0000919574-12-005076.txt : 20120814
0000919574-12-005076.hdr.sgml : 20120814
20120814172043
ACCESSION NUMBER: 0000919574-12-005076
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXIAL CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001351143
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11699
FILM NUMBER: 121034384
BUSINESS ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
BUSINESS PHONE: (212) 984-2100
MAIL ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
13F-HR
1
d1311392_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: Axial Capital Management LLC
Address: 101 Park Avenue, 20th Floor
New York, New York 10178
13F File Number: 28-11699
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Eliav Assouline
Title: Managing Member
Phone: (212) 984-2100
Signature, Place and Date of Signing:
/s/ Eliav Assouline New York, New York August 14, 2012
-------------------- ------------------------ -------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 34
Form 13F Information Table Value Total: $1,117,122
(thousands)
List of Other Included Managers:
Form 13F File Number Name
(1) 28-11700 Axial Capital, LP
(2) 28-14501 Axial Capital Master, L.P.
FORM 13F INFORMATION TABLE
Axial Capital Management LLC
June 30, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------- -------------- --------- -------- ------------------ -------------- -------- ------------------------
VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE
-------------- -------------- --------- -------- --------- --- ---- -------------- -------- --------- ------ -------
AMERICAN PUBLIC EDUCATION IN COM 02913V103 3,090 96,566 SH SHARED/DEFINED 1,2 96,566 0 0
BARNES & NOBLE INC COM 67774109 2,938 178,513 SH SHARED/DEFINED 1,2 178,513 0 0
BRIDGEPOINT ED INC COM 10807M105 5,115 234,620 SH SHARED/DEFINED 1,2 234,620 0 0
CARBONITE INC COM 141337105 99 11,042 SH SHARED/DEFINED 1,2 11,042 0 0
CATERPILLAR INC DEL COM 149123101 25,592 301,400 PUT SHARED/DEFINED 1,2 301,400 0 0
COMCAST CORP NEW CL A SPL 20030N200 7,475 238,052 SH SHARED/DEFINED 1,2 0 0 238,052
CORINTHIAN COLLEGES INC COM 218868107 1,702 588,986 SH SHARED/DEFINED 1,2 588,986 0 0
COVANTA HLDG CORP COM 22282E102 30,086 1,754,302 SH SHARED/DEFINED 1,2 1,754,302 0 0
CUMMINS INC COM 231021106 40,479 417,700 PUT SHARED/DEFINED 1,2 417,700 0 0
DONNELLEY R R & SONS CO COM 257867101 4,684 397,937 SH SHARED/DEFINED 1,2 397,937 0 0
EDUCATION MGMT CORP NEW COM 28140M103 1,389 199,858 SH SHARED/DEFINED 1,2 199,858 0 0
ELECTRONICS FOR IMAGING INC COM 286082102 4,205 258,740 SH SHARED/DEFINED 1,2 258,740 0 0
FUSION-IO INC COM 36112J107 5,577 266,962 SH SHARED/DEFINED 1,2 266,962 0 0
GAMESTOP CORP NEW CL A 36467W109 3,533 192,444 SH SHARED/DEFINED 1,2 192,444 0 0
ISHARES TR RUSSELL 2000 464287655 149,022 1,873,072 SH SHARED/DEFINED 1,2 1,873,072 0 0
ITT EDUCATIONAL SERVICES INC COM 45068B109 5,120 84,287 SH SHARED/DEFINED 1,2 84,287 0 0
LKQ CORP COM 501889208 8,228 246,619 SH SHARED/DEFINED 1,2 246,619 0 0
MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 20,398 612,748 SH SHARED/DEFINED 1,2 612,748 0 0
MEREDITH CORP COM 589433101 2,839 88,880 SH SHARED/DEFINED 1,2 88,880 0 0
MINDRAY MEDICAL INTL LTD SPON ADR 602675100 1,703 56,226 SH SHARED/DEFINED 1,2 56,226 0 0
NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 4,186 170,843 SH SHARED/DEFINED 1,2 170,843 0 0
OI S.A. SPN ADR REP PFD 670851203 1,251 101,398 SH SHARED/DEFINED 1,2 101,398 0 0
QLT INC COM 746927102 67,552 8,865,036 SH SHARED/DEFINED 1,2 8,865,036 0 0
QUAD / GRAPHICS INC COM CL A 747301109 3,666 254,934 SH SHARED/DEFINED 1,2 254,934 0 0
RPC INC COM 749660106 2,022 170,039 SH SHARED/DEFINED 1,2 170,039 0 0
SEMGROUP CORP CL A 81663A105 9,777 306,215 SH SHARED/DEFINED 1,2 306,215 0 0
SOUFUN HLDGS LTD ADR 836034108 1,856 117,404 SH SHARED/DEFINED 1,2 117,404 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 674,335 4,954,523 SH SHARED/DEFINED 1,2 4,954,523 0 0
STRAYER ED INC COM 863236105 6,333 58,087 SH SHARED/DEFINED 1,2 58,087 0 0
STRAYER ED INC COM 863236105 2,420 22,200 PUT SHARED/DEFINED 1,2 22,200 0 0
TIBCO SOFTWARE INC COM 88632Q103 11,875 396,878 SH SHARED/DEFINED 1,2 396,878 0 0
TIVO INC COM 888706108 3,726 451,090 SH SHARED/DEFINED 1,2 451,090 0 0
VALASSIS COMMUNICATIONS INC COM 918866104 3,497 160,783 SH SHARED/DEFINED 1,2 160,783 0 0
YELP INC CL A 985817105 1,352 59,477 SH SHARED/DEFINED 1,2 59,477 0 0
SK 21635 0002 1311392