The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALCOA CORP | COM | 013872106 | 14,366 | 306,450 | SH | DFND | 1 | 0 | 306,450 | 0 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 118,095 | 636,526 | SH | DFND | 1 | 0 | 636,526 | 0 | |
| AMBEV SA | SPONSORED ADR | 02319V103 | 2,359 | 509,400 | SH | DFND | 1 | 0 | 509,400 | 0 | |
| APPLIED MATLS INC | COM | 038222105 | 11,086 | 240,000 | SH | DFND | 1 | 0 | 240,000 | 0 | |
| BAIDU INC | SPON ADR REP A | 056752108 | 13,441 | 55,313 | SH | DFND | 1 | 0 | 55,313 | 0 | |
| BAKER HUGHES A GE CO | CL A | 05722G100 | 28,695 | 868,750 | SH | DFND | 1 | 0 | 868,750 | 0 | |
| BAOZUN INC | SPONSORED ADR | 06684L103 | 47,836 | 874,508 | SH | DFND | 1 | 0 | 874,508 | 0 | |
| BEIGENE LTD | SPONSORED ADR | 07725L102 | 44,015 | 286,315 | SH | DFND | 1 | 0 | 286,315 | 0 | |
| BEST INC | SPONSORED ADS | 08653C106 | 7,528 | 616,001 | SH | DFND | 1 | 0 | 616,001 | 0 | |
| BRIGHT SCHOLAR ED HLDGS LTD | SPONSORED ADS | 109199109 | 42,995 | 2,585,370 | SH | DFND | 1 | 0 | 2,585,370 | 0 | |
| CANOPY GROWTH CORP | COM | 138035100 | 19,226 | 658,130 | SH | DFND | 1 | 0 | 658,130 | 0 | |
| CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 7,185 | 1,095,200 | SH | DFND | 1 | 0 | 1,095,200 | 0 | |
| CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | 1,789 | 140,000 | SH | Call | DFND | 1 | 0 | 140,000 | 0 |
| CHINA ONLINE ED GROUP | SPONSORED ADR | 16954L105 | 852 | 78,914 | SH | DFND | 1 | 0 | 78,914 | 0 | |
| COCA COLA FEMSA S A B DE C V | SPON ADR REP L | 191241108 | 1,975 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
| CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 7,130 | 149,700 | SH | DFND | 1 | 0 | 149,700 | 0 | |
| DESPEGAR COM CORP | ORD SHS | G27358103 | 1,183 | 56,400 | SH | DFND | 1 | 0 | 56,400 | 0 | |
| GDS HLDGS LTD | SPONSORED ADR | 36165L108 | 13,812 | 344,521 | SH | DFND | 1 | 0 | 344,521 | 0 | |
| GERDAU S A | SPON ADR REP PFD | 373737105 | 1,862 | 526,000 | SH | DFND | 1 | 0 | 526,000 | 0 | |
| GRAFTECH INTL LTD | COM | 384313508 | 40,731 | 2,264,096 | SH | DFND | 1 | 0 | 2,264,096 | 0 | |
| GRIDSUM HLDG INC | SPONSORED ADR | 398132100 | 911 | 130,927 | SH | DFND | 1 | 0 | 130,927 | 0 | |
| GRUPO SUPERVIELLE S A | SPONSORED ADR | 40054A108 | 964 | 91,100 | SH | DFND | 1 | 0 | 91,100 | 0 | |
| GRUPO TELEVISA SA | SPON ADR REP ORD | 40049J206 | 7,891 | 416,427 | SH | DFND | 1 | 0 | 416,427 | 0 | |
| HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 4,925 | 46,900 | SH | DFND | 1 | 0 | 46,900 | 0 | |
| HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 13,373 | 248,934 | SH | DFND | 1 | 0 | 248,934 | 0 | |
| HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 1,128 | 26,852 | SH | DFND | 1 | 0 | 26,852 | 0 | |
| HUTCHISON CHINA MEDITECH LTD | SPONSORED ADR | 44842L103 | 747 | 24,800 | SH | DFND | 1 | 0 | 24,800 | 0 | |
| ICICI BK LTD | ADR | 45104G104 | 10,435 | 1,299,557 | SH | DFND | 1 | 0 | 1,299,557 | 0 | |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 96,140 | 1,130,000 | SH | Put | DFND | 1 | 0 | 1,130,000 | 0 |
| JAMBA INC | COM NEW | 47023A309 | 15,239 | 1,430,860 | SH | DFND | 1 | 0 | 1,430,860 | 0 | |
| NETEASE INC | SPONSORED ADR | 64110W102 | 8,139 | 32,211 | SH | DFND | 1 | 0 | 32,211 | 0 | |
| NVIDIA CORP | COM | 67066G104 | 11,845 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| ONESMART INTL ED GROUP LTD | SPONSORED ADS | 68276W103 | 2,463 | 221,908 | SH | DFND | 1 | 0 | 221,908 | 0 | |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 10,441 | 1,040,948 | SH | DFND | 1 | 0 | 1,040,948 | 0 | |
| POSCO | SPONSORED ADR | 693483109 | 7,541 | 101,746 | SH | DFND | 1 | 0 | 101,746 | 0 | |
| RISE ED CAYMAN LTD | SPONSORED ADR | 76761L102 | 8,867 | 628,000 | SH | DFND | 1 | 0 | 628,000 | 0 | |
| SECOO HLDG LTD | ADR | 81367P101 | 3,075 | 380,545 | SH | DFND | 1 | 0 | 380,545 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 184,470 | 680,000 | SH | Put | DFND | 1 | 0 | 680,000 | 0 |
| STARS GROUP INC | COM | 85570W100 | 55,526 | 1,529,649 | SH | DFND | 1 | 0 | 1,529,649 | 0 | |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 1,191 | 32,590 | SH | DFND | 1 | 0 | 32,590 | 0 | |
| TAPESTRY INC | COM | 876030107 | 14,947 | 320,000 | SH | DFND | 1 | 0 | 320,000 | 0 | |
| VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 10,235 | 943,291 | SH | DFND | 1 | 0 | 943,291 | 0 | |
| WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | 14,002 | 138,499 | SH | DFND | 1 | 0 | 138,499 | 0 | |
| WORLD ACCEP CORP DEL | COM | 981419104 | 15,684 | 141,289 | SH | DFND | 1 | 0 | 141,289 | 0 | |
| XEROX CORP | COM NEW | 984121608 | 64,974 | 2,707,245 | SH | DFND | 1 | 0 | 2,707,245 | 0 | |
| YATRA ONLINE INC | ORD SHS | G98338109 | 1,218 | 227,270 | SH | DFND | 1 | 0 | 227,270 | 0 | |
| YY INC | ADS REPCOM CLA | 98426T106 | 462 | 4,600 | SH | DFND | 1 | 0 | 4,600 | 0 | |