0000899243-21-000785.txt : 20210106
0000899243-21-000785.hdr.sgml : 20210106
20210106213113
ACCESSION NUMBER: 0000899243-21-000785
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210104
FILED AS OF DATE: 20210106
DATE AS OF CHANGE: 20210106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Secor Alicia
CENTRAL INDEX KEY: 0001584516
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35892
FILM NUMBER: 21512816
MAIL ADDRESS:
STREET 1: 33 HAYDEN AVE.
CITY: LEXINGTON
STATE: MA
ZIP: 02421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GW PHARMACEUTICALS PLC
CENTRAL INDEX KEY: 0001351288
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: SOVEREIGN HOUSE
STREET 2: VISION PARK
CITY: HISTON, CAMBRIDGE CB24 9BZ
STATE: X0
ZIP: 00000
BUSINESS PHONE: 44 1223 266800
MAIL ADDRESS:
STREET 1: SOVEREIGN HOUSE
STREET 2: VISION PARK
CITY: HISTON, CAMBRIDGE CB24 9BZ
STATE: X0
ZIP: 00000
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-01-04
0
0001351288
GW PHARMACEUTICALS PLC
GWPH
0001584516
Secor Alicia
SOVEREIGN HOUSE, VISION PARK, HISTON
CAMBRIDGE
X0
CB24 9BZ
UNITED KINGDOM
1
0
0
0
Ordinary Shares
2021-01-04
4
M
0
3576
0.0014
A
10140
D
Ordinary Shares
2021-01-04
4
F
0
1440
9.62
D
8700
D
Share Options
0.0014
2021-01-04
4
M
0
3576
0.00
A
2021-01-04
2021-01-04
Ordinary Shares
3576
4
D
Exercise of stock options. Following the exercise, these shares were converted into American Depositary Shares ("ADS") of the Issuer. Each ADS represents twelve ordinary shares of the Issuer.
Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.37 U.S. Dollars as of January 3, 2020.
Excluding 9,868 ordinary shares underlying RSU-style share options previously reported in Column 5 of Table I, of which 3,580 ordinary shares vested on January 4, 2021 and 6,288 ordinary shares have not vested. Excluding 8 ordinary shares erroneously included in Column 5 of Table I of previous form 4s.
Mandatory withhold to cover vested RSU style share options.
Represented by ADS.
The price reported is price per ordinary share converted from price per ADS.
/s/ Alicia Secor
2021-01-06