0001181431-12-033404.txt : 20120530 0001181431-12-033404.hdr.sgml : 20120530 20120530163057 ACCESSION NUMBER: 0001181431-12-033404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120525 FILED AS OF DATE: 20120530 DATE AS OF CHANGE: 20120530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN DG ENERGY INC CENTRAL INDEX KEY: 0001378706 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC, GAS & SANITARY SERVICES [4900] IRS NUMBER: 043569304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-622-1120 MAIL ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBC cees Trustee LTD CENTRAL INDEX KEY: 0001351870 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34493 FILM NUMBER: 12878047 BUSINESS ADDRESS: STREET 1: 19/21 BROAD STREET CITY: ST HELIER, JERSEY STATE: X0 ZIP: JE1 3PB BUSINESS PHONE: 00 44 1534 501614 MAIL ADDRESS: STREET 1: 19/21 BROAD STREET CITY: ST HELIER, JERSEY STATE: X0 ZIP: JE1 3PB FORMER NAME: FORMER CONFORMED NAME: Abacus Corporate Trustee LTD DATE OF NAME CHANGE: 20060201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBC Holdings (Channel Islands) Ltd CENTRAL INDEX KEY: 0001472125 STATE OF INCORPORATION: XX FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34493 FILM NUMBER: 12878046 BUSINESS ADDRESS: STREET 1: CANADA COURT, UPLAND ROAD STREET 2: GUERNSEY, CHANNEL ISLANDS CITY: ST. PETER PORT STATE: XX ZIP: GY1 3BQ BUSINESS PHONE: 44 1481 744103 MAIL ADDRESS: STREET 1: CANADA COURT, UPLAND ROAD STREET 2: GUERNSEY, CHANNEL ISLANDS CITY: ST. PETER PORT STATE: XX ZIP: GY1 3BQ 4 1 rrd347163.xml FORM 4 X0305 4 2012-05-25 0 0001378706 AMERICAN DG ENERGY INC ADGE 0001472125 RBC Holdings (Channel Islands) Ltd 19-21 BROAD STREET ST. HELIER Y9 JE1 3PB JERSEY 0 0 1 0 0001351870 RBC cees Trustee LTD 19-21 BROAD STREET ST. HELIER Y9 JE1 3PB JERSEY 0 0 1 0 Common Stock 2012-05-25 4 J 0 219469 A 826612 I By subsidiary The shares constitute accrued interest paid by the issuer on two 6% Senior Unsecured Convertible Debentures Due 2018 with a conversion price of $2.20 in the principal amount of (a) $10,100,000 and (b) $6,900,000. The shares reported in this table are held by RBC cees Trustee Limited, which is an indirectly wholly owned subsidiary of RBC Holdings (Channel Islands) Limited. /s/ Chris Blampied, as Director, RBC Holdings (Channel Islands) Limited 2012-05-30 /s/ George Dick, as Authorized Signatory, RBC Holdings (Channel Islands) Limited 2012-05-30 /s/ Mike Evans, as Director, RBC cees Trustee Limited 2012-05-29 /s/ Keith Mallet, as Director, RBC cees Trustee Limited 2012-05-29