0001209191-18-059451.txt : 20181120
0001209191-18-059451.hdr.sgml : 20181120
20181120165851
ACCESSION NUMBER: 0001209191-18-059451
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181116
FILED AS OF DATE: 20181120
DATE AS OF CHANGE: 20181120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Groos Thomas T.
CENTRAL INDEX KEY: 0001706000
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38107
FILM NUMBER: 181196087
MAIL ADDRESS:
STREET 1: C/O SHOTSPOTTER, INC.
STREET 2: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHOTSPOTTER, INC
CENTRAL INDEX KEY: 0001351636
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 470949915
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
BUSINESS PHONE: (510) 794-3100
MAIL ADDRESS:
STREET 1: 7979 GATEWAY BLVD., STE. 210
CITY: NEWARK
STATE: CA
ZIP: 94560
FORMER COMPANY:
FORMER CONFORMED NAME: SHOTSPOTTER INC
DATE OF NAME CHANGE: 20110517
FORMER COMPANY:
FORMER CONFORMED NAME: Shotspotter Inc
DATE OF NAME CHANGE: 20060131
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-11-16
0
0001351636
SHOTSPOTTER, INC
SSTI
0001706000
Groos Thomas T.
IONIA ST. SW, STE. 505
GRAND RAPIDS
MI
49503
1
0
0
0
Common Stock
2018-11-16
4
S
0
12000
31.50
D
50515
I
By Trust
Common Stock
2018-11-16
4
S
0
35000
31.9096
D
483376
I
By Limited Liability Company
Common Stock
2018-11-16
4
S
0
15000
33.08
D
468376
I
By Limited Liability Company
Common Stock
2018-11-19
4
S
0
13100
31.30
D
455276
I
By Limited Liability Company
Common Stock
2018-11-19
4
S
0
5623
32.575
D
449653
I
By Limited Liability Company
Common Stock
2018-11-19
4
S
0
11277
33.13
D
438376
I
By Limited Liability Company
Common Stock
2018-11-20
4
S
0
10000
32.6889
D
428376
I
By Limited Liability Company
Common Stock
2018-11-20
4
S
0
10000
34.468
D
418376
I
By Limited Liability Company
Common Stock
13431
D
The shares were sold at prices between $31.46 and $32.2301 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.
The shares were sold at prices between $32.06 and $33.06 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.
The shares were sold at prices between $33.072 and $33.45 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold at prices between $31.00 and $31.99 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold at prices between $32.10 and $33.10 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold at prices between $33.11 and $33.40 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold at prices between $32.29 and $33.29 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The shares were sold at prices between $34.01 and $35.00 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Includes 3,295 Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of May 29, 2019 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.
Thomas T. Groos, by /s/ Ron A. Metzger, Attorney-in-Fact
2018-11-20