The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3-D SYS CORP DEL | COM NEW | 88554D205 | 4,289 | 79,445 | SH | DFND | 1,2 | 79,445 | 0 | 0 | |
3-D SYS CORP DEL | COM NEW | 88554D205 | 4,827 | 89,400 | SH | Put | DFND | 1,2 | 89,400 | 0 | 0 |
AUTODESK INC | COM | 052769106 | 7,098 | 172,405 | SH | DFND | 1,2 | 172,405 | 0 | 0 | |
COVANTA HLDG CORP | COM | 22282E102 | 21,047 | 984,423 | SH | DFND | 1,2 | 984,423 | 0 | 0 | |
GRAINGER W W INC | COM | 384802104 | 39,152 | 149,600 | SH | Put | DFND | 1,2 | 149,600 | 0 | 0 |
ISHARES | RUSSELL 2000 ETF | 464287655 | 113,169 | 1,061,526 | SH | DFND | 1,2 | 1,061,526 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 6,194 | 140,479 | SH | DFND | 1,2 | 140,479 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 15,697 | 499,564 | SH | DFND | 1,2 | 499,564 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 58,843 | 190,300 | SH | Put | DFND | 1,2 | 190,300 | 0 | 0 |
QLT INC | COM | 746927102 | 41,045 | 8,865,036 | SH | DFND | 1,2 | 8,865,036 | 0 | 0 | |
QUESTCOR PHARMACEUTICALS INC | COM | 74835Y101 | 7,221 | 124,500 | SH | Put | DFND | 1,2 | 124,500 | 0 | 0 |
RYMAN HOSPITALITY PPTYS INC | COM | 78377T107 | 3,779 | 109,509 | SH | DFND | 1,2 | 109,509 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 14,189 | 521,849 | SH | DFND | 1,2 | 521,849 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 107,680 | 640,915 | SH | DFND | 1,2 | 640,915 | 0 | 0 | |
TESLA MTRS INC | COM | 88160R101 | 9,823 | 50,800 | SH | Put | DFND | 1,2 | 50,800 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 4,977 | 148,520 | SH | DFND | 1,2 | 148,520 | 0 | 0 | |
US SILICA HLDGS INC | COM | 90346E103 | 13,054 | 524,247 | SH | DFND | 1,2 | 524,247 | 0 | 0 | |
WRIGHT MED GROUP INC | COM | 98235T107 | 14,578 | 558,957 | SH | DFND | 1,2 | 558,957 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 7,763 | 249,452 | SH | DFND | 1,2 | 249,452 | 0 | 0 |