0001209191-18-059451.txt : 20181120 0001209191-18-059451.hdr.sgml : 20181120 20181120165851 ACCESSION NUMBER: 0001209191-18-059451 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181116 FILED AS OF DATE: 20181120 DATE AS OF CHANGE: 20181120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Groos Thomas T. CENTRAL INDEX KEY: 0001706000 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38107 FILM NUMBER: 181196087 MAIL ADDRESS: STREET 1: C/O SHOTSPOTTER, INC. STREET 2: 7979 GATEWAY BLVD., STE. 210 CITY: NEWARK STATE: CA ZIP: 94560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHOTSPOTTER, INC CENTRAL INDEX KEY: 0001351636 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 470949915 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7979 GATEWAY BLVD., STE. 210 CITY: NEWARK STATE: CA ZIP: 94560 BUSINESS PHONE: (510) 794-3100 MAIL ADDRESS: STREET 1: 7979 GATEWAY BLVD., STE. 210 CITY: NEWARK STATE: CA ZIP: 94560 FORMER COMPANY: FORMER CONFORMED NAME: SHOTSPOTTER INC DATE OF NAME CHANGE: 20110517 FORMER COMPANY: FORMER CONFORMED NAME: Shotspotter Inc DATE OF NAME CHANGE: 20060131 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-16 0 0001351636 SHOTSPOTTER, INC SSTI 0001706000 Groos Thomas T. IONIA ST. SW, STE. 505 GRAND RAPIDS MI 49503 1 0 0 0 Common Stock 2018-11-16 4 S 0 12000 31.50 D 50515 I By Trust Common Stock 2018-11-16 4 S 0 35000 31.9096 D 483376 I By Limited Liability Company Common Stock 2018-11-16 4 S 0 15000 33.08 D 468376 I By Limited Liability Company Common Stock 2018-11-19 4 S 0 13100 31.30 D 455276 I By Limited Liability Company Common Stock 2018-11-19 4 S 0 5623 32.575 D 449653 I By Limited Liability Company Common Stock 2018-11-19 4 S 0 11277 33.13 D 438376 I By Limited Liability Company Common Stock 2018-11-20 4 S 0 10000 32.6889 D 428376 I By Limited Liability Company Common Stock 2018-11-20 4 S 0 10000 34.468 D 418376 I By Limited Liability Company Common Stock 13431 D The shares were sold at prices between $31.46 and $32.2301 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power. The shares were sold at prices between $32.06 and $33.06 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power. The shares were sold at prices between $33.072 and $33.45 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. The shares were sold at prices between $31.00 and $31.99 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. The shares were sold at prices between $32.10 and $33.10 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. The shares were sold at prices between $33.11 and $33.40 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. The shares were sold at prices between $32.29 and $33.29 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. The shares were sold at prices between $34.01 and $35.00 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Includes 3,295 Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of May 29, 2019 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service. Thomas T. Groos, by /s/ Ron A. Metzger, Attorney-in-Fact 2018-11-20