The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| A-MARK PRECIOUS METALS INC | COM | 00181T107 | 14,047 | 494,792 | SH | DFND | 1 | 494,792 | 0 | 0 | |
| ALLSTATE CORP | COM | 020002101 | 4,670 | 37,500 | SH | DFND | 1 | 37,500 | 0 | 0 | |
| BANC OF CALIFORNIA INC | COM | 05990K106 | 2,875 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | |
| CENTRAL PAC FINL CORP | COM NEW | 154760409 | 4,655 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
| CHOICEONE FINL SVCS INC | COM | 170386106 | 2,486 | 114,463 | SH | DFND | 1 | 114,463 | 0 | 0 | |
| CNB FINL CORP PA | COM | 126128107 | 5,813 | 246,644 | SH | DFND | 1 | 246,644 | 0 | 0 | |
| COASTAL FINL CORP WA | COM NEW | 19046P209 | 1,788 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
| COMERICA INC | COM | 200340107 | 8,532 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
| CULLEN FROST BANKERS INC | COM | 229899109 | 2,975 | 22,500 | SH | DFND | 1 | 22,500 | 0 | 0 | |
| ESQUIRE FINL HLDGS INC | COM | 29667J101 | 4,900 | 130,495 | SH | DFND | 1 | 130,495 | 0 | 0 | |
| EVERQUOTE INC | COM CL A | 30041R108 | 2,455 | 360,000 | SH | DFND | 1 | 360,000 | 0 | 0 | |
| FIGURE ACQUISITION CORP I | COM CL A | 302438106 | 3,535 | 358,929 | SH | DFND | 1 | 358,929 | 0 | 0 | |
| FIGURE ACQUISITION CORP I | UNIT 99/99/9999 | 302438205 | 5,771 | 585,854 | SH | DFND | 1 | 585,854 | 0 | 0 | |
| FIRST BANCORP P R | COM NEW | 318672706 | 5,814 | 425,000 | SH | DFND | 1 | 425,000 | 0 | 0 | |
| FIRST BUSEY CORP | COM NEW | 319383204 | 6,484 | 295,000 | SH | DFND | 1 | 295,000 | 0 | 0 | |
| FIRST INTST BANCSYSTEM INC | COM CL A | 32055Y201 | 10,693 | 265,000 | SH | DFND | 1 | 265,000 | 0 | 0 | |
| FIRST MID ILL BANCSHARES INC | COM | 320866106 | 4,941 | 154,548 | SH | DFND | 1 | 154,548 | 0 | 0 | |
| FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 2,611 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| HOME BANCORP INC | COM | 43689E107 | 1,940 | 49,751 | SH | DFND | 1 | 49,751 | 0 | 0 | |
| INTERNATIONAL BANCSHARES COR | COM | 459044103 | 2,125 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 1,074 | 71,430 | SH | DFND | 1 | 71,430 | 0 | 0 | |
| LENDINGCLUB CORP | COM NEW | 52603A208 | 1,796 | 162,500 | SH | DFND | 1 | 162,500 | 0 | 0 | |
| MAINSTREET BANCSHARES INC | COM | 56064Y100 | 5,988 | 262,500 | SH | DFND | 1 | 262,500 | 0 | 0 | |
| MEDIAALPHA INC | CL A | 58450V104 | 3,342 | 381,888 | SH | DFND | 1 | 381,888 | 0 | 0 | |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 | 4,905 | 575,000 | SH | DFND | 1 | 575,000 | 0 | 0 | |
| OFG BANCORP | COM | 67103X102 | 7,120 | 283,340 | SH | DFND | 1 | 283,340 | 0 | 0 | |
| POPULAR INC | COM NEW | 733174700 | 12,611 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
| PROGRESSIVE CORP | COM | 743315103 | 3,196 | 27,500 | SH | DFND | 1 | 27,500 | 0 | 0 | |
| PROVIDENT BANCORP INC | COM NEW | 74383L105 | 5,366 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | |
| QCR HOLDINGS INC | COM | 74727A104 | 7,452 | 146,281 | SH | DFND | 1 | 146,281 | 0 | 0 | |
| QUINSTREET INC | COM | 74874Q100 | 5,250 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| SILVER SPIKE INVESTMENT CORP | COM | 828174102 | 1,839 | 177,843 | SH | DFND | 1 | 177,843 | 0 | 0 | |
| SPROTT INC | COM NEW | 852066208 | 12,189 | 363,749 | SH | DFND | 1 | 363,749 | 0 | 0 | |
| SYNOVUS FINL CORP | COM NEW | 87161C501 | 4,689 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| UNIVEST FINANCIAL CORPORATIO | COM | 915271100 | 2,290 | 97,518 | SH | DFND | 1 | 97,518 | 0 | 0 | |
| VERITEX HLDGS INC | COM | 923451108 | 6,923 | 260,369 | SH | DFND | 1 | 260,369 | 0 | 0 | |
| VERSABANK NEW | COM | 92512J106 | 2,804 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| WINTRUST FINL CORP | COM | 97650W108 | 4,485 | 55,000 | SH | DFND | 1 | 55,000 | 0 | 0 | |
| WISDOMTREE INVTS INC | COM | 97717P104 | 3,627 | 775,000 | SH | DFND | 1 | 775,000 | 0 | 0 | |