0000919574-13-005170.txt : 20130815 0000919574-13-005170.hdr.sgml : 20130815 20130814181146 ACCESSION NUMBER: 0000919574-13-005170 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130815 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXIAL CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001351143 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11699 FILM NUMBER: 131039647 BUSINESS ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: (212) 984-2100 MAIL ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001351143 XXXXXXXX 06-30-2013 06-30-2013 false AXIAL CAPITAL MANAGEMENT, LLC

101 PARK AVENUE 20TH FLOOR NEW YORK NY 10178

13F HOLDINGS REPORT 028-11699 N Eliav Assouline 212-984-2100 /s/ Eliav Assouline New York NY 08-14-2013 2 23 563598 1 0001209258 028-11700 AXIAL CAPITAL, LP 2 0001521096 028-14501 Axial Capital Master, L.P. INFORMATION TABLE 2 infotable.xml BARNES & NOBLE INC COM 067774109 3609 226100 SH Call DFND 1,2 226100 0 0 BURGER KING WORLDWIDE INC COM 121220107 2034 104238 SH DFND 1,2 104238 0 0 COVANTA HLDG CORP COM 22282E102 31240 1560426 SH DFND 1,2 1560426 0 0 COVANTA HLDG CORP COM 22282E102 7133 356300 SH Call DFND 1,2 356300 0 0 CYRUSONE INC COM 23283R100 6957 335417 SH DFND 1,2 335417 0 0 GRAINGER W W INC COM 384802104 22066 87500 SH Put DFND 1,2 87500 0 0 GRAND CANYON ED INC COM 38526M106 651 20200 SH Put DFND 1,2 20200 0 0 ISHARES TR RUSSELL 2000 464287655 107851 1111861 SH DFND 1,2 1111861 0 0 LKQ CORP COM 501889208 5149 199944 SH DFND 1,2 199944 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 13906 175520 SH DFND 1,2 175520 0 0 MONDELEZ INTL INC CL A 609207105 15916 557886 SH DFND 1,2 557886 0 0 NETFLIX INC COM 64110L106 29363 139100 SH Put DFND 1,2 139100 0 0 NOKIA CORP SPONSORED ADR 654902204 432 115500 SH Put DFND 1,2 115500 0 0 PINNACLE ENTMT INC COM 723456109 2185 111100 SH Put DFND 1,2 111100 0 0 QLT INC COM 746927102 38918 8865036 SH DFND 1,2 8865036 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 12510 320699 SH DFND 1,2 320699 0 0 SEALED AIR CORP NEW COM 81211K100 16643 694890 SH DFND 1,2 694890 0 0 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 5308 152087 SH DFND 1,2 152087 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 206785 1289020 SH DFND 1,2 1289020 0 0 U S SILICA HLDGS INC COM 90346E103 8688 418074 SH DFND 1,2 418074 0 0 WINDSTREAM CORP COM 97381W104 947 122800 SH Call DFND 1,2 122800 0 0 WRIGHT MED GROUP INC COM 98235T107 16712 637623 SH DFND 1,2 637623 0 0 ZOETIS INC CL A 98978V103 8599 278362 SH DFND 1,2 278362 0 0