The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACM RESEARCH INC | COM CL A | 00108J109 | 4,031 | 218,506 | SH | DFND | 1 | 0 | 218,506 | 0 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 94,946 | 447,649 | SH | DFND | 1 | 0 | 447,649 | 0 | |
| AMERICA MOVIL SAB DE CV | SPON ADR L SHS | 02364W105 | 7,346 | 459,100 | SH | DFND | 1 | 0 | 459,100 | 0 | |
| ARCOS DORADOS HOLDINGS INC | SHS CLASS -A - | G0457F107 | 1,621 | 200,082 | SH | DFND | 1 | 0 | 200,082 | 0 | |
| ARGENX SE | SPONSORED ADR | 04016X101 | 12,696 | 79,095 | SH | DFND | 1 | 0 | 79,095 | 0 | |
| BAIDU INC | SPON ADR REP A | 056752108 | 10,921 | 86,399 | SH | DFND | 1 | 0 | 86,399 | 0 | |
| BEIGENE LTD | SPONSORED ADR | 07725L102 | 21,921 | 132,243 | SH | DFND | 1 | 0 | 132,243 | 0 | |
| BRIGHT SCHOLAR ED HLDGS LTD | SPONSORED ADS | 109199109 | 28,177 | 3,191,035 | SH | DFND | 1 | 0 | 3,191,035 | 0 | |
| CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 1,582 | 418,600 | SH | DFND | 1 | 0 | 418,600 | 0 | |
| CHINA ONLINE ED GROUP | SPONSORED ADR | 16954L105 | 2,928 | 298,195 | SH | DFND | 1 | 0 | 298,195 | 0 | |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 21,222 | 342,179 | SH | DFND | 1 | 0 | 342,179 | 0 | |
| COMPANHIA BRASILEIRA DE DIST | SPN ADR PFD CL A | 20440T201 | 5,800 | 265,210 | SH | DFND | 1 | 0 | 265,210 | 0 | |
| FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | 7,825 | 82,800 | SH | DFND | 1 | 0 | 82,800 | 0 | |
| GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 9,382 | 181,893 | SH | DFND | 1 | 0 | 181,893 | 0 | |
| GERDAU S A | SPON ADR REP PFD | 373737105 | 5,200 | 1,061,300 | SH | DFND | 1 | 0 | 1,061,300 | 0 | |
| GRAFTECH INTL LTD | COM | 384313508 | 11,757 | 1,011,759 | SH | DFND | 1 | 0 | 1,011,759 | 0 | |
| GRUPO TELEVISA SA | SPON ADR REP ORD | 40049J206 | 4,513 | 384,742 | SH | DFND | 1 | 0 | 384,742 | 0 | |
| HDFC BANK LTD | SPONSORED ADS | 40415F101 | 29,854 | 471,106 | SH | DFND | 1 | 0 | 471,106 | 0 | |
| HUYA INC | ADS REP SHS A | 44852D108 | 18,232 | 1,015,703 | SH | DFND | 1 | 0 | 1,015,703 | 0 | |
| ICICI BK LTD | ADR | 45104G104 | 10,545 | 698,776 | SH | DFND | 1 | 0 | 698,776 | 0 | |
| IPG PHOTONICS CORP | COM | 44980X109 | 20,393 | 140,717 | SH | DFND | 1 | 0 | 140,717 | 0 | |
| ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | 7,134 | 779,701 | SH | DFND | 1 | 0 | 779,701 | 0 | |
| MELCO RESORTS AND ENTMT LTD | ADR | 585464100 | 14,303 | 591,760 | SH | DFND | 1 | 0 | 591,760 | 0 | |
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 5,403 | 44,561 | SH | DFND | 1 | 0 | 44,561 | 0 | |
| NEXTCURE INC | COM | 65343E108 | 2,138 | 37,949 | SH | DFND | 1 | 0 | 37,949 | 0 | |
| ONESMART INTL ED GROUP LTD | SPONSORED ADS | 68276W103 | 9,636 | 1,444,617 | SH | DFND | 1 | 0 | 1,444,617 | 0 | |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 10,910 | 684,450 | SH | DFND | 1 | 0 | 684,450 | 0 | |
| SECOO HLDG LTD | ADR | 81367P101 | 16,388 | 2,782,392 | SH | DFND | 1 | 0 | 2,782,392 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,242 | 22,500 | SH | Put | DFND | 1 | 0 | 22,500 | 0 |
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 1,322 | 112,600 | SH | DFND | 1 | 0 | 112,600 | 0 | |
| TRIP COM GROUP LTD | ADS | 89677Q107 | 12,417 | 370,200 | SH | DFND | 1 | 0 | 370,200 | 0 | |
| VIPSHOP HLDGS LTD | SPONSORED ADS A | 92763W103 | 23,364 | 1,648,862 | SH | DFND | 1 | 0 | 1,648,862 | 0 | |
| VIR BIOTECHNOLOGY INC | COM | 92764N102 | 8,575 | 681,936 | SH | DFND | 1 | 0 | 681,936 | 0 | |
| XP INC | CL A | G98239109 | 2,196 | 57,000 | SH | DFND | 1 | 0 | 57,000 | 0 | |
| YUM CHINA HLDGS INC | COM | 98850P109 | 35,209 | 733,378 | SH | DFND | 1 | 0 | 733,378 | 0 | |
| ZAI LAB LTD | ADR | 98887Q104 | 22,474 | 540,359 | SH | DFND | 1 | 0 | 540,359 | 0 | |