Senior Managing Member

0001019056-16-001467.txt : 20160808 0001019056-16-001467.hdr.sgml : 20160808 20160808145933 ACCESSION NUMBER: 0001019056-16-001467 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160808 DATE AS OF CHANGE: 20160808 EFFECTIVENESS DATE: 20160808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Geduld E E CENTRAL INDEX KEY: 0001352107 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11643 FILM NUMBER: 161813836 MAIL ADDRESS: STREET 1: C/O COUGAR CAPITAL LLC STREET 2: 1370 AVENUE OF THE AMERICAS, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Geduld Emanuel E DATE OF NAME CHANGE: 20060202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001352107 XXXXXXXX 06-30-2016 06-30-2016 false Geduld E E

c/o Cougar Capital Llc 1370 Avenue Of The Americas, 30th Floor New York NY 10019

13F HOLDINGS REPORT 028-11643 N E E Geduld Senior Managing Member 212-319-3500 /s/ Emanuel E. Geduld New York NY 08-08-2016 0 169 76029 INFORMATION TABLE 2 infotable.xml 888 HOLDINGS PLC ORD 0.5P COM B0L4LM9 68 25000 SH SOLE 0 0 0 A V HOMES INC COM STK COM 00234P102 367 30000 SH SOLE 0 0 0 ABILITY INC WTS COM G8789K116 10 67500 SH SOLE 0 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 487 15000 SH SOLE 0 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 325 10000 SH Call SOLE 0 0 0 ACLARIS THERAPEUTICS INC MALV COM STK COM 00461U105 323 17500 SH SOLE 0 0 0 AGUAS-A (CHI LISTING) COM 2311238 14 25000 SH SOLE 0 0 0 ALICORP SA PEN1 'C' SHS COM 2162834 29 15000 SH SOLE 0 0 0 ALPHA BANK AE EUR0.3(REV SPLIT) COM BZ1MXR7 54 30000 SH SOLE 0 0 0 ALPHABET INC CL A CLASS A 38259P508 823 1170 SH SOLE 0 0 0 AMAZON INC COM 023135106 1433 2002 SH SOLE 0 0 0 ANDINA ACQUISITION CORP-CW W EXP 9/1/2022 G0441P138 1 12500 SH SOLE 0 0 0 ANDINA ACQUISITION CORP-RTS RIGHT 09/01/2017 G0441P120 2 12500 SH SOLE 0 0 0 ANTRIM ENERGY COM 037243102 2 75000 SH SOLE 0 0 0 APPLIED OPTOELR COM 03823U102 368 33000 SH SOLE 0 0 0 ARCOS DORADOS HOLDINGS INC COM STK COM G0457F107 107 22500 SH SOLE 0 0 0 ARIAD PHARMACEUTICALS INC COM STK COM 04033A100 333 45100 SH SOLE 0 0 0 ARIAD PHARMACEUTICALS COM 04033A100 74 10000 SH Call SOLE 0 0 0 ASSOCIATED BANC EQY WARRANT W EXP 11/21/2018 045487113 24 17000 SH SOLE 0 0 0 ATLANTIC CAPITAL BANCSHARES COM 048269203 940 65000 SH SOLE 0 0 0 AWARE INC MASS COM STK COM 05453N100 43 10000 SH SOLE 0 0 0 BANK OF AMERICA CORP COM 060505104 332 25000 SH Call SOLE 0 0 0 BANK OF AMERICA CORP COM 060505104 33056 2491048 SH SOLE 0 0 0 BANK OF AMERICA CORP PFD 6% 6% Preferred Stock 060505260 391 15000 SH SOLE 0 0 0 BANK OF AMERICA CORP WARRANT W EXP 10/28/2018 060505153 14 175000 SH SOLE 0 0 0 BANK OF AMERICA CORPWT EXP 1/16/19 W EXP 1/16/2019 060505146 348 100000 SH SOLE 0 0 0 BAZAARVOICE INC COM STK COM 073271108 201 50000 SH SOLE 0 0 0 BEIERSDORF AG COM 5107401 235 2500 SH SOLE 0 0 0 BLACKSTONE MORTGAGE TRUST INC REIT CLASS A 09257W100 476 17200 SH SOLE 0 0 0 BLOOMIN' BRANDS INC COM STK COM 094235108 179 10000 SH SOLE 0 0 0 BLUEBIRD BIO INC COM 09609G100 424 9800 SH SOLE 0 0 0 BOINGO WIRELESS INC COM 09739C102 714 80000 SH SOLE 0 0 0 BOLSA A (MEX LISTING) COM B39VVF6 115 75000 SH SOLE 0 0 0 BOLSA DE VALOR. COP1 COM B24FPF4 13 2058500 SH SOLE 0 0 0 BOLSA MEXICANA DE VALORES SA COM B39VVF6 38 25000 SH SOLE 0 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1169 50000 SH Call SOLE 0 0 0 BOSTON SCIENTIFIC CORP COM STK COM 101137107 587 25110 SH SOLE 0 0 0 BRADKEN LTD COM B013SX6 130 175000 SH SOLE 0 0 0 BRISTOL MYERS SQUIBB COM 110122108 1471 20000 SH SOLE 0 0 0 BRITISH LAND CO PLC COM 110999109 402 50000 SH SOLE 0 0 0 BROADCOM LTD COM STK COM Y09827109 389 2500 SH SOLE 0 0 0 BURSA MALAYSIA BHD COM B06FV38 53 25000 SH SOLE 0 0 0 CALAVO GROWERS INC COM STK COM 128246105 268 4000 SH SOLE 0 0 0 CALLAWAY GOLF CO COM STK COM 131193104 153 15000 SH SOLE 0 0 0 CALLON PETE CO DEL COM STK COM 13123X102 168 15000 SH SOLE 0 0 0 CANACCORD GENUITY GROUP INC COM 134801109 112 30000 SH SOLE 0 0 0 CARDICA INC REDWOOD CITY COM STK COM 252366109 24 13400 SH SOLE 0 0 0 CASELLA WASTE SYS INC CL A COM STK CLASS A 147448104 196 25000 SH SOLE 0 0 0 CASTLE BRANDS INC COM STK COM 148435100 37 50000 SH SOLE 0 0 0 CASTLIGHT HEALTH INC B CLASS B 14862Q100 198 50000 SH SOLE 0 0 0 CATAPULT GROUP INTERNATIONAL COM Q2096R103 23 10000 SH SOLE 0 0 0 Cel-Sci Corporation Warrants Exp 10/11/2 W EXP 10/11/2018 150837177 15 100000 SH SOLE 0 0 0 CHEMOCENTRYX INC COM 16383L106 112 25000 SH SOLE 0 0 0 CHINA TECHFAITH WIRELESS COMMU ADR SPONS ADR 169424207 16 10000 SH SOLE 0 0 0 CITIGROUP INC WRNT AEXP 01/04/2019 W EXP 01/04/2019 172967226 4 75000 SH SOLE 0 0 0 COGENTIX MED INC COM 19243A104 236 245671 SH SOLE 0 0 0 CORDIA BANCORP INC COM 218513109 499 99000 SH SOLE 0 0 0 COWEN GROUP INC COM 223622101 533 180000 SH SOLE 0 0 0 CRIMSON WINE GROUP LTD COM STK COM 22662X100 105 12500 SH SOLE 0 0 0 CROCS INC COM STK COM 227046109 113 10000 SH SOLE 0 0 0 CURIS INC COM STK COM 231269101 16 10000 SH SOLE 0 0 0 DEL TACO RESTAURANTSINC EXP 06/30/2020 W EXP 6/30/2020 245496112 119 70102 SH SOLE 0 0 0 DENNYS CORPORATION COM 24869P104 268 25000 SH SOLE 0 0 0 ECLPS RSRCS CRP COM 27890G100 167 50000 SH SOLE 0 0 0 ELECTRUM SPECIAL ACQUS-CW21 W EXP 99/99/999 G3105C112 12 50000 SH SOLE 0 0 0 EMISPHERE TECHNOLOGIES INC COM STK COM 291345106 14 20000 SH SOLE 0 0 0 ENZO BIOCHEM INC COM STK COM 294100102 149 25000 SH SOLE 0 0 0 EPICEPT CORP COM STK COM 45254C101 10 25000 SH SOLE 0 0 0 EUROBANK ERGASIAS SA( GRE LISTING ) COM BYZ43T4 10 16000 SH SOLE 0 0 0 EXACT SCIENCES CORP COM 30063P105 245 20000 SH Call SOLE 0 0 0 EXACT SCIENCES CORP COM STK COM 30063P105 521 42500 SH SOLE 0 0 0 FANNIE MAE 8.25% PERP PFD 8.25% Preferred Stock 313586752 469 105000 SH SOLE 0 0 0 FARMER BROTHERS CO COM STK COM 307675108 321 10000 SH SOLE 0 0 0 FEDERAL NATL MTG ASSN MEDIUM COM STK COM 313586109 240 120000 SH SOLE 0 0 0 FIREEYE INC COM 31816Q101 824 50000 SH Call SOLE 0 0 0 FORTRESS BIOTECH INC COM 34960Q109 27 10000 SH SOLE 0 0 0 FREDDIE MAC 8.375% PERP PFD 8.375% Preferred Stock 313400624 312 70000 SH SOLE 0 0 0 FULLSHARE HOLDINGS LIMITED (HOK LISTING) COM BSVXB88 177 400000 SH SOLE 0 0 0 GENERAL MTRS CO W EXP 07/10/2019 W EXP 7/10/2019 37045V126 158 15107 SH SOLE 0 0 0 GLOBALSTAR INC COM 378973408 30 25000 SH SOLE 0 0 0 GLORI ENERGY INC WARRANTS EXPIRES W EXP 4/19/2017 379606114 3 227900 SH SOLE 0 0 0 HARBORONE BANCORP INC COM 41165F101 323 25000 SH SOLE 0 0 0 HEARTWARE INTL COM 422368100 578 10000 SH SOLE 0 0 0 HEMISPHERE MEDIA GROUP INCWTS COM 42365Q111 60 119900 SH SOLE 0 0 0 HENNESSY CAPITAL ACQUISITION C WRNT W EXP 3/10/2019 095306114 42 38200 SH SOLE 0 0 0 HENNESSY CAPITAL ACQUISITION C WRNT W EXP 7/28/202 42588J118 39 62500 SH SOLE 0 0 0 HERITAGE OAKS BANCORP COM STK COM 42724R107 718 90400 SH SOLE 0 0 0 HI-CRUSH PARTNERS LP COM 428337109 196 15000 SH SOLE 0 0 0 HIGHLANDS BANKSHARESINC VA COM STK COM 4308939D1 239 73490 SH SOLE 0 0 0 HK EXCHANGES & CLEARING ORD COM 572993GA5 615 25415 SH SOLE 0 0 0 HUGOTON RTY TR TEX COM STK COM 444717102 59 25000 SH SOLE 0 0 0 ICICI BANK LTD SPON ADR SPONS ADR 45104G104 144 20000 SH SOLE 0 0 0 INFINERA CORP COM 45667G103 259 23000 SH SOLE 0 0 0 INNOCOLL AG COM G4783X105 146 26506 SH SOLE 0 0 0 INPHI CORP COM 45772F107 577 18000 SH SOLE 0 0 0 INVENTURE GROUP INC COM 461212102 141 18000 SH SOLE 0 0 0 ITAU UNIBANCO HLDNG S.A. COM 465562106 94 10000 SH SOLE 0 0 0 JMP GROUP LLC COM STK COM 46629U107 190 35000 SH SOLE 0 0 0 JP ENERGY PARTNERS LP COM 46643C109 338 40050 SH SOLE 0 0 0 JP MORGAN PRIVATE EQUITY LIMITED (UKM LI COM B07V0H2 87 90000 SH SOLE 0 0 0 KATANGA MINING LTD COM 485847107 8 75130 SH SOLE 0 0 0 KBS FASHION GROUP LTD WRNT W EXP 1/22/2018 Y46002112 7 237500 SH SOLE 0 0 0 KINDER MORGAN INC.WARRANTS WHEN ISSUED W EXP 5/25/2017 49456B119 0 25000 SH SOLE 0 0 0 KLR ENERGY ACQUISITION CORP COM 49877M207 101 10000 SH SOLE 0 0 0 LABSTYLE INNOVATIONS-WT W EXP 2/26/2020 50544T112 11 10000 SH SOLE 0 0 0 LADENBURG THALMANN FINL SVCS COM STK COM 50575Q102 944 400000 SH SOLE 0 0 0 LANDCADIA HOLDIN COM 51476W206 251 25000 SH SOLE 0 0 0 LAREDO PETROLEUM INC COM 516806106 105 10000 SH SOLE 0 0 0 LAS VEGAS SANDS CORP COM 517834107 373 5000 SH SOLE 0 0 0 LAYNE CHRISTENSEN CO COM STK COM 521050104 122 15000 SH SOLE 0 0 0 LENDINGCLUB CORP COM 52603A109 108 25000 SH SOLE 0 0 0 LINDBLAD EXPEDITIONS HOLDINGS COM 535219117 166 84522 SH SOLE 0 0 0 LION BIOTECHNOLOGIESINC COM STK COM 53619R102 81 10000 SH SOLE 0 0 0 LIPOCINE INC COM STK COM 53630X104 91 30000 SH SOLE 0 0 0 LUBYS INC COM STK COM 549282101 226 45000 SH SOLE 0 0 0 LUNA GOLD CORP VANCOUVER COM COM 550344303 4 25000 SH SOLE 0 0 0 MABVAX THERAPEUTICS HOLDINGS I COM 55414P108 11 20000 SH SOLE 0 0 0 MAGNACHIP SEMICONDUCTOR CORP COM STK COM 55933J203 57 10000 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 289 2400 SH SOLE 0 0 0 MELLANOX TECHNOLOGIES LTD COM M51363113 911 19000 SH SOLE 0 0 0 MICRON TECH INC COM 595112103 275 20000 SH Call SOLE 0 0 0 MICRON TECHNOLOGY INC COM 595112103 123 10000 SH SOLE 0 0 0 MONITISE PLC (UKM LISTING) COM B1YMRB8 2 50900 SH SOLE 0 0 0 MONSANTO CO COM 61166W101 1034 10000 SH Call SOLE 0 0 0 NATIONAL BANK OF GREECE S.A. ADR SPONS ADR 633643804 27 127333 SH SOLE 0 0 0 NEOGENOMICS INC COM STK COM 64049M209 121 15000 SH SOLE 0 0 0 NEOPHOTONICS CORP COM 64051T100 334 35000 SH SOLE 0 0 0 NEOVASC INC COM STK COM 64065J106 77 150000 SH SOLE 0 0 0 NEWELL BRANDS INC COM 651229106 243 5000 SH SOLE 0 0 0 NEXEO SOLUTIONS INC. WARRANT BUSINESS C COM 65342H110 31 45000 SH SOLE 0 0 0 NOVADAQ TECH COM 66987G102 148 15000 SH SOLE 0 0 0 NOVAGOLD RESOURCES INC CAD COM COM 66987E206 153 25000 SH SOLE 0 0 0 NUVECTRA CORP COM 67075N108 74 10000 SH SOLE 0 0 0 NZX LIMITED (NZE LISTING) (POST SPLIT) COM 6623155 71 100000 SH SOLE 0 0 0 ON SEMICONDUCTOR CORP / SEMIC COM STK COM 682189105 291 33000 SH SOLE 0 0 0 OPKO HEALTH INC COM 68375N103 280 30000 SH SOLE 0 0 0 OPKO HEALTH INC COM COM 68375N103 607 65000 SH SOLE 0 0 0 OZ MINERALS LTD POST SPLIT COM 6397825 126 30000 SH SOLE 0 0 0 PACIFIC BIOSCIENCES OF CALIFORNIA COM 69404D108 211 30000 SH SOLE 0 0 0 PAR PACIFIC HOLDINGSINC COM 69888T207 384 25000 SH SOLE 0 0 0 PERMIAN BASIN RTY TR COM STK COM 714236106 183 25000 SH SOLE 0 0 0 PIRAEUS BANK SA (EUR.30) COM BYWKR93 4 25000 SH SOLE 0 0 0 PROFOUND MEDICAL CORP COM 74319B106 140 125000 SH SOLE 0 0 0 PTX 12 01AUG2020 144A BOND 12% 8/01/2020 71426VAC2 207 250000 PRN SOLE 0 0 0 PURE TECHS LTD COM 745915108 45 10000 SH SOLE 0 0 0 PUT - SPY 100 @ 207 EXP 07/15/2016 COM 78462F103 2095 10000 SH Put SOLE 0 0 0 REPUBLIC AWYS HLDGS INC COM STK COM 760276105 24 35000 SH SOLE 0 0 0 RLJ Entertainment Inc. Wt Exp 10/03/201 W EXP 10/03/2017 74965F112 36 100000 SH SOLE 0 0 0 RUBICON LIMITED NZD COM 572993ZM8 26 150000 SH SOLE 0 0 0 S&W SEED COMPANY COM 785135104 109 25000 SH SOLE 0 0 0 SAN JUAN BASIN RTY TR COM STK COM 798241105 182 25000 SH SOLE 0 0 0 SANOFI CONTGNT VAL RIGHTS RIGHT EXP 12/31/2020 80105N113 30 125000 SH SOLE 0 0 0 SAREPTA THERAPUTICS INC COM 803607100 477 25000 SH SOLE 0 0 0 SINGAPORE EXCHANGE COM 6303866 565 100000 SH SOLE 0 0 0 STILLWATER MINING COMPANY COM 86074Q102 119 10000 SH Call SOLE 0 0 0 TCF FINANCIAL EQY WARRANT W EXP 11/14/201 872275128 21 15100 SH SOLE 0 0 0 TEEKAY OFFSHORE PARTNERS COM Y8565J101 589 99000 SH SOLE 0 0 0 TEEKAY TANKERS LTD COM Y8565N102 60 20000 SH SOLE 0 0 0 TESLA MOTORS INC COM 88160R101 1061 5000 SH SOLE 0 0 0 TOOTSIE ROLL INDS INC COM STK COM 890516107 1390 36068 SH SOLE 0 0 0 UNDER ARMOUR INC CL A COM STK CLASS A 904311107 201 5000 SH SOLE 0 0 0 UNIFI INC COM STK COM 904677200 272 10000 SH SOLE 0 0 0 VIOLIN MEMRY INC COM 92763A101 23 25000 SH SOLE 0 0 0 VIVEVE MEDICAL INC COM COM 92852W204 96 23500 SH SOLE 0 0 0 WIZARD WORLD INC COM STK COM 97751C9B8 146 340213 SH SOLE 0 0 0 WMIH CORP COM 92936P100 133 60000 SH SOLE 0 0 0 WRIGHT INVESTORS SERVICES HOLDING INC COM 982345100 421 382325 SH SOLE 0 0 0 YELP INC COM 985817105 304 10000 SH SOLE 0 0 0 ZAYO GROUP HOLDINGS INC COM 98919V105 279 10000 SH SOLE 0 0 0