0001140361-18-036457.txt : 20180815 0001140361-18-036457.hdr.sgml : 20180815 20180815154621 ACCESSION NUMBER: 0001140361-18-036457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180813 FILED AS OF DATE: 20180815 DATE AS OF CHANGE: 20180815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herring Edward CENTRAL INDEX KEY: 0001483120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181020919 MAIL ADDRESS: STREET 1: HM CAPITAL PARTNERS STREET 2: 200 CRESCENT COURT, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Downie Jason H CENTRAL INDEX KEY: 0001351303 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181020920 MAIL ADDRESS: STREET 1: 6522 WAGGONER DRIVE CITY: DALLAS STATE: TX ZIP: 75230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tailwater Capital LLC CENTRAL INDEX KEY: 0001615830 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181020921 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214 269-1183 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tailwater Holdings, LP CENTRAL INDEX KEY: 0001642558 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181020922 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214 269-1182 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TW GP Holdings, LLC CENTRAL INDEX KEY: 0001642559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181020923 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214 269-1182 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TW GP EF-1 GP, LLC CENTRAL INDEX KEY: 0001615863 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181020924 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214 269-1183 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TW GP EF-1, LP CENTRAL INDEX KEY: 0001615835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181020925 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214 269-1183 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAILWATER ENERGY FUND I, LP CENTRAL INDEX KEY: 0001615839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181020926 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214 269-1183 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TW/LM GP Sub, LLC CENTRAL INDEX KEY: 0001615852 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181020927 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214 269-1183 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TW Southcross Aggregator LP CENTRAL INDEX KEY: 0001672441 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35719 FILM NUMBER: 181020928 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-269-1183 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Southcross Energy Partners, L.P. CENTRAL INDEX KEY: 0001547638 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 455045230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 PACIFIC AVENUE, SUITE 2900 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-979-3700 MAIL ADDRESS: STREET 1: 1700 PACIFIC AVENUE, SUITE 2900 CITY: DALLAS STATE: TX ZIP: 75201 4 1 form4.xml FORM 4 X0306 4 2018-08-13 0001547638 Southcross Energy Partners, L.P. SXE 0001672441 TW Southcross Aggregator LP 2021 MCKINNEY AVE. SUITE 1250 DALLAS TX 75201 true 0001615852 TW/LM GP Sub, LLC 2021 MCKINNEY AVE. SUITE 1250 DALLAS TX 75201 true 0001615839 TAILWATER ENERGY FUND I, LP 2021 MCKINNEY AVE. SUITE 1250 DALLAS TX 75201 true 0001615835 TW GP EF-1, LP 2021 MCKINNEY AVE. SUITE 1250 DALLAS TX 75201 true 0001615863 TW GP EF-1 GP, LLC 2021 MCKINNEY AVE. SUITE 1250 DALLAS TX 75201 true 0001642559 TW GP Holdings, LLC 2021 MCKINNEY AVE. SUITE 1250 DALLAS TX 75201 true 0001642558 Tailwater Holdings, LP 2021 MCKINNEY AVE. SUITE 1250 DALLAS TX 75201 true 0001615830 Tailwater Capital LLC 2021 MCKINNEY AVE. SUITE 1250 DALLAS TX 75201 true 0001351303 Downie Jason H 2021 MCKINNEY AVE. SUITE 1250 DALLAS TX 75201 true 0001483120 Herring Edward 2021 MCKINNEY AVE. SUITE 1250 DALLAS TX 75201 true Class B Convertible Units 2018-08-13 4 J 0 332220 A Common Units (Limited Partnership Interests) 19314797 I By Southcross Holdings Borrower LP The Class B Convertible Units were acquired by Southcross Holdings Borrower LP ("Borrower") as a payment-in-kind distribution on outstanding Class B Convertible Units pursuant to the Issuer's Third Amended and Restated Agreement of Limited Partnership dated August 4, 2014 (the "Partnership Agreement"). The Class B Convertible Units convert into Common Units at the Class B Conversion Rate (as defined in the Partnership Agreement) on the Class B Conversion Date (as defined in the Partnership Agreement). See Exhibit 99.1 TW Southcross Aggregator LP, a Delaware limited partnership By: TW/LM GP Sub, LLC, its General Partner By: /s/ Brian Blakeman, Vice President Tax & Finance 2018-08-14 TW/LM GP Sub. LLC, a Texas limited liability company By: /s/ Brian Blakeman, Vice President Tax & Finance 2018-08-14 Tailwater Energy Fund I, LP, a Delaware limited partnership By: TW GP EF-I, LP, its General Partner By: TW GP EF-I GP, LLC, its General Partner By: /s/ Brian Blakeman, Vice President Tax & Finance 2018-08-14 TW GP EF-I, LP, a Delaware limited partnership By: TW GP EF-I GP, LLC, its General Partner By: /s/ Brian Blakeman, Vice President Tax & Finance 2018-08-14 TW GP EF-I GP, LLC, a Texas limited liability company By: /s/ Brian Blakeman, Vice President Tax & Finance 2018-08-14 TAILWATER HOLDINGS, LP, a Delaware limited partnership By: TW GP Holdings, LLC, its General Partner By: /s/ Brian Blakeman, Vice President 2018-08-14 TW GP HOLDINGS, LLC, a Texas limited liability company By: /s/ Brian Blakeman, Vice President 2018-08-14 TAILWATER CAPITAL LLC, a Texas limited liability company By: /s/ Brian Blakeman, Vice President Tax & Finance 2018-08-14 /s/ Jason H. Downie 2018-08-14 /s/ Edward Herring 2018-08-14 EX-99.1 2 ex99_1.htm EXHIBIT 99.1
Exhibit 99.1

REMARKS:

This statement is being filed by each of TW Southcross Aggregator LP ("Aggregator"), TW/LW GP Sub, LLC ("TW/LM"), Tailwater Energy Fund I, LP ("Energy Fund"), TW GP EF-I, LP (TWGP1"), TW GP EF-I GP, LLC ("TWGP2"), Tailwater Holdings, LP (“TW Holdings”), TW GP Holdings, LLC (“TW Holdings GP”), Tailwater Capital LLC ("Tailwater"), Jason H. Downie and Edward Herring. We refer to Aggregator, TW/LM, Energy Fund, TWGP1, TWGP2, TW Holdings, TW Holdings GP, Tailwater, Mr. Downie and Mr. Herring, collectively, as the "Reporting Persons."  Mr. Downie and Mr. Herring are members of TW Holdings GP and Tailwater and limited partners of TW Holdings.  TW Holdings (the general partner of which is TW Holdings GP) is a member of Tailwater, which is the sole member of TWGP2, which is the general partner of TWGP1, which is the general partner of Energy Fund, which is the sole member of TW/LM, which is the general partner of Aggregator.  Aggregator owns 33.33% of the limited partner interest in Southcross Holdings LP ("Holdings") and 33.33% of Southcross Holdings GP LLC ("Holdings GP").

Holdings GP is the general partner of Holdings. Holdings holds 99% of the membership interests of Southcross Holdings Guarantor GP LLC (“Guarantor GP”) and 99.8% of Southcross Holdings Guarantor LP (“Guarantor”).  Guarantor GP is the general partner of, and holds the remaining 0.2% of Guarantor. The remaining 1% of the membership interests of Guarantor GP are held by Southcross Holdings Intermediary LLC, which is owned 100% by Holdings.  Guarantor is the sole member of Southcross Holdings Borrower GP LLC (“Borrower GP”) and owns 100% of the limited partner interest of Southcross Holdings Borrower LP (“Borrower”), which directly owns all of the Class B Convertible Units reported herein.  Borrower GP is the general partner of Borrower.  As a result of the relationship of the Reporting Persons to Borrower, the Reporting Persons may be deemed to indirectly beneficially own the securities reported herein held by Borrower.

Each Reporting Person disclaims beneficial ownership of the securities reported herein (except to the extent of such Reporting Person's indirect pecuniary interest in such securities), and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Page 1 of 10
Exhibit 99.1

Joint Filer Information
   
Name of Joint Filer:
TW/LM GP Sub. LLC
   
Address of Joint Filer:
c/o TW Southcross Aggregator LP

2021 McKinney Ave., Suite 1250

Dallas, Texas 75201
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
08/13/2018
   
Designated Filer:
TW Southcross Aggregator LP

Page 2 of 10
Exhibit 99.1

Joint Filer Information
   
Name of Joint Filer:
Tailwater Energy Fund I, LP
   
Address of Joint Filer:
c/o TW Southcross Aggregator LP

2021 McKinney Ave., Suite 1250

Dallas, Texas 75201
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
08/13/2018
   
Designated Filer:
TW Southcross Aggregator LP

Page 3 of 10
Exhibit 99.1

Joint Filer Information
   
Name of Joint Filer:
TW GP EF-I, LP
   
Address of Joint Filer:
c/o TW Southcross Aggregator LP

2021 McKinney Ave., Suite 1250

Dallas, Texas 75201
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
08/13/2018
   
Designated Filer:
TW Southcross Aggregator LP

Page 4 of 10
Exhibit 99.1

Joint Filer Information
   
Name of Joint Filer:
TW GP EF-I GP, LLC
   
Address of Joint Filer:
c/o TW Southcross Aggregator LP

2021 McKinney Ave., Suite 1250

Dallas, Texas 75201
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
08/13/2018
   
Designated Filer:
TW Southcross Aggregator LP

Page 5 of 10
Exhibit 99.1

Joint Filer Information
   
Name of Joint Filer:
Tailwater Holdings, LP
   
Address of Joint Filer:
c/o TW Southcross Aggregator LP

2021 McKinney Ave., Suite 1250

Dallas, Texas 75201
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
08/13/2018
   
Designated Filer:
TW Southcross Aggregator LP

Page 6 of 10
Exhibit 99.1

Joint Filer Information
   
Name of Joint Filer:
TW GP Holdings, LLC
   
Address of Joint Filer:
c/o TW Southcross Aggregator LP

2021 McKinney Ave., Suite 1250

Dallas, Texas 75201
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
08/13/2018
   
Designated Filer:
TW Southcross Aggregator LP

Page 7 of 10
Exhibit 99.1

Joint Filer Information
   
Name of Joint Filer:
Tailwater LLC
   
Address of Joint Filer:
c/o TW Southcross Aggregator LP

2021 McKinney Ave., Suite 1250

Dallas, Texas 75201
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
08/13/2018
   
Designated Filer:
TW Southcross Aggregator LP

Page 8 of 10
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
Jason H. Downie
   
Address of Joint Filer:
c/o TW Southcross Aggregator LP
 
2021 McKinney Ave., Suite 1250
 
Dallas, Texas 75201
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
08/13/2018
   
Designated Filer:
TW Southcross Aggregator LP

Page 9 of 10
Exhibit 99.1

Joint Filer Information

Name of Joint Filer:
Edward Herring
   
Address of Joint Filer:
c/o TW Southcross Aggregator LP
 
2021 McKinney Ave., Suite 1250
 
Dallas, Texas 75201
   
Relationship of Joint Filer to Issuer:
10% Owner
   
Issuer Name and Ticker or Trading Symbol:
Southcross Energy Partners, L.P. (SXE)
   
Date of Event Requiring Statement
  
(Month/Day/Year):
08/13/2018
   
Designated Filer:
TW Southcross Aggregator LP


Page 10 of 10