0001085146-15-000266.txt : 20150206 0001085146-15-000266.hdr.sgml : 20150206 20150205203415 ACCESSION NUMBER: 0001085146-15-000266 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150206 DATE AS OF CHANGE: 20150205 EFFECTIVENESS DATE: 20150206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SII INVESTMENTS INC/WI CENTRAL INDEX KEY: 0001351903 IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13970 FILM NUMBER: 15581787 BUSINESS ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 BUSINESS PHONE: 800-426-5975 MAIL ADDRESS: STREET 1: 5555 GRANDE MARKET DR CITY: APPLETON STATE: WI ZIP: 45912 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001351903 XXXXXXXX 12-31-2014 12-31-2014 SII INVESTMENTS INC/WI

5555 GRANDE MARKET DR APPLETON WI 45912

13F HOLDINGS REPORT 028-13970 0000898419 028-03582 PRUDENTIAL PLC N David Loasby (920) 996-2600 /s/ David Loasby Appleton WI 01-30-2015 0 509 758757 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3-D SYS CORP DELCOM NEW88554D20571521263SHDFND100212633M COCOM88579Y101481629347SHDFND10029347ABBOTT LABSCOM00282410055412237SHDFND10012237ABBVIE INCCOM00287Y109122118579SHDFND10018579ACACIA RESH CORPACACIA TCH COM00388130740924335SHDFND10024335ADAMS EXPRESS COCOM00621210479858203SHDFND10058203ADVISORSHARES TRPERITUS HG YLD00768Y5032967160SHDFND1007160AETNA INC NEWCOM00817Y108102811569SHDFND10011569AFLAC INCCOM001055102129521570SHDFND10021570AGL RES INCCOM0012041063165828SHDFND1005828AGRIUM INCCOM0089161086056421SHDFND1006421AIRGAS INCCOM0093631022372055SHDFND1002055ALCATEL-LUCENTSPONSORED ADR0139043054111351SHDFND10011351ALEXION PHARMACEUTICALS INCCOM0153511094452410SHDFND1002410ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1024924773SHDFND1004773ALLEGIANT TRAVEL COCOM01748X1028675765SHDFND1005765ALLSTATE CORPCOM020002101126617991SHDFND10017991ALPS ETF TRALERIAN MLP00162Q86654530977SHDFND10030977ALPS ETF TRSECTR DIV DOGS00162Q8582917613SHDFND1007613ALTRIA GROUP INCCOM02209S103343369558SHDFND10069558AMAZON COM INCCOM0231351065681834SHDFND1001834AMER RLTY CAP HEALTHCAR TR ICOM02917R1081258105603SHDFND100105603AMERICAN CAMPUS CMNTYS INCCOM0248351003167697SHDFND1007697AMERICAN CAPITAL AGENCY CORPCOM02503X10545020624SHDFND10020624AMERICAN EXPRESS COCOM0258161096827367SHDFND1007367AMERICAN RLTY CAP PPTYS INCCOM02917T1043742411906SHDFND100411906AMERIPRISE FINL INCCOM03076C1062872190SHDFND1002190AMGEN INCCOM0311621006874308SHDFND1004308ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1083923538SHDFND1003538ANNALY CAP MGMT INCCOM03571040925323893SHDFND10023893ANTARES PHARMA INCCOM0366421063612800SHDFND10012800APPLE INCCOM03783310012568113914SHDFND100113914ARBOR RLTY TR INCCOM038923108792116600SHDFND100116600ARCHER DANIELS MIDLAND COCOM039483102501996376SHDFND10096376ARENA PHARMACEUTICALS INCCOM0400471028023475SHDFND10023475ARRIS GROUP INC NEWCOM04270V10637512367SHDFND10012367ARROW ETF TRARROW DJ GLB YLD04273H10424010066SHDFND10010066ASSOCIATED BANC CORPCOM04548710532317468SHDFND10017468AT&T INCCOM00206R1024224125565SHDFND100125565AUTOMATIC DATA PROCESSING INCOM0530151032502995SHDFND1002995AVISTA CORPCOM05379B1072416828SHDFND1006828BAIDU INCSPON ADR REP A056752108209915SHDFND100915BANK AMER CORPCOM060505104125369687SHDFND10069687BANK MONTREAL QUECOM0636711013154448SHDFND1004448BANK MUTUAL CORP NEWCOM06375010323334468SHDFND10034468BARRICK GOLD CORPCOM06790110832230570SHDFND10030570BAXTER INTL INCCOM0718131092443295SHDFND1003295BERKSHIRE HATHAWAY INC DELCL A0846701082261SHDFND1001BERKSHIRE HATHAWAY INC DELCL B NEW084670702349523153SHDFND10023153BLACKROCK CORPOR HI YLD FD ICOM09255P10727724225SHDFND10024225BLACKROCK DEBT STRAT FD INCCOM09255R10316444306SHDFND10044306BLACKROCK FLOAT RATE OME STRCOM09255X10014110705SHDFND10010705BLACKROCK KELSO CAPITAL CORPCOM09253310815418754SHDFND10018754BLACKROCK MUNIENHANCED FD INCOM09253Y10019617195SHDFND10017195BLACKSTONE GROUP L PCOM UNIT LTD09253U108176151930SHDFND10051930BOEING COCOM0970231057035447SHDFND1005447BOX SHIPS INCORPORATEDSHSY096751023338425SHDFND10038425BP PLCSPONSORED ADR055622104154440389SHDFND10040389BRISTOL MYERS SQUIBB COCOM11012210899416686SHDFND10016686BRISTOW GROUP INCCOM110394103131819920SHDFND10019920BROOKFIELD HIGH INCOME FD INCOM11272P10234338310SHDFND10038310BUCKEYE PARTNERS L PUNIT LTD PARTN1182301012072748SHDFND1002748BUNGE LIMITEDCOMG16962105116812883SHDFND10012883CAMECO CORPCOM13321L10820012159SHDFND10012159CAPITAL ONE FINL CORPCOM14040H1052993634SHDFND1003634CAPSTEAD MTG CORPCOM NO PAR14067E50658748824SHDFND10048824CAPSTONE TURBINE CORPCOM14067D102911258SHDFND10011258CARDINAL HEALTH INCCOM14149Y1083264048SHDFND1004048CATERPILLAR INC DELCOM14912310194810379SHDFND10010379CBS CORP NEWCL B1248572025399767SHDFND1009767CELGENE CORPCOM1510201042282029SHDFND1002029CENTRAL EUR RUSS & TURK FD ICOM15343610051525899SHDFND10025899CENTRAL FD CDA LTDCL A15350110165056375SHDFND10056375CENTRAL GOLDTRUSTTR UNIT15354610655513802SHDFND10013802CENTRAL SECS CORPCOM15512310234715811SHDFND10015811CHEVRON CORP NEWCOM166764100709563427SHDFND10063427CHIPOTLE MEXICAN GRILL INCCOM169656105253370SHDFND100370CISCO SYS INCCOM17275R10291732855SHDFND10032855CITIGROUP INCCOM NEW172967424146627104SHDFND10027104CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M3812887112396SHDFND100112396CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M50671031581SHDFND10031581CLEAN ENERGY FUELS CORPCOM1844991016512960SHDFND10012960COCA COLA COCOM191216100282767232SHDFND10067232COGNIZANT TECHNOLOGY SOLUTIOCL A1924461024338211SHDFND1008211COLGATE PALMOLIVE COCOM1941621032313347SHDFND1003347COLUMBIA PPTY TR INCCOM NEW198287203166565763SHDFND10065763COMCAST CORP NEWCL A20030N10158210068SHDFND10010068CONAGRA FOODS INCCOM205887102150341449SHDFND10041449CONOCOPHILLIPSCOM20825C10415904229963SHDFND100229963CONSOLIDATED EDISON INCCOM2091151045888779SHDFND1008779CONSTELLATION BRANDS INCCL A21036P1084054105SHDFND1004105COSTCO WHSL CORP NEWCOM22160K105146710403SHDFND10010403CUMMINS INCCOM2310211062781930SHDFND1001930CUTWATER SELECT INCOME FDCOM23222910461832010SHDFND10032010CVS HEALTH CORPCOM126650100122712751SHDFND10012751DANAHER CORP DELCOM2358511023223752SHDFND1003752DARDEN RESTAURANTS INCCOM237194105273846621SHDFND10046621DAVITA HEALTHCARE PARTNERS ICOM23918K1082853777SHDFND1003777DCT INDUSTRIAL TRUST INCCOM NEW23315320486224152SHDFND10024152DEERE & COCOM2441991055506190SHDFND1006190DELTA AIR LINES INC DELCOM NEW2473617022795681SHDFND1005681DEUTSCHE GLOBAL HIGH INCOMECOM25158V10861277566SHDFND10077566DEUTSCHE HIGH INCOME TRSHS25155R10011012735SHDFND10012735DEUTSCHE STRATEGIC INCOME TRSHS25160F10969860272SHDFND10060272DEVON ENERGY CORP NEWCOM25179M1035408861SHDFND1008861DIRECTVCOM25490A3095586458SHDFND1006458DISCOVER FINL SVCSCOM2547091084086240SHDFND1006240DISNEY WALT COCOM DISNEY254687106187619920SHDFND10019920DNP SELECT INCOME FDCOM23325P1041393132769SHDFND100132769DOMINION RES INC VA NEWCOM25746U1094405744SHDFND1005744DOW CHEM COCOM26054310377616997SHDFND10016997DRAGONWAVE INCCOM26144M1032121400SHDFND10021400DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S1013610000SHDFND10010000DREYFUS STRATEGIC MUNS INCCOM26193210714217459SHDFND10017459DU PONT E I DE NEMOURS & COCOM26353410977110469SHDFND10010469DUKE ENERGY CORP NEWCOM NEW26441C2046868196SHDFND1008196DUKE REALTY CORPCOM NEW26441150535017413SHDFND10017413DUPONT FABROS TECHNOLOGY INCCOM26613Q1062527553SHDFND1007553E M C CORP MASSCOM26864810241613987SHDFND10013987EAGLE ROCK ENERGY PARTNERS LUNIT26985R1046626398SHDFND10026398EATON CORP PLCSHSG2918310383612318SHDFND10012318EATON VANCE TAX MNGD GBL DVCOM27829F1089510232SHDFND10010232EMERSON ELEC COCOM2910111042323753SHDFND1003753ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10968310452SHDFND10010452ENTERPRISE PRODS PARTNERS LCOM29379210759616508SHDFND10016508EOG RES INCCOM26875P101214823309SHDFND10023309EXPRESS SCRIPTS HLDG COCOM30219G1083063648SHDFND1003648EXXON MOBIL CORPCOM30231G102524356757SHDFND10056757FACEBOOK INCCL A30303M102211626738SHDFND10026738FIDELITY NATL INFORMATION SVCOM31620M1063545681SHDFND1005681FIRST TR ENERGY INFRASTRCTRCOM33738C10333213871SHDFND10013871FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X10143512127SHDFND10012127FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X119265162213SHDFND10062213FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X200166465485SHDFND10065485FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3024377093SHDFND1007093FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X143451175110SHDFND10075110FIRST TR EXCHANGE TRADED FDINDLS PROD DUR33734X1502638717SHDFND1008717FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10097245636SHDFND10045636FIRST TR EXCHANGE TRADED FDNASD TECH DIV33738R1182559225SHDFND1009225FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E2035505361SHDFND1005361FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1762647614SHDFND1007614FIRST TR HIGH INCOME L/S FDCOM33738E10916510373SHDFND10010373FIRST TR INTER DUR PFD & INCOM33718W103110548689SHDFND10048689FIRST TR LRGE CP CORE ALPHACOM SHS33734K1093868445SHDFND1008445FIRST TR MLP & ENERGY INCOMECOM33739B10452624324SHDFND10024324FIRST TR MORNINGSTAR DIV LEASHS3369171092249403SHDFND1009403FIRST TR MULTI CP VAL ALPHACOM SHS33733C1082104481SHDFND1004481FIRST TR NAS100 EQ WEIGHTEDSHS3373441052926763SHDFND1006763FIRST TR STRATEGIC HIGH INCCOM SHS NEW337353304112877582SHDFND10077582FLAHERTY & CRUMRINE PFD INCCOM33848E10614112000SHDFND10012000FLEXTRONICS INTL LTDORDY2573F10211310147SHDFND10010147FLUOR CORP NEWCOM343412102111618416SHDFND10018416FOOT LOCKER INCCOM3448491043025389SHDFND1005389FORD MTR CO DELCOM PAR $0.013453708602645170224SHDFND100170224FRANKLIN RES INCCOM3546131013616513SHDFND1006513FREEPORT-MCMORAN INCCL B35671D85739116648SHDFND10016648FRONTIER COMMUNICATIONS CORPCOM35906A10837356718SHDFND10056718FS INVT CORPCOM3026351074062408662SHDFND100408662FST TR NEW OPPORT MLP & ENECOM33739M10025314009SHDFND10014009FTI CONSULTING INCCOM302941109127633054SHDFND10033054GENERAL AMERN INVS INCCOM36880210442412111SHDFND10012111GENERAL DYNAMICS CORPCOM3695501085343851SHDFND1003851GENERAL ELECTRIC COCOM3696041035922233731SHDFND100233731GENERAL MLS INCCOM37033410494417882SHDFND10017882GENERAL MTRS COCOM37045V1003199206SHDFND1009206GILEAD SCIENCES INCCOM375558103282229977SHDFND10029977GLAXOSMITHKLINE PLCSPONSORED ADR37733W10552312109SHDFND10012109GOLDMAN SACHS GROUP INCCOM38141G104209110810SHDFND10010810GOOGLE INCCL A38259P50835596736SHDFND1006736GOOGLE INCCL C38259P7069321768SHDFND1001768HAIN CELESTIAL GROUP INCCOM4052171002113623SHDFND1003623HALLIBURTON COCOM40621610143811158SHDFND10011158HANESBRANDS INCCOM4103451025915309SHDFND1005309HANSEN MEDICAL INCCOM411307101914900SHDFND10014900HARLEY DAVIDSON INCCOM4128221084987533SHDFND1007533HARTFORD FINL SVCS GROUP INCCOM416515104115927729SHDFND10027729HCP INCCOM40414L1093948993SHDFND1008993HEALTH CARE REIT INCCOM42217K106205527151SHDFND10027151HEALTHCARE TR AMER INCCL A NEW42225P50162123115SHDFND10023115HEARTLAND FINL USA INCCOM42234Q1022419100SHDFND1009100HEWLETT PACKARD COCOM4282361032285712SHDFND1005712HIGHWOODS PPTYS INCCOM4312841083096944SHDFND1006944HOME DEPOT INCCOM437076102106010134SHDFND10010134HOME PROPERTIES INCCOM4373061032634006SHDFND1004006HONEYWELL INTL INCCOM4385161068298423SHDFND1008423HORMEL FOODS CORPCOM4404521004528670SHDFND1008670HUMANA INCCOM4448591022751920SHDFND1001920HUNTINGTON BANCSHARES INCCOM4461501041589151298SHDFND100151298ICON PLCSHSG4705A1004318443SHDFND1008443IDACORP INCCOM4511071062714084SHDFND1004084ILLINOIS TOOL WKS INCCOM452308109343636303SHDFND10036303INDEXIQ ETF TRIQ MRGR ARB ETF45409B8002749852SHDFND1009852INGLES MKTS INCCL A4570301042566920SHDFND1006920INGREDION INCCOM4571871023774445SHDFND1004445INTEGRYS ENERGY GROUP INCCOM45822P105199925591SHDFND10025591INTEL CORPCOM458140100158143437SHDFND10043437INTERACTIVE BROKERS GROUP INCOM45841N10737512910SHDFND10012910INTERNATIONAL BUSINESS MACHSCOM459200101305019066SHDFND10019066ISHARES15 AMT-FREE ETF4642893392655009SHDFND1005009ISHARES3-7 YR TR BD ETF4642886612331903SHDFND1001903ISHARESEM MK MINVOL ETF4642865333035388SHDFND1005388ISHARESGRWT ALLOCAT ETF4642898674009982SHDFND1009982ISHARESIBOXX HI YD ETF464288513197022054SHDFND10022054ISHARESINTL SEL DIV ETF464288448166349287SHDFND10049287ISHARESJP MOR EM MK ETF4642882818958233SHDFND1008233ISHARESMRNGSTR LG-CP VL4642881092012337SHDFND1002337ISHARESMRNING SM CP ETF46428870310808377SHDFND1008377ISHARESU.S. PFD STK ETF464288687187147086SHDFND10047086ISHARESU.S. PHARMA ETF4642888366254025SHDFND1004025ISHARESUS HLTHCR PR ETF4642888282071740SHDFND1001740ISHARESUS HOME CONS ETF46428875236214027SHDFND10014027ISHARES GOLD TRUSTISHARES4642851051540136011SHDFND100136011ISHARES INCCORE MSCI EMKT46434G103127427181SHDFND10027181ISHARES SILVER TRUSTISHARES46428Q10954235394SHDFND10035394ISHARES TR1-3 YR TR BD ETF4642874577338664SHDFND1008664ISHARES TR20+ YR TR BD ETF4642874322141696SHDFND1001696ISHARES TRCORE HIGH DV ETF46429B6632132782SHDFND1002782ISHARES TRCORE MSCI EAFE46432F842250345271SHDFND10045271ISHARES TRCORE MSCI PAC46434V6963788024SHDFND1008024ISHARES TRCORE S&P MCP ETF464287507263818313SHDFND10018313ISHARES TRCORE S&P SCP ETF464287804196817316SHDFND10017316ISHARES TRCORE S&P TTL STK4642871503974244SHDFND1004244ISHARES TRCORE S&P500 ETF464287200762836969SHDFND10036969ISHARES TRCORE US AGGBD ET464287226889980828SHDFND10080828ISHARES TRDOW JONES US ETF4642878462782683SHDFND1002683ISHARES TREUROPE ETF4642878613387885SHDFND1007885ISHARES TRFLTG RATE BD ETF46429B6553847609SHDFND1007609ISHARES TRGLOBAL ENERG ETF4642873412145785SHDFND1005785ISHARES TRIBOXX INV CP ETF4642872424373652SHDFND1003652ISHARES TRINTL PFD STK ETF46429B13535415894SHDFND10015894ISHARES TRMRNGSTR INC ETF46432F87544117134SHDFND10017134ISHARES TRMRNGSTR LG-CP GR4642871192892550SHDFND1002550ISHARES TRMSCI EAFE ETF464287465248440835SHDFND10040835ISHARES TRMSCI EMG MKT ETF464287234122631232SHDFND10031232ISHARES TRNASDQ BIOTEC ETF4642875566252066SHDFND1002066ISHARES TRRUS 1000 ETF4642876228717768SHDFND1007768ISHARES TRRUS 1000 GRW ETF464287614687171927SHDFND10071927ISHARES TRRUS 1000 VAL ETF464287598563854041SHDFND10054041ISHARES TRRUS MDCP VAL ETF4642874733684996SHDFND1004996ISHARES TRRUS MID-CAP ETF464287499214212820SHDFND10012820ISHARES TRRUSSELL 2000 ETF464287655351629373SHDFND10029373ISHARES TRS&P 500 GRWT ETF464287309449840285SHDFND10040285ISHARES TRS&P 500 VAL ETF464287408384841076SHDFND10041076ISHARES TRS&P MC 400GR ETF4642876062341452SHDFND1001452ISHARES TRS&P MC 400VL ETF4642877054203296SHDFND1003296ISHARES TRSELECT DIVID ETF464287168229228699SHDFND10028699ISHARES TRSP SMCP600VL ETF4642878794814053SHDFND1004053ISHARES TRTIPS BD ETF464287176750266707SHDFND10066707ISHARES TRU.S. BAS MTL ETF4642878382222710SHDFND1002710ISHARES TRU.S. FINLS ETF4642877882502780SHDFND1002780ISHARES TRU.S. INDS ETF4642877545625242SHDFND1005242ISHARES TRU.S. REAL ES ETF4642877393544590SHDFND1004590ISHARES TRU.S. TECH ETF4642877212292218SHDFND1002218ISHARES TRU.S. UTILITS ETF4642876976835759SHDFND1005759ISHARES TRUS HLTHCARE ETF464287762173812289SHDFND10012289JETBLUE AIRWAYS CORPCOM47714310150531880SHDFND10031880JOHNSON & JOHNSONCOM478160104653162582SHDFND10062582JOHNSON CTLS INCCOM478366107235848685SHDFND10048685JPMORGAN CHASE & COCOM46625H100163526074SHDFND10026074KAYNE ANDERSON MLP INVT COCOM4866061062356177SHDFND1006177KELLOGG COCOM4878361082063147SHDFND1003147KENNAMETAL INCCOM48917010054715375SHDFND10015375KIMBERLY CLARK CORPCOM494368103171714609SHDFND10014609KINDER MORGAN INC DELCOM49456B101302271375SHDFND10071375KITE RLTY GROUP TRCOM NEW49803T3002588939SHDFND1008939KNOLL INCCOM NEW49890420023410980SHDFND10010980KOHLS CORPCOM500255104201233034SHDFND10033034KRAFT FOODS GROUP INCCOM50076Q106115718779SHDFND10018779KROGER COCOM5010441016683104070SHDFND100104070LAKELAND FINL CORPCOM51165610068815815SHDFND10015815LAS VEGAS SANDS CORPCOM5178341073986812SHDFND1006812LIBERTY ALL STAR EQUITY FDSH BEN INT53015810428747866SHDFND10047866LILLY ELI & COCOM5324571085067299SHDFND1007299LINN ENERGY LLCUNIT LTD LIAB53602010023423136SHDFND10023136LINNCO LLCCOMSHS LTD INT53578210625825491SHDFND10025491LOCKHEED MARTIN CORPCOM5398301093751935SHDFND1001935LORILLARD INCCOM5441471014156646SHDFND1006646LOWES COS INCCOM5486611074686826SHDFND1006826MACYS INCCOM55616P1042794261SHDFND1004261MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801063404128SHDFND1004128MAGNA INTL INCCOM5592224012632442SHDFND1002442MAIN STREET CAPITAL CORPCOM56035L1042297909SHDFND1007909MANITOWOC INCCOM56357110832214610SHDFND10014610MARKET VECTORS ETF TRAGRIBUS ETF57060U6052154122SHDFND1004122MARKET VECTORS ETF TRGOLD MINER ETF57060U10034117978SHDFND10017978MARKET VECTORS ETF TRMKT VECTR WIDE57060U13434010902SHDFND10010902MASTERCARD INCCL A57636Q1043604177SHDFND1004177MCCORMICK & CO INCCOM NON VTG5797802064135560SHDFND1005560MCDONALDS CORPCOM580135101226124163SHDFND10024163MCGRAW HILL FINL INCCOM5806451092552864SHDFND1002864MEDTRONIC INCCOM58505510679311078SHDFND10011078MERCK & CO INC NEWCOM58933Y105263446299SHDFND10046299MFS INTERMARKET INCOME TRUSTSH BEN INT59318R10344252380SHDFND10052380MGE ENERGY INCCOM55277P1043547760SHDFND1007760MICRON TECHNOLOGY INCCOM5951121032306591SHDFND1006591MICROSOFT CORPCOM5949181046359136693SHDFND100136693MONDELEZ INTL INCCL A60920710586223765SHDFND10023765MONOGRAM RESIDENTIAL TR INCCOM60979P10550854566SHDFND10054566MONTGOMERY STR INCOME SECS ICOM61411510359436175SHDFND10036175MORGAN STANLEYCOM NEW617446448131433758SHDFND10033758MYLAN INCCOM628530107182532402SHDFND10032402NATIONAL PRESTO INDS INCCOM63721510464411085SHDFND10011085NAVIDEA BIOPHARMACEUTICALS ICOM63937X10312868115SHDFND10068115NEW GERMANY FD INCCOM6444651062505178969SHDFND100178969NEW YORK CMNTY BANCORP INCCOM64944510389155505SHDFND10055505NEW YORK REIT INCCOM64976L10949046061SHDFND10046061NEXTERA ENERGY INCCOM65339F101120611315SHDFND10011315NIKE INCCL B6541061034424621SHDFND1004621NISOURCE INCCOM65473P1052215222SHDFND1005222NORDSON CORPCOM6556631022643371SHDFND1003371NORFOLK SOUTHERN CORPCOM655844108513646857SHDFND10046857NORTHSTAR RLTY FIN CORPCOM NEW66704R704128172797SHDFND10072797NOVARTIS A GSPONSORED ADR66987V1092732966SHDFND1002966NOVO-NORDISK A SADR670100205176841862SHDFND10041862NUCOR CORPCOM670346105189438457SHDFND10038457NVIDIA CORPCOM67066G10481740725SHDFND10040725OMEGA HEALTHCARE INVS INCCOM6819361002215691SHDFND1005691OMNICARE INCCOM681904108117516130SHDFND10016130ORACLE CORPCOM68389X105409591222SHDFND10091222OSHKOSH CORPCOM6882392012775710SHDFND1005710PACKAGING CORP AMERCOM6951561092503189SHDFND1003189PANERA BREAD COCL A69840W1083261887SHDFND1001887PARAMOUNT GOLD & SILVER CORPCOM69924P1022625850SHDFND10025850PAREXEL INTL CORPCOM6994621074027226SHDFND1007226PEPSICO INCCOM713448108378440056SHDFND10040056PETROLEUM & RES CORPCOM71654910028611936SHDFND10011936PETSMART INCCOM7167681063023735SHDFND1003735PFIZER INCCOM717081103302497418SHDFND10097418PHILIP MORRIS INTL INCCOM718172109166220472SHDFND10020472PHILLIPS 66COM7185461047990111472SHDFND100111472PIEDMONT OFFICE REALTY TR INCOM CL A72019020692649062SHDFND10049062PIMCO DYNAMIC CR INCOME FDCOM SHS72202D106138767045SHDFND10067045PIMCO ETF TR25YR+ ZERO U S72201R8822251875SHDFND1001875PIMCO ETF TRENHAN SHRT MA AC72201R8332752730SHDFND1002730PIMCO HIGH INCOME FDCOM SHS72201410713611988SHDFND10011988PIMCO STRATEGIC INCOME FD INCOM72200X10411311930SHDFND10011930PNC FINL SVCS GROUP INCCOM6934751053403736SHDFND1003736POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10522212020SHDFND10012020POWERSHARES ETF TR IIPWRSH S&P500HI73937B6543129532SHDFND1009532POWERSHARES ETF TR IIS&P500 LOW VOL73937B77946012068SHDFND10012068POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1532085112SHDFND1005112POWERSHARES ETF TRUSTDYN PHRMA PORT73935X7993535321SHDFND1005321POWERSHARES ETF TRUSTDYNM LRG CP VL73935X7085756183527SHDFND100183527POWERSHARES ETF TRUSTFINL PFD PTFL73935X22927614887SHDFND10014887POWERSHARES ETF TRUSTFTSE RAFI 100073935X583153116788SHDFND10016788POWERSHARES ETF TRUSTFTSE US1500 SM73935X567227122598SHDFND10022598POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X1951482135225SHDFND100135225POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X30219514394SHDFND10014394POWERSHARES ETF TRUSTWATER RESOURCE73935X5752017693SHDFND1007693POWERSHARES ETF TRUST IIKBW YIELD REIT73936Q8192657578SHDFND1007578POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76991437958SHDFND10037958POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T55739621018SHDFND10021018POWERSHARES QQQ TRUSTUNIT SER 173935A104684166366SHDFND10066366POWERSHS DB MULTI SECT COMMDB BASE METALS73936B70534121544SHDFND10021544PRICE T ROWE GROUP INCCOM74144T1083824478SHDFND1004478PROCTER & GAMBLE COCOM742718109303233396SHDFND10033396PROSHARES TRULTRA FNCLS NEW74347X6334102745SHDFND1002745PROSPECT CAPITAL CORPORATIONCOM74348T10216720913SHDFND10020913PROSPECT CAPITAL CORPORATIONNOTE 5.750% 3/174348TAL63030000PRNDFND10030000PUBLIC STORAGECOM74460D10915468366SHDFND1008366QUALCOMM INCCOM7475251037209620SHDFND1009620QUICKLOGIC CORPCOM74837P1087422750SHDFND10022750RAYTHEON COCOM NEW755111507414038292SHDFND10038292REALTY INCOME CORPCOM75610910474215517SHDFND10015517RENT A CTR INC NEWCOM76009N100137937862SHDFND10037862RETAIL PPTYS AMER INCCL A76131V20255233193SHDFND10033193RITE AID CORPCOM76775410413918071SHDFND10018071ROCKWELL AUTOMATION INCCOM7739031092582326SHDFND1002326ROYAL BK CDA MONTREAL QUECOM7800871022052961SHDFND1002961ROYAL DUTCH SHELL PLCSPONS ADR A7802592062353510SHDFND1003510RYDER SYS INCCOM7835491087638236SHDFND1008236RYDEX ETF TRUSTGUG S&P MC400 PG78355W601130810752SHDFND10010752RYDEX ETF TRUSTGUG S&P500 EQ WT78355W1063814742SHDFND1004742RYDEX ETF TRUSTGUG S&P500 EWCON78355W874172516467SHDFND10016467RYDEX ETF TRUSTGUG S&P500 PU GR78355W4034345455SHDFND1005455RYDEX ETF TRUSTGUG S&P500 PU VA78355W3048221150140SHDFND100150140SANDISK CORPCOM80004C1012262340SHDFND1002340SCHLUMBERGER LTDCOM8068571087348519SHDFND1008519SCHWAB CHARLES CORP NEWCOM8085131053566118075SHDFND100118075SCHWAB STRATEGIC TRUS DIVIDEND EQ80852479745011255SHDFND10011255SCHWAB STRATEGIC TRUS LCAP VA ETF8085244094409973SHDFND1009973SEADRILL LIMITEDSHSG7945E10519116222SHDFND10016222SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2094606686SHDFND1006686SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5064265362SHDFND1005362SELECT SECTOR SPDR TRSBI INT-FINL81369Y60577031200SHDFND10031200SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88672915420SHDFND10015420SELECT SECTOR SPDR TRTECHNOLOGY81369Y80394723461SHDFND10023461SEQUENOM INCCOM NEW81733740510628600SHDFND10028600SHERWIN WILLIAMS COCOM824348106237902SHDFND100902SIRIUS XM HLDGS INCCOM82968B1034813618SHDFND10013618SKYWORKS SOLUTIONS INCCOM83088M1023424674SHDFND1004674SOUTHERN COCOM84258710770814318SHDFND10014318SOUTHERN COPPER CORPCOM84265V1052448393SHDFND1008393SOUTHWEST AIRLS COCOM84474110850011730SHDFND10011730SOVRAN SELF STORAGE INCCOM84610H1084044625SHDFND1004625SPDR DOW JONES INDL AVRG ETFUT SER 178467X1097003931SHDFND1003931SPDR GOLD TRUSTGOLD SHS78463V1076936115SHDFND1006115SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7492074272SHDFND1004272SPDR S&P 500 ETF TRTR UNIT78462F103327215927SHDFND10015927SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1072961121SHDFND1001121SPDR SERIES TRUSTBRC HGH YLD BD78464A417262868024SHDFND10068024SPDR SERIES TRUSTNUVN BR SHT MUNI78464A4256030248047SHDFND100248047SPDR SERIES TRUSTS&P 500 GROWTH78464A4092943041SHDFND1003041SPDR SERIES TRUSTS&P DIVID ETF78464A763208226429SHDFND10026429SPDR SERIES TRUSTWELLS FG PFD ETF78464A29266815100SHDFND10015100SPIRIT AIRLS INCCOM8485771024465918SHDFND1005918SPIRIT RLTY CAP INC NEWCOM84860W1021467123450SHDFND100123450SPROTT PHYSICAL PLAT PALLADUNIT85207Q1048810200SHDFND10010200STARBUCKS CORPCOM855244109181322096SHDFND10022096STRATASYS LTDSHSM855481017849803SHDFND1009803SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L1082716419SHDFND1006419SWISS HELVETIA FD INCCOM87087510121319185SHDFND10019185TARGET CORPCOM87612E106206127175SHDFND10027175TEAM INCCOM87815510085821355SHDFND10021355TELEFLEX INCCOM8793691063302865SHDFND1002865TEMPLETON DRAGON FD INCCOM88018T101226594228SHDFND10094228TEMPLETON GLOBAL INCOME FDCOM88019810615121144SHDFND10021144TEVA PHARMACEUTICAL INDS LTDADR8816242093115382SHDFND1005382TEXAS INSTRS INCCOM8825081042915472SHDFND1005472THERMO FISHER SCIENTIFIC INCCOM8835561024663678SHDFND1003678TORTOISE ENERGY INFRSTRCTR CCOM89147L100105824210SHDFND10024210TORTOISE PWR & ENERGY INFRASCOM89147X10477530152SHDFND10030152TOTAL S ASPONSORED ADR89151e1092454779SHDFND1004779TOTAL SYS SVCS INCCOM89190610940611966SHDFND10011966TOWERSTREAM CORPCOM8920001002210970SHDFND10010970TRANSALTA CORPCOM89346D10718920739SHDFND10020739TRANSOCEAN LTDREG SHSH8817H10081144522SHDFND10044522TRAVELERS COMPANIES INCCOM89417E1093283093SHDFND1003093TWENTY FIRST CENTY FOX INCCL A90130A101118930854SHDFND10030854TWITTER INCCOM90184L102101728915SHDFND10028915U S G CORPCOM NEW9032934052217840SHDFND1007840UGI CORP NEWCOM9026811052807381SHDFND1007381UMPQUA HLDGS CORPCOM90421410337522055SHDFND10022055UNDER ARMOUR INCCL A9043111072724037SHDFND1004037UNION PAC CORPCOM907818108140011717SHDFND10011717UNITED PARCEL SERVICE INCCL B9113121064113700SHDFND1003700UNITED RENTALS INCCOM911363109172916968SHDFND10016968UNITED STATES STL CORP NEWCOM91290910828110578SHDFND10010578UNITED TECHNOLOGIES CORPCOM913017109188716391SHDFND10016391UNITEDHEALTH GROUP INCCOM91324P102172017049SHDFND10017049UNIVERSAL INS HLDGS INCCOM91359V107148272446SHDFND10072446US BANCORP DELCOM NEW902973304120726981SHDFND10026981V F CORPCOM9182041082012719SHDFND1002719VALE S AADR91912E105932113318SHDFND100113318VALERO ENERGY CORP NEWCOM91913Y10059311887SHDFND10011887VANGUARD BD INDEX FD INCINTERMED TERM92193781911786139150SHDFND100139150VANGUARD BD INDEX FD INCLONG TERM BOND921937793801184901SHDFND10084901VANGUARD BD INDEX FD INCSHORT TRM BOND92193782721912274284SHDFND100274284VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835101512327SHDFND10012327VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40710366195101SHDFND100195101VANGUARD INDEX FDSEXTEND MKT ETF922908652180020515SHDFND10020515VANGUARD INDEX FDSGROWTH ETF92290873629903286593SHDFND100286593VANGUARD INDEX FDSMCAP GR IDXVIP922908538137513541SHDFND10013541VANGUARD INDEX FDSMCAP VL IDXVIP922908512237426583SHDFND10026583VANGUARD INDEX FDSMID CAP ETF922908629199316106SHDFND10016106VANGUARD INDEX FDSREIT ETF922908553171321213SHDFND10021213VANGUARD INDEX FDSS&P 500 ETF SHS922908363486425805SHDFND10025805VANGUARD INDEX FDSSM CP VAL ETF9229086116726385SHDFND1006385VANGUARD INDEX FDSSMALL CP ETF922908751819370199SHDFND10070199VANGUARD INDEX FDSSML CP GRW ETF922908595135810800SHDFND10010800VANGUARD INDEX FDSTOTAL STK MKT92290876912698119713SHDFND100119713VANGUARD INDEX FDSVALUE ETF92290874433727399084SHDFND100399084VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427755372115074SHDFND100115074VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428584768118780SHDFND100118780VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874125023874SHDFND10023874VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF9220428664147329SHDFND1007329VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF922042718232124125SHDFND10024125VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427422564241SHDFND1004241VANGUARD SCOTTSDALE FDSLG-TERM COR BD92206C8135586059SHDFND1006059VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C7719951187487SHDFND100187487VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409688986600SHDFND10086600VANGUARD SCOTTSDALE FDSSHTRM GVT BD ETF92206C102489480451SHDFND10080451VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844202124895SHDFND10024895VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385815702414539SHDFND100414539VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406510674167SHDFND10074167VANGUARD WORLD FDMEGA GRWTH IND9219108164745841SHDFND1005841VANGUARD WORLD FDSCONSUM DIS ETF92204A1082061759SHDFND1001759VANGUARD WORLD FDSCONSUM STP ETF92204A2075314204SHDFND1004204VANGUARD WORLD FDSHEALTH CAR ETF92204A5046755359SHDFND1005359VANGUARD WORLD FDSUTILITIES ETF92204A8765345207SHDFND1005207VECTREN CORPCOM92240G10147310243SHDFND10010243VEEVA SYS INCCL A COM9224751082198306SHDFND1008306VERIZON COMMUNICATIONS INCCOM92343V104372579665SHDFND10079665VISA INCCOM CL A92826C8396802609SHDFND1002609VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W3082076085SHDFND1006085WALGREENS BOOTS ALLIANCE INCCOM931427108435057059SHDFND10057059WAL-MART STORES INCCOM931142103177320673SHDFND10020673WELLS FARGO & CO NEWCOM9497461017538137582SHDFND100137582WELLS FARGO ADVANTAGE MULTICOM SHS94987D10162045597SHDFND10045597WESTAR ENERGY INCCOM95709T10042010336SHDFND10010336WESTERN ASSET HGH YLD DFNDFDCOM95768B10735422410SHDFND10022410WESTERN ASSET MGD HI INCM FDCOM95766L1077214174SHDFND10014174WESTPORT INNOVATIONS INCCOM NEW9609083093810390SHDFND10010390WEYERHAEUSER COCOM9621661043399358SHDFND1009358WHOLE FOODS MKT INCCOM9668371063446848SHDFND1006848WILEY JOHN & SONS INCCL A9682232063836420SHDFND1006420WILLIAMS COS INC DELCOM9694571002706029SHDFND1006029WINDSTREAM HLDGS INCCOM97382A1011276155247SHDFND100155247WISCONSIN ENERGY CORPCOM976657106177833669SHDFND10033669WISDOMTREE TRDIV EX-FINL FD97717W406219128548SHDFND10028548WISDOMTREE TREQTY INC FD97717W208250140716SHDFND10040716WISDOMTREE TRMIDCAP DIVI FD97717W505296735406SHDFND10035406WPCS INTL INCCOM PAR $.000192931L302620000SHDFND10020000XCEL ENERGY INCCOM98389B10046412857SHDFND10012857YAHOO INCCOM9843321062995894SHDFND1005894YUM BRANDS INCCOM9884981013785138SHDFND1005138ZIMMER HLDGS INCCOM98956P102347630644SHDFND10030644ZIONS BANCORPORATIONCOM98970110765923126SHDFND10023126ZOETIS INCCL A98978V1033117225SHDFND1007225