0000919574-11-003537.txt : 20110516
0000919574-11-003537.hdr.sgml : 20110516
20110516171408
ACCESSION NUMBER: 0000919574-11-003537
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXIAL CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001351143
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11699
FILM NUMBER: 11848442
BUSINESS ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
BUSINESS PHONE: 212-984-2100
MAIL ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
13F-HR
1
d1194704_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: Axial Capital Management LLC
Address: 101 Park Avenue, 20th Floor
New York, New York 10178
13F File Number: 28-11699
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Eliav Assouline
Title: Managing Member
Phone: (212) 984-2100
Signature, Place and Date of Signing:
/s/ Eliav Assouline New York, New York May 16, 2011
-------------------- ----------------------------- -------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 28
Form 13F Information Table Value Total: $ 1,118,533
(thousands)
List of Other Included Managers:
Form 13F File Number Name
(1) 28-11700 Axial Capital, LP
(2) 28-13254 Axial Capital Institutional, LP
(3) 28- Axial Capital Master, L.P.
FORM 13F INFORMATION TABLE
Axial Capital Management LLC
March 31, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE
-------------- -------- ----- -------- ------- --- ---- ---------- ---- ---- ------ ----
ATLAS ENERGY LP COM UNITS LP 04930A104 12,898 577,355 SH SHARED/DEFINED 1,2,3 577,355 0 0
BRIDGEPOINT ED INC COM 10807M105 1,223 71,505 SH SHARED/DEFINED 1,2,3 71,505 0 0
CA INC COM 12673P105 11,404 471,650 SH SHARED/DEFINED 1,2,3 471,650 0 0
CHEMTURA CORP COM NEW 163893209 14,957 869,582 SH SHARED/DEFINED 1,2,3 869,582 0 0
CNINSURE INC SPONSORED ADR 18976M103 1,609 124,135 SH SHARED/DEFINED 1,2,3 124,135 0 0
COMCAST CORP NEW CL A SPL 20030N200 62,248 2,680,813 SH SHARED/DEFINED 1,2,3 2,680,813 0 0
COVANTA HLDG CORP COM 22282E102 70,663 4,137,170 SH SHARED/DEFINED 1,2,3 4,137,170 0 0
CROWN CASTLE INTL CORP COM 228227104 16,069 377,640 SH SHARED/DEFINED 1,2,3 377,640 0 0
GOOGLE INC CL A 38259P508 22,281 37,973 SH SHARED/DEFINED 1,2,3 37,973 0 0
HEALTH CARE REIT INC COM 42217K106 3,933 75,000 SH SHARED/DEFINED 1,2,3 75,000 0 0
ISHARES TR DJ US REAL EST 464287739 41,253 694,500 SH SHARED/DEFINED 1,2,3 694,500 0 0
ISHARES INC MSCI GERMAN 464286806 42,581 1,640,870 SH SHARED/DEFINED 1,2,3 1,640,870 0 0
ISHARES TR RUSSELL 2000 464287655 80,972 962,000 SH SHARED/DEFINED 1,2,3 962,000 0 0
LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 7,173 92,436 SH SHARED/DEFINED 1,2,3 92,436 0 0
LOEWS CORP COM 540424108 8,048 186,770 SH SHARED/DEFINED 1,2,3 186,770 0 0
MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 55,096 2,309,151 SH SHARED/DEFINED 1,2,3 2,309,151 0 0
MOTRICITY INC COM 620107102 1,503 100,000 SH SHARED/DEFINED 1,2,3 100,000 0 0
OMNIVISION TECHNOLOGIES INC COM 682128103 888 25,000 SH SHARED/DEFINED 1,2,3 25,000 0 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 59,420 1,034,650 SH SHARED/DEFINED 1,2,3 1,034,650 0 0
QLT INC COM 746927102 47,712 6,865,036 SH SHARED/DEFINED 1,2,3 6,865,036 0 0
QUALCOMM INC COM 747525103 9,555 174,272 SH SHARED/DEFINED 1,2,3 174,272 0 0
QUINSTREET INC COM 74874Q100 1,831 80,570 SH SHARED/DEFINED 1,2,3 80,570 0 0
RUBICON TECHNOLOGY INC COM 78112T107 1,126 40,676 SH SHARED/DEFINED 1,2,3 40,676 0 0
SEMGROUP CORP CL A 81663A105 11,251 399,533 SH SHARED/DEFINED 1,2,3 399,533 0 0
SOLARWINDS INC COM 83416B109 6,910 294,558 SH SHARED/DEFINED 1,2,3 294,558 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 490,833 3,701,886 SH SHARED/DEFINED 1,2,3 3,701,886 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 17,654 126,229 SH SHARED/DEFINED 1,2,3 126,229 0 0
VIACOM INC NEW CL B 92553P201 17,441 374,912 SH SHARED/DEFINED 1,2,3 374,912 0 0
SK 21635 0002 1194704