0001209191-20-012817.txt : 20200225 0001209191-20-012817.hdr.sgml : 20200225 20200225205059 ACCESSION NUMBER: 0001209191-20-012817 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200224 FILED AS OF DATE: 20200225 DATE AS OF CHANGE: 20200225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PIERNO THOMAS M CENTRAL INDEX KEY: 0001549271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34283 FILM NUMBER: 20653115 MAIL ADDRESS: STREET 1: C/O ROSETTA STONE INC. STREET 2: 1621 NORTH KENT STREET CITY: ARLINGTON STATE: VA ZIP: 22209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROSETTA STONE INC CENTRAL INDEX KEY: 0001351285 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043837082 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-387-5800 MAIL ADDRESS: STREET 1: 1621 NORTH KENT STREET STREET 2: SUITE 1200 CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-24 0 0001351285 ROSETTA STONE INC RST 0001549271 PIERNO THOMAS M C/O ROSETTA STONE INC. 1621 NORTH KENT STREET, SUITE 1200 ARLINGTON VA 22209 0 1 0 0 Chief Financial Officer Common Stock 2020-02-24 4 F 0 130 18.83 D 143244 D Common Stock 2020-02-24 4 F 0 646 18.83 D 142598 D Common Stock 2020-02-25 4 F 0 2546 17.93 D 140052 D Common Stock 2020-02-25 4 F 0 1462 17.93 D 138590 D These shares were sold pursuant to company instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to shares of restricted stock. Includes 42,576 shares of restricted common stock on which the restrictions have not yet lapsed. /s/ Sean Klein, Attorney-in-fact 2020-02-25