0001209191-20-036570.txt : 20200615 0001209191-20-036570.hdr.sgml : 20200615 20200615161044 ACCESSION NUMBER: 0001209191-20-036570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200611 FILED AS OF DATE: 20200615 DATE AS OF CHANGE: 20200615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Franklin Laurence CENTRAL INDEX KEY: 0001454916 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 20963397 MAIL ADDRESS: STREET 1: C/O ROSETTA STONE STREET 2: 1919 NORTH LYNN STREET 7TH FLOOR CITY: ARLINGTON STATE: VA ZIP: 22209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-387-5800 MAIL ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-11 0 0001351285 ROSETTA STONE INC RST 0001454916 Franklin Laurence C/O ROSETTA STONE INC. 1621 NORTH KENT STREET, SUITE 1200 ARLINGTON VA 22209 1 0 0 0 Restricted Stock Unit 2020-06-11 4 A 0 4675 0.00 A Common Stock 4675 63261 D Stock Option (right to buy) 17.11 2020-06-11 4 A 0 7278 0.00 A 2030-06-11 Common Stock 7278 7278 D Each RSU represents the right to receive one share of common stock of the Issuer. RSUs vest at a rate of 1/4 per quarter and become fully vested on June 11, 2021. Delivery of the shares entitled to the Reporting Person will be made upon the Reporting Person's separation from service to the Board of Directors. Options vest at a rate of 1/4 per quarter over one year and become fully vested June 11, 2021. /s/ Sean Klein, Attorney-in-fact 2020-06-15