIGHT EXP 12/31/2020 80105N113 34 125000 SH SOLE 0 0 0 SAREPTA THERAPUTICS INC COM 803607100 1864 30359 SH SOLE 0 0 0 SERES THERAPEUTI COM 81750R102 307 25000 SH SOLE 0 0 0 SHORETEL INC COM 825211105 240 30000 SH SOLE 0 0 0 SINGAPORE EXCHANGE COM 6303866 543 100000 SH SOLE 0 0 0 SOUTHERN CO GAS CAPITAL 5.25% NOTE 10/01/2076 842587305 253 10000 PRN SOLE 0 0 0 SOUTHWESTERN ENERGY CO DELAWARE COM STK COM 845467109 138 10000 SH SOLE 0 0 0 SPDR S&P ETF TRUST COM 78462F103 2163 10000 SH Call SOLE 0 0 0 SQUARE INC COM 852234103 350 30000 SH SOLE 0 0 0 STILLWATER MNG CO COM STK COM 86074Q102 134 10000 SH SOLE 0 0 0 SYNERGY RESOURCES CORPORATION COM STK COM 87164P103 139 20000 SH SOLE 0 0 0 TCF FINANCIAL EQY WARRANT W EXP 11/14/201 872275128 24 15100 SH SOLE 0 0 0 TEEKAY OFFSHORE PARTNERS COM Y8565J101 594 94000 SH SOLE 0 0 0 TEEKAY TANKERS LTD COM Y8565N102 51 20000 SH SOLE 0 0 0 THERAPEUTICSMD INC COM STK COM 88338N107 68 10000 SH SOLE 0 0 0 TOOTSIE ROLL INDS INC COM STK COM 890516107 1329 36068 SH SOLE 0 0 0 UNIFI INC COM STK COM 904677200 294 10000 SH SOLE 0 0 0 VINCE HOLDING CO COM 92719W108 113 20000 SH SOLE 0 0 0 VIVEVE MEDICAL INC COM COM 92852W204 361 50000 SH SOLE 0 0 0 VONAGE HOLDINGS CORP HOLMDEL COM STK COM 92886T201 132 20000 SH SOLE 0 0 0 WIZARD WORLD INC COM STK RSTD COM 97751C9B8 112 340213 SH SOLE 0 0 0 WMIH CORP COM 92936P100 176 75000 SH SOLE 0 0 0 WRIGHT INVESTORS SERVICES HOLDING INC COM 982345100 268 382325 SH SOLE 0 0 0 ZAYO GROUP HOLDINGS INC COM 98919V105 297 10000 SH SOLE 0 0 0 ZIOPHARM ONCO COM 98973P101 56 10000 SH SOLE 0 0 0