The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| A-MARK PRECIOUS METALS INC | COM | 00181T107 | 19,722 | 255,000 | SH | DFND | 1 | 255,000 | 0 | 0 | |
| BUSINESS FIRST BANCSHARES IN | COM | 12326C105 | 2,484 | 102,102 | SH | DFND | 1 | 102,102 | 0 | 0 | |
| CENTRAL PAC FINL CORP | COM NEW | 154760409 | 6,278 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
| CHOICEONE FINL SVCS INC | COM | 170386106 | 2,738 | 109,272 | SH | DFND | 1 | 109,272 | 0 | 0 | |
| COMERICA INC | COM | 200340107 | 3,391 | 37,500 | SH | DFND | 1 | 37,500 | 0 | 0 | |
| CUSTOMERS BANCORP INC | COM | 23204G100 | 6,648 | 127,500 | SH | DFND | 1 | 127,500 | 0 | 0 | |
| ESQUIRE FINL HLDGS INC | COM | 29667J101 | 7,717 | 229,597 | SH | DFND | 1 | 229,597 | 0 | 0 | |
| EVERQUOTE INC | COM CL A | 30041R108 | 1,396 | 86,271 | SH | DFND | 1 | 86,271 | 0 | 0 | |
| FIGURE ACQUISITION CORP I | COM CL A | 302438106 | 3,510 | 358,929 | SH | DFND | 1 | 358,929 | 0 | 0 | |
| FIGURE ACQUISITION CORP I | UNIT 99/99/9999 | 302438205 | 5,823 | 585,854 | SH | DFND | 1 | 585,854 | 0 | 0 | |
| FIRST BANCORP P R | COM NEW | 318672706 | 5,634 | 429,400 | SH | DFND | 1 | 429,400 | 0 | 0 | |
| FIRST BUSEY CORP | COM NEW | 319383204 | 6,092 | 240,406 | SH | DFND | 1 | 240,406 | 0 | 0 | |
| FIRST HORIZON CORPORATION | COM | 320517105 | 5,579 | 237,500 | SH | DFND | 1 | 237,500 | 0 | 0 | |
| FIRST INTST BANCSYSTEM INC | COM CL A | 32055Y201 | 11,583 | 315,000 | SH | DFND | 1 | 315,000 | 0 | 0 | |
| FIRST MID ILL BANCSHARES INC | COM | 320866106 | 5,949 | 154,548 | SH | DFND | 1 | 154,548 | 0 | 0 | |
| HERITAGE FINL CORP WASH | COM | 42722X106 | 2,376 | 94,830 | SH | DFND | 1 | 94,830 | 0 | 0 | |
| HOME BANCORP INC | COM | 43689E107 | 3,672 | 90,018 | SH | DFND | 1 | 90,018 | 0 | 0 | |
| INTERNATIONAL BANCSHARES COR | COM | 459044103 | 5,276 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
| LENDINGCLUB CORP | COM NEW | 52603A208 | 3,912 | 247,900 | SH | DFND | 1 | 247,900 | 0 | 0 | |
| LIGHTSPEED COMMERCE INC | SUB VTG SHS | 53229C107 | 2,185 | 71,700 | SH | DFND | 1 | 71,700 | 0 | 0 | |
| M & T BK CORP | COM | 55261F104 | 1,695 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| MAINSTREET BANCSHARES INC | COM | 56064Y100 | 4,977 | 204,718 | SH | DFND | 1 | 204,718 | 0 | 0 | |
| MEDIAALPHA INC | CL A | 58450V104 | 5,793 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
| METROPOLITAN BK HLDG CORP | COM | 591774104 | 8,396 | 82,500 | SH | DFND | 1 | 82,500 | 0 | 0 | |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 | 5,896 | 550,000 | SH | DFND | 1 | 550,000 | 0 | 0 | |
| OFG BANCORP | COM | 67103X102 | 7,595 | 285,098 | SH | DFND | 1 | 285,098 | 0 | 0 | |
| OLD SECOND BANCORP INC ILL | COM | 680277100 | 1,838 | 126,698 | SH | DFND | 1 | 126,698 | 0 | 0 | |
| POPULAR INC | COM NEW | 733174700 | 16,389 | 200,500 | SH | DFND | 1 | 200,500 | 0 | 0 | |
| PROVIDENT BANCORP INC | COM NEW | 74383L105 | 6,349 | 391,404 | SH | DFND | 1 | 391,404 | 0 | 0 | |
| QCR HOLDINGS INC | COM | 74727A104 | 6,508 | 115,000 | SH | DFND | 1 | 115,000 | 0 | 0 | |
| QUINSTREET INC | COM | 74874Q100 | 4,060 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
| RIBBIT LEAP LTD | SHS CL A | G7552B105 | 1,604 | 162,475 | SH | DFND | 1 | 162,475 | 0 | 0 | |
| SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 7,337 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
| SILVER SPIKE INVESTMENT CORP | COM | 828174102 | 2,365 | 177,843 | SH | DFND | 1 | 177,843 | 0 | 0 | |
| SILVERGATE CAP CORP | CL A | 82837P408 | 9,411 | 62,500 | SH | DFND | 1 | 62,500 | 0 | 0 | |
| SOUTHERN MO BANCORP INC | COM | 843380106 | 878 | 17,578 | SH | DFND | 1 | 17,578 | 0 | 0 | |
| SPROTT INC | COM NEW | 852066208 | 10,550 | 210,000 | SH | DFND | 1 | 210,000 | 0 | 0 | |
| SYNOVUS FINL CORP | COM NEW | 87161C501 | 6,738 | 137,500 | SH | DFND | 1 | 137,500 | 0 | 0 | |
| VERITEX HLDGS INC | COM | 923451108 | 6,715 | 175,917 | SH | DFND | 1 | 175,917 | 0 | 0 | |
| VERSABANK NEW | COM | 92512J106 | 5,322 | 466,843 | SH | DFND | 1 | 466,843 | 0 | 0 | |
| WASHINGTON FED INC | COM | 938824109 | 2,051 | 62,500 | SH | DFND | 1 | 62,500 | 0 | 0 | |
| WISDOMTREE INVTS INC | COM | 97717P104 | 4,549 | 775,000 | SH | DFND | 1 | 775,000 | 0 | 0 | |