SC 13D 1 sc13d_pena.htm SCHEDULE 13D MARK E. PENA, CARLA T. PENA UNITED STATES

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549



SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. ______)*



Proper Power And Energy, Inc.

 (Name of Issuer)



Common Stock ($.0001 par value)

(Title of Class of Securities)



74345A  106

(CUSIP Number)



Clifford J. Hunt, Esquire

LAW OFFICE OF CLIFFORD J. HUNT, P.A.

8200 Seminole Boulevard

Seminole, Florida 33772

727) 471-0444

(Name, Address and Telephone Number of Person Authorized to

Receive Notices and Communications)



July 7, 2009

(Date of Event which Requires Filing of this Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [  ]


NOTE:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.


* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.


The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).















CUSIP No. 74345A  106


(1)


NAME OF REPORTING PERSON:  Mark E. Pena


I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only):

 

    


(2)


CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) [ ]

(b) [x]


(3)


SEC USE ONLY

 


(4)


SOURCE OF FUNDS

 

 OO


(5)


CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

o


(6)


CITIZENSHIP OR PLACE OF ORGANIZATION

 

Florida, United States

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH


(7)


SOLE VOTING POWER

 

  4,800,000  (7.1%)


(8)


SHARED VOTING POWER

 

  0


(9)


SOLE DISPOSITIVE POWER

 

 4,800,000  (7.1%)


(10)


SHARED DISPOSITIVE POWER

 

 0


(11)


AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  6,800,000 (includes shares owned by spouse)  (10.1%)

(12)

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

(13)

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

 10.1%

(14)

TYPE OF REPORTING PERSON

 

 IN



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CUSIP No. 74345A  106


(1)


NAME OF REPORTING PERSON:  Carla T. Pena

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only):

 

    


(2)


CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) [ ]

(b) [x]


(3)


SEC USE ONLY

 


(4)


SOURCE OF FUNDS 

 OO


(5)


CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

o


(6)


CITIZENSHIP OR PLACE OF ORGANIZATION

 

Florida, United States

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH


(7)


SOLE VOTING POWER

 

 2,000,000  (2.96%)


(8)


SHARED VOTING POWER

 

  0


(9)


SOLE DISPOSITIVE POWER

 

 2,000,000  (2.96%)


(10)


SHARED DISPOSITIVE POWER

 

 0


(11)


AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  6,800,000 (includes shares owned by spouse)  (10.1%)

(12)

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

o

(13)

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

 10.1%

(14)

TYPE OF REPORTING PERSON

 

 IN




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Item 1.  Security and Issuer


Common Stock, par value $.0001

Proper Power and Energy, Inc. (the Issuer) maintains its principal executive offices at 405 South Dale Mabry Highway, #360, Tampa, FL 33609.


Item 2. Identity and Background


(a)

Mark E. Pena.

(b)

Mark E. Pena maintains his business address at 334 S. Hyde Park Ave., Tampa, Florida 33606.

(c)  

Mark E. Pena is a practicing attorney and is the sole equity owner of Law Office of Mark E. Pena, P.A., which law firm maintains its principal place of business at the above address.  

(d)

No reportable event exists.

(e)

No reportable event exists.

(f)

United States.


Item 3. Source and Amount of funds or Other Consideration


On March 5, 2009, in a private equity transaction, Mr. Joseph E. Abdo acquired the control block of stock in the Company consisting of one million (1,000,000) restricted shares of common stock.  Effective May 7, 2009, the Company engaged in a fifty-for-one (50-1) forward split of its common stock.  Upon the issuance of share certificates to effectuate the forward split of common stock, Mr. Abdo directed the transfer/issuance of his post-split Shares to various persons and entities, including Mark E. Pena. The 4,800,000 shares individually owned by Mark E. Pena and that are the subject of this Schedule 13D were transferred/issued to Mark E. Pena for nominal consideration provided by him.


Item 4.  Purpose of Transaction


Mark E. Pena acquired the 4,800,000 shares of Company common stock at the direction of and through a transfer from Company President, Joseph E. Abdo as the result of a forward stock split.  Mark E. Pena has not formulated any plans or proposals that would require disclosure under sub-paragraphs (a)-(j) of this Item 4.


Item 5.  Interest in Securities of the Issuer


(a)

Mark E. Pena beneficially owns 6,800,000 shares of Company common stock (including 2,000,000 shares of Company common stock owned by his spouse, Carla T. Pena) constituting 10.1% of the outstanding common stock of the Company.


(b)

Mark E. Pena has the sole power to vote and dispose of 2,000,000 shares of Company common stock, constituting 7.1% of the outstanding common stock of the Company.


Mark E. Pena expressly disclaims that he has agreed to act as a group with his spouse, Carla T. Pena, though they may be deemed to be a group due to their collective beneficial ownership of 6,800,000 shares of Company common stock.  All of the percentages calculated in this Schedule 13D are based upon an aggregate of 67,500,000 shares of Company common stock outstanding as of November 4, 2009, as reported in the Company’s Quarterly Report on Form 10-Q as filed on November 16, 2009.


(c)

None, except for the transaction described in this filing.

(d)

Not applicable.

(e)

Not applicable.






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Item 6.  Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer


None.


Item 7.  Material to Be filed as Exhibits


None.





Item 1.  Security and Issuer


Common Stock, par value $.0001

Proper Power and Energy, Inc. (the Issuer) maintains its principal executive offices at 405 South Dale Mabry Highway, #360, Tampa, FL 33609.


Item 2. Identity and Background


(a)

Carla T. Pena.

(b)

Carla T. Pena maintains an address at 334 S. Hyde Park Ave., Tampa, Florida 33606.

(c)  

Carla T. Pena is the spouse of Company director, Mark E. Pena, and is not employed outside their home.  

(d)

No reportable event exists.

(e)

No reportable event exists.

(f)

United States.


Item 3. Source and Amount of funds or Other Consideration


On March 5, 2009, in a private equity transaction, Mr. Joseph E. Abdo acquired the control block of stock in the Company consisting of one million (1,000,000) restricted shares of common stock.  Effective May 7, 2009, the Company engaged in a fifty-for-one (50-1) forward split of its common stock.  Upon the issuance of share certificates to effectuate the forward split of common stock, Mr. Abdo directed the transfer/issuance of his post-split Shares to various persons and entities, including Carla T. Pena. The 2,000,000 shares individually owned by Carla T. Pena and that are the subject of this Schedule 13D were transferred/issued to Carla T. Pena for nominal consideration provided by her.


Item 4.  Purpose of Transaction


Carla T. Pena acquired the 2,000,000 shares of Company common stock at the direction of and through a transfer from Company President, Joseph E. Abdo as the result of a forward stock split.  Carla T. Pena has not formulated any plans or proposals that would require disclosure under sub-paragraphs (a)-(j) of this Item 4.


Item 5.  Interest in Securities of the Issuer


(a)

Carla T. Pena beneficially owns 6,800,000 shares of Company common stock (including 4,800,000 shares of Company common stock owned by her spouse, Mark E. Pena) constituting 10.1% of the outstanding common stock of the Company.


(b)

Carla T. Pena has the sole power to vote and dispose of 2,000,000 shares of Company common stock, constituting 2.96% of the outstanding common stock of the Company.


Carla T. Pena expressly disclaims that she has agreed to act as a group with her spouse, Mark E. Pena, though they may be deemed to be a group due to their collective beneficial ownership of 6,800,000 shares of Company common stock.  All of the percentages calculated in this Schedule 13D are based upon an aggregate of 67,500,000 shares of



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Company common stock outstanding as of November 4, 2009, as reported in the Company’s Quarterly Report on Form 10-Q as filed on November 16, 2009.


(c)

None, except for the transaction described in this filing.

(d)

Not applicable.

(e)

Not applicable.



Item 6.  Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer


None.


Item 7.  Material to Be filed as Exhibits


None.



Signatures


After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.



January 5, 2010

Date



/s/:  Mark E. Pena

Mark E. Pena




January 5, 2010

Date



/s/: Carla T. Pena

Carla T. Pena






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