N-PX 1 fp0043297_npx.htm fp0043297

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-21846

 

CLOUGH GLOBAL OPPORTUNITIES FUND

(Exact name of registrant as specified in charter)

 

1290 Broadway, Suite 1000, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

 

Sareena Khwaja-Dixon, Esq.

Clough Global Opportunities Fund

1290 Broadway, Suite 1000

Denver, Colorado 80203

(Name and address of agent for service)

 

Registrant’s Telephone Number, including Area Code: (303) 623-2577

 

Date of fiscal year end: October 31

 

Date of reporting period: July 1, 2018 – June 30, 2019

 

 

Item 1 – Proxy Voting Record.

 

  Vote Summary
  QORVO, INC.      
  Security 74736K101                   Meeting Type   Annual
  Ticker Symbol QRVO                   Meeting Date   07-Aug-2018
  ISIN US74736K1016                   Agenda   934851052 - Management
  Record Date 14-Jun-2018                   Holding Recon Date   14-Jun-2018
  City / Country     / United
States		             Vote Deadline Date   06-Aug-2018
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Ralph G. Quinsey           For     For        
        2 Robert A. Bruggeworth           For     For        
        3 Daniel A. DiLeo           For     For        
        4 Jeffery R. Gardner           For     For        
        5 Charles Scott Gibson           For     For        
        6 John R. Harding           For     For        
        7 David H. Y. Ho           For     For        
        8 Roderick D. Nelson           For     For        
        9 Dr. Walden C. Rhines           For     For        
        10 Susan L. Spradley           For     For        
        11 Walter H. Wilkinson, Jr           For     For        
  2. To approve, on an advisory basis, the compensation of
our Named Executive Officers (as defined in the proxy
statement).		 Management     For     For        
  3. To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for the
fiscal year ending March 30, 2019.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 43,600   25,000 27-Jun-2018 08-Aug-2018
  EXPRESS SCRIPTS HOLDING COMPANY      
  Security 30219G108                   Meeting Type   Special
  Ticker Symbol ESRX                   Meeting Date   24-Aug-2018
  ISIN US30219G1085                   Agenda   934858309 - Management
  Record Date 12-Jul-2018                   Holding Recon Date   12-Jul-2018
  City / Country     / United
States		             Vote Deadline Date   23-Aug-2018
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. A proposal to adopt the Agreement and Plan of Merger,
dated as of March 8, 2018, as amended by Amendment
No. 1, dated as of June 27, 2018, and as it may be
further amended from time to time (the "Merger
Agreement"), by and among Cigna Corporation, Express
Scripts Holding Company ("Express Scripts"), Halfmoon
Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc.		 Management     For     For        
  2. A proposal to approve the adjournment of the Express
Scripts special meeting, if necessary or appropriate, to
solicit additional proxies if there are not sufficient votes to
approve the proposal to adopt the Merger Agreement.		 Management     For     For        
  3. A proposal to approve, by a non-binding advisory vote,
certain compensation arrangements that may be paid or
become payable to Express Scripts' named executive
officers in connection with the mergers contemplated by
the Merger Agreement.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   26,500 19-Jul-2018 27-Aug-2018
  VIASAT, INC.      
  Security 92552V100                   Meeting Type   Annual
  Ticker Symbol VSAT                   Meeting Date   06-Sep-2018
  ISIN US92552V1008                   Agenda   934860594 - Management
  Record Date 10-Jul-2018                   Holding Recon Date   10-Jul-2018
  City / Country     / United
States		             Vote Deadline Date   05-Sep-2018
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Frank J. Biondi, Jr.           For     For        
        2 Robert Johnson           For     For        
        3 John Stenbit           For     For        
  2. Ratification of Appointment of PricewaterhouseCoopers
LLP as Viasat's Independent Registered Public
Accounting Firm for fiscal year 2019		 Management     For     For        
  3. Advisory Vote on Executive Compensation Management     For     For        
  4. Amendment and Restatement of the 1996 Equity
Participation Plan		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 1,039   80,100 25-Jul-2018 07-Sep-2018
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 1,796   0 25-Jul-2018 07-Sep-2018
  ASHTEAD GROUP PLC      
  Security G05320109                   Meeting Type   Annual General Meeting
  Ticker Symbol                     Meeting Date   11-Sep-2018
  ISIN GB0000536739                   Agenda   709783193 - Management
  Record Date                     Holding Recon Date   07-Sep-2018
  City / Country   LONDON / United
Kingdom		             Vote Deadline Date   05-Sep-2018
  SEDOL(s) 0053673 - B02S5X9 - B630X21             Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1 RECEIVING REPORT AND ACCOUNTS Management     For     For        
  2 APPROVAL OF THE DIRECTORS REMUNERATION
REPORT (EXCLUDING REMUNERATION POLICY)		 Management     For     For        
  3 DECLARATION OF A FINAL DIVIDEND: 27.5 PENCE
PER ORDINARY SHARE		 Management     For     For        
  4 RE-ELECTION OF GEOFF DRABBLE Management     For     For        
  5 RE-ELECTION OF BRENDAN HORGAN Management     For     For        
  6 ELECTION OF MICHAEL PRATT Management     For     For        
  7 RE-ELECTION OF IAN SUTCLIFFE Management     For     For        
  8 RE-ELECTION OF LUCINDA RICHES Management     For     For        
  9 RE-ELECTION OF TANYA FRATTO Management     For     For        
  10 RE-ELECTION OF PAUL WALKER Management     For     For        
  11 REAPPOINTMENT OF AUDITOR: DELOITTE LLP Management     For     For        
  12 AUTHORITY TO SET THE REMUNERATION OF THE
AUDITOR		 Management     For     For        
  13 DIRECTORS AUTHORITY TO ALLOT SHARES Management     For     For        
  14 DISAPPLICATION OF PRE-EMPTION RIGHTS Management     For     For        
  15 ADDITIONAL DISAPPLICATION OF PRE-EMPTION
RIGHTS		 Management     For     For        
  16 AUTHORITY FOR THE COMPANY TO PURCHASE ITS
OWN SHARES		 Management     For     For        
  17 NOTICE PERIOD FOR GENERAL MEETINGS Management     For     For        
  CMMT 24 JUL 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF THE-TEXT IN
RESOLUTION 3 AND 11. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE-DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS.-THANK YOU		 Non-Voting                    
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  AL29 AL29   STATE
STREET BANK		 209,126   0 24-Jul-2018 05-Sep-2018
  MIMECAST LIMITED      
  Security G14838109                   Meeting Type   Annual
  Ticker Symbol MIME                   Meeting Date   04-Oct-2018
  ISIN GB00BYT5JK65                   Agenda   934871016 - Management
  Record Date 15-Aug-2018                   Holding Recon Date   15-Aug-2018
  City / Country     / United
States		             Vote Deadline Date   02-Oct-2018
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. To re-elect Peter Bauer as a Class III director of the
Company.		 Management     For     For        
  2. To re-elect Jeffrey Lieberman as a Class III director of the
Company.		 Management     For     For        
  3. To re-elect Hagi Schwartz as a Class III director of the
Company.		 Management     For     For        
  4. To appoint Ernst & Young LLP in the United Kingdom as
our independent auditors.		 Management     For     For        
  5. To authorise the Board of Directors of the Company to
determine the remuneration of the auditors.		 Management     For     For        
  6. To receive the Company's accounts for the year ended
March 31, 2018 together with the directors' report and the
auditors' report on those accounts.		 Management     For     For        
  7. Non-binding advisory vote to approve the compensation
of the named executive officers.		 Management     For     For        
  8. Non-binding advisory vote on the frequency of future
advisory votes to approve the compensation of our
named executive officers.		 Management     3 Years     Against        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 23,700   0 25-Aug-2018 04-Oct-2018
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 1,000   71,200 25-Aug-2018 04-Oct-2018
  MIMECAST LIMITED      
  Security G14838109                   Meeting Type   Annual
  Ticker Symbol MIME                   Meeting Date   04-Oct-2018
  ISIN GB00BYT5JK65                   Agenda   934882817 - Management
  Record Date 26-Sep-2018                   Holding Recon Date   26-Sep-2018
  City / Country     / United
States		             Vote Deadline Date   02-Oct-2018
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. To re-elect Peter Bauer as a Class III director of the
Company.		 Management     For     For        
  2. To re-elect Jeffrey Lieberman as a Class III director of the
Company.		 Management     For     For        
  3. To re-elect Hagi Schwartz as a Class III director of the
Company.		 Management     For     For        
  4. To appoint Ernst & Young LLP in the United Kingdom as
our independent auditors.		 Management     For     For        
  5. To authorise the Board of Directors of the Company to
determine the remuneration of the auditors.		 Management     For     For        
  6. To receive the Company's accounts for the year ended
March 31, 2018 together with the directors' report and the
auditors' report on those accounts.		 Management     For     For        
  7. Non-binding advisory vote to approve the compensation
of the named executive officers.		 Management     For     For        
  8. Non-binding advisory vote on the frequency of future
advisory votes to approve the compensation of our
named executive officers.		 Management     3 Years     Against        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 23,700   0 02-Oct-2018 04-Oct-2018
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 1,000   71,200 02-Oct-2018 04-Oct-2018
  TPG SPECIALTY LENDING, INC.      
  Security 87265K102                   Meeting Type   Special
  Ticker Symbol TSLX                   Meeting Date   08-Oct-2018
  ISIN US87265K1025                   Agenda   934871725 - Management
  Record Date 21-Aug-2018                   Holding Recon Date   21-Aug-2018
  City / Country     / United
States		             Vote Deadline Date   05-Oct-2018
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. To approve the application to the Company of a minimum
asset coverage ratio of 150%, pursuant to Section 61
(a)(2) of the Investment Company Act of 1940, as
amended, to become effective the date after the Special
Meeting, which would permit the Company to double the
maximum amount of leverage that it is permitted to incur.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 230,048   0 28-Aug-2018 09-Oct-2018
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 2,735   0 28-Aug-2018 09-Oct-2018
  GDS HOLDINGS LIMITED      
  Security 36165L108                   Meeting Type   Annual
  Ticker Symbol GDS                   Meeting Date   09-Oct-2018
  ISIN US36165L1089                   Agenda   934879973 - Management
  Record Date 12-Sep-2018                   Holding Recon Date   12-Sep-2018
  City / Country     / United
States		             Vote Deadline Date   04-Oct-2018
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. Re-election of Mr. Gary Wojtaszek as a director of the
Company.		 Management     For              
  2. Re-election of Mr. Lim Ah Doo as a director of the
Company.		 Management     For              
  3. Re-election of Mr. Chang Sun as a director of the
Company.		 Management     For              
  4. Election of Ms. Judy Qing Ye as a director of the
Company.		 Management     For              
  5. Confirmation of the appointment of KPMG Huazhen LLP
as independent auditor of the Company for the fiscal year
ending December 31, 2018.		 Management     For              
  6. Authorization of the Board of Directors of the Company to
approve allotment or issuance, in the 12-month period
from the date of the Meeting, of ordinary shares or other
equity or equity-linked securities of the Company up to an
aggregate twenty per cent. (20%) of its existing issued
share capital of ...(due to space limits, see proxy
statement for full proposal).		 Management     For              
  7. Authorization of each of the directors and officers of the
Company to take any and every action that might be
necessary to effect the foregoing resolutions as such
director or officer, in his or her absolute discretion, thinks
fit.		 Management     For              
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 44,901   0 21-Sep-2018 08-Oct-2018
  SOLAR CAPITAL LTD      
  Security 83413U100                   Meeting Type   Annual
  Ticker Symbol SLRC                   Meeting Date   11-Oct-2018
  ISIN US83413U1007                   Agenda   934871066 - Management
  Record Date 16-Aug-2018                   Holding Recon Date   16-Aug-2018
  City / Country     / United
States		             Vote Deadline Date   10-Oct-2018
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Michael S. Gross           For     For        
        2 Leonard A. Potter           For     For        
  2. To approve a proposal to authorize Solar Capital Ltd. to
sell shares of its common stock at a price or prices below
Solar Capital Ltd.'s then current net asset value per share
in one or more offerings, in each case subject to the
approval of its board of directors and compliance with the
conditions set forth in the proxy statement (including,
without limitation, that the number of shares issued does
not exceed 25% of Solar Capital Ltd.'s then outstanding
common stock immediately prior to each such offering).		 Management     For     For        
  3. To approve of Solar Capital Ltd. immediately becoming
subject to a minimum asset coverage ratio of at least
150%, permitting Solar Capital Ltd. to double its amount
of debt incurrence earlier than the current effective date
of August 2, 2019, pursuant to the Small Business Credit
Availability Act		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 216,804   0 25-Aug-2018 12-Oct-2018
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 53,527   0 25-Aug-2018 12-Oct-2018
  BLACKROCK LIQUIDITY FUNDS      
  Security 09248U718                   Meeting Type   Special
  Ticker Symbol TSTXX                   Meeting Date   21-Nov-2018
  ISIN US09248U7182                   Agenda   934885724 - Management
  Record Date 24-Sep-2018                   Holding Recon Date   24-Sep-2018
  City / Country     / United
States		             Vote Deadline Date   20-Nov-2018
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. DIRECTOR Management                    
        1 Bruce R. Bond           For     For        
        2 Susan J. Carter           For     For        
        3 Collette Chilton           For     For        
        4 Neil A. Cotty           For     For        
        5 Robert Fairbairn           For     For        
        6 Lena G. Goldberg           For     For        
        7 Robert M. Hernandez           For     For        
        8 Henry R. Keizer           For     For        
        9 Cynthia A. Montgomery           For     For        
        10 Donald C. Opatrny           For     For        
        11 John M. Perlowski           For     For        
        12 Joseph P. Platt           For     For        
        13 Mark Stalnecker           For     For        
        14 Kenneth L. Urish           For     For        
        15 Claire A. Walton           For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 19,704,364   0 30-Oct-2018 30-Oct-2018
  MICROSOFT CORPORATION      
  Security 594918104                   Meeting Type   Annual
  Ticker Symbol MSFT                   Meeting Date   28-Nov-2018
  ISIN US5949181045                   Agenda   934884544 - Management
  Record Date 26-Sep-2018                   Holding Recon Date   26-Sep-2018
  City / Country     / United
States		             Vote Deadline Date   27-Nov-2018
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: William H. Gates lll Management     For     For        
  1b. Election of Director: Reid G. Hoffman Management     For     For        
  1c. Election of Director: Hugh F. Johnston Management     For     For        
  1d. Election of Director: Teri L. List-Stoll Management     For     For        
  1e. Election of Director: Satya Nadella Management     For     For        
  1f. Election of Director: Charles H. Noski Management     For     For        
  1g. Election of Director: Helmut Panke Management     For     For        
  1h. Election of Director: Sandra E. Peterson Management     For     For        
  1i. Election of Director: Penny S. Pritzker Management     For     For        
  1j. Election of Director: Charles W. Scharf Management     For     For        
  1k. Election of Director: Arne M. Sorenson Management     For     For        
  1l. Election of Director: John W. Stanton Management     For     For        
  1m. Election of Director: John W. Thompson Management     For     For        
  1n. Election of Director: Padmasree Warrior Management     For     For        
  2. Advisory vote to approve named executive officer
compensation		 Management     For     For        
  3. Ratification of Deloitte & Touche LLP as our independent
auditor for fiscal year 2019		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 450   101,000 17-Oct-2018 29-Nov-2018
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 10,000   0 17-Oct-2018 29-Nov-2018
  GUIDEWIRE SOFTWARE INC      
  Security 40171V100                   Meeting Type   Annual
  Ticker Symbol GWRE                   Meeting Date   06-Dec-2018
  ISIN US40171V1008                   Agenda   934897426 - Management
  Record Date 12-Oct-2018                   Holding Recon Date   12-Oct-2018
  City / Country     / United
States		             Vote Deadline Date   05-Dec-2018
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1.1 Election of Class I Director: Peter Gassner Management     For     For        
  1.2 Election of Class I Director: Paul Lavin Management     For     For        
  1.3 Election of Class I Director: Marcus S. Ryu Management     For     For        
  2. To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the fiscal year ending July 31, 2019.		 Management     For     For        
  3. To approve, on an advisory basis, the compensation of
the Company's named executive officers as disclosed in
the Proxy Statement.		 Management     For     For        
  4. To consider a stockholder proposal, if properly presented
at the annual meeting, to declassify the Board of
Directors.		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 30,600   0 08-Nov-2018 07-Dec-2018
  PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.      
  Security Y69790106                   Meeting Type   ExtraOrdinary General Meeting
  Ticker Symbol                     Meeting Date   14-Dec-2018
  ISIN CNE1000003X6                   Agenda   710152682 - Management
  Record Date 13-Nov-2018                   Holding Recon Date   13-Nov-2018
  City / Country   GUANGD
ONG		 / China             Vote Deadline Date   10-Dec-2018
  SEDOL(s) B01FLR7 - B01NLS2 - B03NP99 -
BD8NLC0 - BP3RWZ1		             Quick Code    
                                                             
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE
WS/SEHK/2018/1029/LTN201810291205.PDF-AND-
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE
WS/SEHK/2018/1029/LTN201810291197.PDF		 Non-Voting                    
  1.1 TO CONSIDER AND APPROVE THE ELECTION OF
MR. NG SING YIP AS AN INDEPENDENT NON-
EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE EXPIRY OF THE TERM OF THE
11TH SESSION OF THE BOARD		 Management     For     For        
  1.2 TO CONSIDER AND APPROVE THE ELECTION OF
MR. CHU YIYUN AS AN INDEPENDENT NON-
EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE EXPIRY OF THE TERM OF THE
11TH SESSION OF THE BOARD		 Management     For     For        
  1.3 TO CONSIDER AND APPROVE THE ELECTION OF
MR. LIU HONG AS AN INDEPENDENT NON-
EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE EXPIRY OF THE TERM OF THE
11TH SESSION OF THE BOARD		 Management     For     For        
  2 TO CONSIDER AND APPROVE THE RESOLUTION
REGARDING THE IMPLEMENTATION OF THE LONG-
TERM SERVICE PLAN		 Management     For     For        
  3 TO CONSIDER AND APPROVE THE RESOLUTION
REGARDING THE ISSUING OF DEBT FINANCING
INSTRUMENTS		 Management     For     For        
  4 TO CONSIDER AND APPROVE THE RESOLUTION
REGARDING THE PROPOSED AMENDMENTS TO
THE ARTICLES OF ASSOCIATION		 Management     For     For        
  5 TO CONSIDER AND APPROVE THE PLAN
REGARDING SHARE BUY-BACK AND RELEVANT
AUTHORIZATION		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  AL29 AL29   STATE
STREET BANK		 634,200   0 01-Nov-2018 11-Dec-2018
  D.R. HORTON, INC.      
  Security 23331A109                   Meeting Type   Annual
  Ticker Symbol DHI                   Meeting Date   23-Jan-2019
  ISIN US23331A1097                   Agenda   934915490 - Management
  Record Date 26-Nov-2018                   Holding Recon Date   26-Nov-2018
  City / Country     / United
States		             Vote Deadline Date   22-Jan-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Donald R. Horton Management     For     For        
  1b. Election of Director: Barbara K. Allen Management     For     For        
  1c. Election of Director: Brad S. Anderson Management     For     For        
  1d. Election of Director: Michael R. Buchanan Management     For     For        
  1e. Election of Director: Michael W. Hewatt Management     For     For        
  2. Approval of the advisory resolution on executive
compensation.		 Management     For     For        
  3. Ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 101   99,700 21-Dec-2018 24-Jan-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 4,000   0 21-Dec-2018 24-Jan-2019
  VISA INC.      
  Security 92826C839                   Meeting Type   Annual
  Ticker Symbol V                   Meeting Date   29-Jan-2019
  ISIN US92826C8394                   Agenda   934911074 - Management
  Record Date 30-Nov-2018                   Holding Recon Date   30-Nov-2018
  City / Country     / United
States		             Vote Deadline Date   28-Jan-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Lloyd A. Carney Management     For     For        
  1b. Election of Director: Mary B. Cranston Management     For     For        
  1c. Election of Director: Francisco Javier Fernandez-Carbajal Management     For     For        
  1d. Election of Director: Alfred F. Kelly, Jr. Management     For     For        
  1e. Election of Director: John F. Lundgren Management     For     For        
  1f. Election of Director: Robert W. Matschullat Management     For     For        
  1g. Election of Director: Denise M. Morrison Management     For     For        
  1h. Election of Director: Suzanne Nora Johnson Management     For     For        
  1i. Election of Director: John A. C. Swainson Management     For     For        
  1j. Election of Director: Maynard G. Webb, Jr. Management     For     For        
  2. Advisory vote to approve executive compensation. Management     For     For        
  3. Ratification of the appointment of KPMG LLP as our
independent registered public accounting firm for the
2019 fiscal year.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 44,300   0 19-Dec-2018 30-Jan-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 20,000   0 19-Dec-2018 30-Jan-2019
  GOLUB CAPITAL BDC, INC.      
  Security 38173M102                   Meeting Type   Annual
  Ticker Symbol GBDC                   Meeting Date   05-Feb-2019
  ISIN US38173M1027                   Agenda   934915844 - Management
  Record Date 12-Dec-2018                   Holding Recon Date   12-Dec-2018
  City / Country     / United
States		             Vote Deadline Date   04-Feb-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Class III Director: Lawrence E. Golub Management     For     For        
  1b. Election of Class III Director: William M. Webster IV Management     For     For        
  2. To ratify the selection of Ernst & Young LLP to serve as
the Company's independent registered public accounting
firm for the fiscal year ending September 30, 2019.		 Management     For     For        
  3. To approve the Company becoming subject to the
minimum asset coverage ratio under the Small Business
Credit Availability Act of at least 150%, which would
permit the Company to double the maximum amount of
leverage that it is currently permitted to incur.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 313,957   0 21-Dec-2018 06-Feb-2019
  DOUBLELINE INCOME SOLUTIONS FUND      
  Security 258622109                   Meeting Type   Annual
  Ticker Symbol DSL                   Meeting Date   22-Feb-2019
  ISIN US2586221093                   Agenda   934922546 - Management
  Record Date 21-Dec-2018                   Holding Recon Date   21-Dec-2018
  City / Country     / United
States		             Vote Deadline Date   21-Feb-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Class III Trustee: Joseph Ciprari Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 19,400   0 24-Jan-2019 25-Feb-2019
  TRANSDIGM GROUP INCORPORATED      
  Security 893641100                   Meeting Type   Annual
  Ticker Symbol TDG                   Meeting Date   12-Mar-2019
  ISIN US8936411003                   Agenda   934923853 - Management
  Record Date 11-Jan-2019                   Holding Recon Date   11-Jan-2019
  City / Country     / United
States		             Vote Deadline Date   11-Mar-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1 DIRECTOR Management                    
        1 David Barr           For     For        
        2 William Dries           For     For        
        3 Mervin Dunn           For     For        
        4 Michael Graff           For     For        
        5 Sean Hennessy           For     For        
        6 W. Nicholas Howley           For     For        
        7 Raymond Laubenthal           For     For        
        8 Gary E. McCullough           For     For        
        9 Michele Santana           For     For        
        10 Robert Small           For     For        
        11 John Staer           For     For        
        12 Kevin Stein           For     For        
  2. To approve (in an advisory vote) compensation paid to
the Company's named executive officers.		 Management     For     For        
  3. To ratify the selection of Ernst & Young LLP as the
Company's independent accountants for the fiscal year
ending September 30, 2019.		 Management     For     For        
  4. To consider a shareholder proposal to adopt greenhouse
gas emissions reduction targets.		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 9,930   0 30-Jan-2019 13-Mar-2019
  BROADCOM INC      
  Security 11135F101                   Meeting Type   Annual
  Ticker Symbol AVGO                   Meeting Date   01-Apr-2019
  ISIN US11135F1012                   Agenda   934928598 - Management
  Record Date 11-Feb-2019                   Holding Recon Date   11-Feb-2019
  City / Country     / United
States		             Vote Deadline Date   29-Mar-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Mr. Hock E. Tan Management     For     For        
  1b. Election of Director: Dr. Henry Samueli Management     For     For        
  1c. Election of Director: Mr. Eddy W. Hartenstein Management     For     For        
  1d. Election of Director: Ms. Diane M. Bryant Management     For     For        
  1e. Election of Director: Ms. Gayla J. Delly Management     For     For        
  1f. Election of Director: Mr. Check Kian Low Management     For     For        
  1g. Election of Director: Mr. Peter J. Marks Management     For     For        
  1h. Election of Director: Mr. Harry L. You Management     For     For        
  2. Ratification of the appointment of Pricewaterhouse-
Coopers LLP as Broadcom's independent registered
public accounting firm for the fiscal year ending
November 3, 2019.		 Management     For     For        
  3. To approve amendments to Broadcom's Second
Amended and Restated Employee Share Purchase Plan.		 Management     For     For        
  4. Non-binding, advisory vote to approve compensation of
Broadcom's named executive officers.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   10,300 20-Feb-2019 02-Apr-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 6,080   0 20-Feb-2019 02-Apr-2019
  ANTA SPORTS PRODUCTS LTD      
  Security G04011105                   Meeting Type   Annual General Meeting
  Ticker Symbol                     Meeting Date   09-Apr-2019
  ISIN KYG040111059                   Agenda   710674587 - Management
  Record Date 02-Apr-2019                   Holding Recon Date   02-Apr-2019
  City / Country   HONG
KONG		 / Cayman
Islands		             Vote Deadline Date   03-Apr-2019
  SEDOL(s) B1YVKN8 - B235FM2 - B2468S1 -
BD8NKZ6 - BP3RRC3 - BYWLB61		             Quick Code    
                                                             
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
http://www3.hkexnews.hk/listedco/listconews/SEHK/2019
/0308/LTN20190308681.pdf-AND-
http://www3.hkexnews.hk/listedco/listconews/SEHK/2019
/0308/LTN20190308701.pdf		 Non-Voting                    
  CMMT PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING		 Non-Voting                    
  1 TO RECEIVE AND CONSIDER THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND THE AUDITOR
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2018		 Management     For     For        
  2 TO DECLARE A FINAL DIVIDEND OF HK28 CENTS
PER ORDINARY SHARE OF THE COMPANY IN
RESPECT OF THE YEAR ENDED 31 DECEMBER 2018		 Management     For     For        
  3 TO RE-ELECT MR. DING SHIZHONG AS AN
EXECUTIVE DIRECTOR OF THE COMPANY		 Management     For     For        
  4 TO RE-ELECT MR. ZHENG JIE AS AN EXECUTIVE
DIRECTOR OF THE COMPANY		 Management     For     For        
  5 TO RE-ELECT MR. DAI ZHONGCHUAN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY		 Management     For     For        
  6 TO RE-ELECT MR. YIU KIN WAH STEPHEN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY		 Management     For     For        
  7 TO RE-ELECT MR. MEI MING ZHI AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY		 Management     For     For        
  8 TO AUTHORISE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX THE REMUNERATION OF THE
COMPANY'S DIRECTORS		 Management     For     For        
  9 TO RE-APPOINT KPMG AS THE COMPANY'S
AUDITOR AND TO AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION		 Management     For     For        
  10 TO GRANT A GENERAL MANDATE TO THE
DIRECTORS OF THE COMPANY TO ALLOT, ISSUE
AND DEAL WITH THE COMPANY'S SHARES		 Management     For     For        
  11 TO GRANT A GENERAL MANDATE TO THE
DIRECTORS OF THE COMPANY TO REPURCHASE
THE COMPANY'S SHARES		 Management     For     For        
  12 TO EXTEND THE GENERAL MANDATE GRANTED TO
THE DIRECTORS OF THE COMPANY UNDER
RESOLUTION NO. 10 BY THE NUMBER OF SHARES
REPURCHASED UNDER RESOLUTION NO. 11		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  AL29 AL29   STATE
STREET BANK		 418,000   0 03-Apr-2019 04-Apr-2019
  LENNAR CORPORATION      
  Security 526057104                   Meeting Type   Annual
  Ticker Symbol LEN                   Meeting Date   10-Apr-2019
  ISIN US5260571048                   Agenda   934931292 - Management
  Record Date 12-Feb-2019                   Holding Recon Date   12-Feb-2019
  City / Country     / United
States		             Vote Deadline Date   09-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Rick Beckwitt           For     For        
        2 Irving Bolotin           For     For        
        3 Steven L. Gerard           For     For        
        4 Tig Gilliam           For     For        
        5 Sherrill W. Hudson           For     For        
        6 Jonathan M. Jaffe           For     For        
        7 Sidney Lapidus           For     For        
        8 Teri P. McClure           For     For        
        9 Stuart Miller           For     For        
        10 Armando Olivera           For     For        
        11 Jeffrey Sonnenfeld           For     For        
        12 Scott Stowell           For     For        
  2. Ratify the appointment of Deloitte & Touche LLP as our
independent registered public accounting firm for our
fiscal year ending November 30, 2019.		 Management     For     For        
  3. Approve, on an advisory basis, the compensation of our
named executive officers.		 Management     For     For        
  4. Vote on a stockholder proposal regarding having
directors elected by a majority of the votes cast in
uncontested elections.		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 25,000   0 01-Mar-2019 11-Apr-2019
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 200   115,500 01-Mar-2019 11-Apr-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 15,500   0 01-Mar-2019 11-Apr-2019
  CITIGROUP INC.      
  Security 172967424                   Meeting Type   Annual
  Ticker Symbol C                   Meeting Date   16-Apr-2019
  ISIN US1729674242                   Agenda   934935808 - Management
  Record Date 19-Feb-2019                   Holding Recon Date   19-Feb-2019
  City / Country     / United
States		             Vote Deadline Date   15-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Michael L. Corbat Management     For     For        
  1b. Election of Director: Ellen M. Costello Management     For     For        
  1c. Election of Director: Barbara J. Desoer Management     For     For        
  1d. Election of Director: John C. Dugan Management     For     For        
  1e. Election of Director: Duncan P. Hennes Management     For     For        
  1f. Election of Director: Peter B. Henry Management     For     For        
  1g. Election of Director: S. Leslie Ireland Management     For     For        
  1h. Election of Director: Lew W. (Jay) Jacobs, IV Management     For     For        
  1i. Election of Director: Renee J. James Management     For     For        
  1j. Election of Director: Eugene M. McQuade Management     For     For        
  1k. Election of Director: Gary M. Reiner Management     For     For        
  1l. Election of Director: Diana L. Taylor Management     For     For        
  1m. Election of Director: James S. Turley Management     For     For        
  1n. Election of Director: Deborah C. Wright Management     For     For        
  1o. Election of Director: Ernesto Zedillo Ponce de Leon Management     For     For        
  2. Proposal to ratify the selection of KPMG LLP as Citi's
independent registered public accounting firm for 2019.		 Management     For     For        
  3. Advisory vote to approve Citi's 2018 executive
compensation.		 Management     For     For        
  4. Approval of the Citigroup 2019 Stock Incentive Plan. Management     For     For        
  5. Shareholder proposal requesting Shareholder Proxy
Access Enhancement to Citi's proxy access bylaw
provisions.		 Shareholder     Against     For        
  6. Shareholder proposal requesting that the Board adopt a
policy prohibiting the vesting of equity-based awards for
senior executives due to a voluntary resignation to enter
government service.		 Shareholder     Against     For        
  7. Shareholder proposal requesting that the Board amend
Citi's bylaws to give holders in the aggregate of 15% of
Citi's outstanding common stock the power to call a
special meeting.		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 77,300   0 07-Mar-2019 17-Apr-2019
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 187,627   0 07-Mar-2019 17-Apr-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 62,400   0 07-Mar-2019 17-Apr-2019
  CORNERSTONE STRATEGIC VALUE FUND, INC.      
  Security 21924B302                   Meeting Type   Annual
  Ticker Symbol CLM                   Meeting Date   16-Apr-2019
  ISIN US21924B3024                   Agenda   934937333 - Management
  Record Date 19-Feb-2019                   Holding Recon Date   19-Feb-2019
  City / Country     / United
States		             Vote Deadline Date   15-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Andrew A. Strauss           For     For        
        2 Glenn W. Wilcox, Sr.           For     For        
  2. To approve a new investment management agreement
with Cornerstone Advisors Asset Management LLC.		 Management     For     For        
  3. In their discretion, the proxies are authorized to consider
and vote upon such other matters as may properly come
before the Meeting or any adjournment thereof.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 191,400   0 06-Mar-2019 17-Apr-2019
  CORNERSTONE TOTAL RETURN FUND, INC.      
  Security 21924U300                   Meeting Type   Annual
  Ticker Symbol CRF                   Meeting Date   16-Apr-2019
  ISIN US21924U3005                   Agenda   934937357 - Management
  Record Date 19-Feb-2019                   Holding Recon Date   19-Feb-2019
  City / Country     / United
States		             Vote Deadline Date   15-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Ralph W. Bradshaw           For     For        
        2 Robert E. Dean           For     For        
        3 Edwin Meese III           For     For        
        4 Matthew W. Morris           For     For        
        5 Scott B. Rogers           For     For        
        6 Andrew A. Strauss           For     For        
        7 Glenn W. Wilcox, Sr.           For     For        
  2. To approve a new investment management agreement
with Cornerstone Advisors Asset Management LLC.		 Management     For     For        
  3. In their discretion, the proxies are authorized to consider
and vote upon such other matters as may properly come
before the Meeting or any adjournment thereof.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 197,900   0 06-Mar-2019 17-Apr-2019
  BLACKSTONE FUNDS      
  Security 09257R101                   Meeting Type   Annual
  Ticker Symbol BGB                   Meeting Date   17-Apr-2019
  ISIN US09257R1014                   Agenda   934941368 - Management
  Record Date 19-Feb-2019                   Holding Recon Date   19-Feb-2019
  City / Country     / United
States		             Vote Deadline Date   16-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  3. DIRECTOR Management                    
        1 Daniel H. Smith, Jr.           For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 15,200   0 09-Mar-2019 18-Apr-2019
  CHINA TOWER CORPORATION LIMITED      
  Security Y15076105                   Meeting Type   Annual General Meeting
  Ticker Symbol                     Meeting Date   18-Apr-2019
  ISIN CNE100003688                   Agenda   710612157 - Management
  Record Date 18-Mar-2019                   Holding Recon Date   18-Mar-2019
  City / Country   HONG
KONG		 / China             Vote Deadline Date   15-Apr-2019
  SEDOL(s) BFZ2PK0             Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE
WS/SEHK/2019/0304/LTN20190304371.PDF-AND-
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE
WS/SEHK/2019/0304/LTN20190304389.PDF		 Non-Voting                    
  CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A
VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME
AS A 'TAKE NO ACTION' VOTE		 Non-Voting                    
  1 THAT THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY, THE REPORT OF
THE BOARD OF DIRECTORS, THE REPORT OF THE
SUPERVISORY COMMITTEE AND THE REPORT OF
THE INTERNATIONAL AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2018 BE CONSIDERED AND
APPROVED, AND THE BOARD BE AUTHORISED TO
PREPARE THE BUDGET OF THE COMPANY FOR THE
YEAR 2019		 Management     For     For        
  2 THAT THE PROFIT DISTRIBUTION PROPOSAL AND
THE FINAL DIVIDEND DECLARATION AND PAYMENT
FOR THE YEAR ENDED 31 DECEMBER 2018 BE
CONSIDERED AND APPROVED		 Management     For     For        
  3 THAT THE RE-APPOINTMENT OF
PRICEWATERHOUSECOOPERS AND
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP
(SPECIAL GENERAL PARTNERSHIP) AS THE
INTERNATIONAL AUDITORS AND DOMESTIC
AUDITORS OF THE COMPANY, RESPECTIVELY, FOR
THE YEAR ENDING ON 31 DECEMBER 2019 BE
CONSIDERED AND APPROVED, AND THE BOARD BE
AUTHORISED TO FIX THE REMUNERATION OF THE
AUDITORS		 Management     For     For        
  4 THAT THE ADOPTION OF RESTRICTED SHARE
INCENTIVE SCHEME AND THE ADMINISTRATIVE
MEASURES ON THE FIRST PHASE RESTRICTED
SHARE INCENTIVE SCHEME BE CONSIDERED AND
APPROVED AND THE BOARD BE AND IS HEREBY
AUTHORIZED TO GRANT RESTRICTED SHARES TO
CERTAIN KEY PERSONNEL OF THE COMPANY AND
TO FORMULATE IMPLEMENTATION RULES OF THE		 Management     For     For        
      RESTRICTED SHARE INCENTIVE SCHEME IN
ACCORDANCE WITH THE RESTRICTED SHARE
INCENTIVE SCHEME AND RELEVANT LEGAL
REQUIREMENTS; AND THE BOARD BE AND IS
HEREBY AUTHORIZED TO AMEND THE RELEVANT
RESTRICTED SHARE INCENTIVE SCHEME IN
ACCORDANCE WITH THE REQUIREMENTS OF THE
REGULATORY AUTHORITIES AND TO UNDERTAKE
ALL ACTIONS AND MATTERS WHICH IN THEIR
OPINION ARE NECESSARY OR APPROPRIATE IN
RELATION TO THE RESTRICTED SHARE INCENTIVE
SCHEME		                                  
  5 SPECIAL RESOLUTION NUMBERED 5 OF THE
NOTICE OF AGM DATED 4 MARCH 2019 (TO
CONSIDER AND APPROVE THE RESOLUTIONS IN
RELATION TO THE GRANTING OF A GENERAL
MANDATE TO THE BOARD TO ISSUE DEBT
FINANCING INSTRUMENTS DENOMINATED IN LOCAL
OR FOREIGN CURRENCIES.)		 Management     For     For        
  6 SPECIAL RESOLUTION NUMBERED 6 OF THE
NOTICE OF AGM DATED 4 MARCH 2019 (TO
CONSIDER AND APPROVE THE RESOLUTION IN
RELATION TO DIVIDEND POLICIES.)		 Management     For     For        
  7 SPECIAL RESOLUTION NUMBERED 7 OF THE
NOTICE OF AGM DATED 4 MARCH 2019 (TO GRANT
A GENERAL MANDATE TO THE BOARD TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE
COMPANY NOT EXCEEDING 20% OF EACH OF THE
EXISTING DOMESTIC SHARES AND H SHARES IN
ISSUE AND TO AUTHORISE THE BOARD TO
INCREASE THE REGISTERED CAPITAL OF THE
COMPANY AND TO AMEND THE ARTICLES OF
ASSOCIATION OF THE COMPANY TO REFLECT
SUCH INCREASE IN THE REGISTERED CAPITAL OF
THE COMPANY UNDER THE GENERAL MANDATE.)		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  AL29 AL29   STATE
STREET BANK		 13,600,000   0 05-Mar-2019 17-Apr-2019
  HUMANA INC.      
  Security 444859102                   Meeting Type   Annual
  Ticker Symbol HUM                   Meeting Date   18-Apr-2019
  ISIN US4448591028                   Agenda   934935694 - Management
  Record Date 25-Feb-2019                   Holding Recon Date   25-Feb-2019
  City / Country     / United
States		             Vote Deadline Date   17-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a) Election of Director: Kurt J. Hilzinger Management     For     For        
  1b) Election of Director: Frank J. Bisignano Management     For     For        
  1c) Election of Director: Bruce D. Broussard Management     For     For        
  1d) Election of Director: Frank A. D'Amelio Management     For     For        
  1e) Election of Director: Karen B. DeSalvo, M.D. Management     For     For        
  1f) Election of Director: W. Roy Dunbar Management     For     For        
  1g) Election of Director: David A. Jones, Jr. Management     For     For        
  1h) Election of Director: William J. McDonald Management     For     For        
  1i) Election of Director: James J. O'Brien Management     For     For        
  1j) Election of Director: Marissa T. Peterson Management     For     For        
  2. The ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm.		 Management     For     For        
  3. The approval of the compensation of the named
executive officers as disclosed in the 2019 proxy
statement.		 Management     For     For        
  4. The approval of the Amended and Restated Humana Inc.
Stock Incentive Plan.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   8,700 07-Mar-2019 19-Apr-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 2,400   0 07-Mar-2019 19-Apr-2019
  CHARTER COMMUNICATIONS, INC.      
  Security 16119P108                   Meeting Type   Annual
  Ticker Symbol CHTR                   Meeting Date   23-Apr-2019
  ISIN US16119P1084                   Agenda   934943095 - Management
  Record Date 22-Feb-2019                   Holding Recon Date   22-Feb-2019
  City / Country     / United
States		             Vote Deadline Date   22-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: W. Lance Conn Management     For     For        
  1b. Election of Director: Kim C. Goodman Management     For     For        
  1c. Election of Director: Craig A. Jacobson Management     For     For        
  1d. Election of Director: Gregory B. Maffei Management     For     For        
  1e. Election of Director: John D. Markley, Jr. Management     For     For        
  1f. Election of Director: David C. Merritt Management     For     For        
  1g. Election of Director: James E. Meyer Management     For     For        
  1h. Election of Director: Steven A. Miron Management     For     For        
  1i. Election of Director: Balan Nair Management     For     For        
  1j. Election of Director: Michael A. Newhouse Management     For     For        
  1k. Election of Director: Mauricio Ramos Management     For     For        
  1l. Election of Director: Thomas M. Rutledge Management     For     For        
  1m. Election of Director: Eric L. Zinterhofer Management     For     For        
  2. Proposal to approve the Charter Communications, Inc.
2019 Stock Incentive Plan		 Management     For     For        
  3. The ratification of the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the year ended December 31, 2019		 Management     For     For        
  4. Stockholder proposal regarding proxy access Shareholder     Against     For        
  5. Stockholder proposal regarding sustainability reporting Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 3,330   0 15-Mar-2019 24-Apr-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 5,000   0 15-Mar-2019 24-Apr-2019
  CARVANA CO.      
  Security 146869102                   Meeting Type   Annual
  Ticker Symbol CVNA                   Meeting Date   23-Apr-2019
  ISIN US1468691027                   Agenda   934944580 - Management
  Record Date 25-Feb-2019                   Holding Recon Date   25-Feb-2019
  City / Country     / United
States		             Vote Deadline Date   22-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 J. Danforth Quayle           For     For        
        2 Gregory Sullivan           For     For        
  2. Ratification of the appointment of Grant Thornton LLP as
Carvana's independent registered public accounting firm
for the year ending December 31, 2019.		 Management     For     For        
  3. Approval, by an advisory vote, of Carvana's executive
compensation (i.e., "say-on-pay" proposal).		 Management     For     For        
  4. Recommendation, by an advisory vote, of the frequency
of future advisory votes on executive compensation (i.e.,
"say-on-pay frequency")		 Management     3 Years     Against        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 103,720   0 15-Mar-2019 24-Apr-2019
  BANK OF AMERICA CORPORATION      
  Security 060505104                   Meeting Type   Annual
  Ticker Symbol BAC                   Meeting Date   24-Apr-2019
  ISIN US0605051046                   Agenda   934942360 - Management
  Record Date 04-Mar-2019                   Holding Recon Date   04-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   23-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Sharon L. Allen Management     For     For        
  1b. Election of Director: Susan S. Bies Management     For     For        
  1c. Election of Director: Jack O. Bovender, Jr. Management     For     For        
  1d. Election of Director: Frank P. Bramble, Sr. Management     For     For        
  1e. Election of Director: Pierre J.P. de Weck Management     For     For        
  1f. Election of Director: Arnold W. Donald Management     For     For        
  1g. Election of Director: Linda P. Hudson Management     For     For        
  1h. Election of Director: Monica C. Lozano Management     For     For        
  1i. Election of Director: Thomas J. May Management     For     For        
  1j. Election of Director: Brian T. Moynihan Management     For     For        
  1k. Election of Director: Lionel L. Nowell III Management     For     For        
  1l. Election of Director: Clayton S. Rose Management     For     For        
  1m. Election of Director: Michael D. White Management     For     For        
  1n. Election of Director: Thomas D. Woods Management     For     For        
  1o. Election of Director: R. David Yost Management     For     For        
  1p. Election of Director: Maria T. Zuber Management     For     For        
  2. Approving Our Executive Compensation (an Advisory,
Non- binding "Say on Pay" Resolution)		 Management     For     For        
  3. Ratifying the Appointment of Our Independent Registered
Public Accounting Firm for 2019.		 Management     For     For        
  4. Amending the Bank of America Corporation Key
Employee Equity Plan.		 Management     For     For        
  5. Report Concerning Gender Pay Equity. Shareholder     Against     For        
  6. Right to Act by Written Consent. Shareholder     Against     For        
  7. Enhance Shareholder Proxy Access. Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 710   232,200 14-Mar-2019 25-Apr-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 50,000   0 14-Mar-2019 25-Apr-2019
  CIGNA CORPORATION      
  Security 125523100                   Meeting Type   Annual
  Ticker Symbol CI                   Meeting Date   24-Apr-2019
  ISIN US1255231003                   Agenda   934945900 - Management
  Record Date 25-Feb-2019                   Holding Recon Date   25-Feb-2019
  City / Country     / United
States		             Vote Deadline Date   23-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: David M. Cordani Management     For     For        
  1b. Election of Director: William J. DeLaney Management     For     For        
  1c. Election of Director: Eric J. Foss Management     For     For        
  1d. Election of Director: Elder Granger, MD, MG, USA Management     For     For        
  1e. Election of Director: Isaiah Harris, Jr. Management     For     For        
  1f. Election of Director: Roman Martinez IV Management     For     For        
  1g. Election of Director: Kathleen M. Mazzarella Management     For     For        
  1h. Election of Director: Mark B. McClellan, MD, PhD Management     For     For        
  1i. Election of Director: John M. Partridge Management     For     For        
  1j. Election of Director: William L. Roper, MD, MPH Management     For     For        
  1k. Election of Director: Eric C. Wiseman Management     For     For        
  1l. Election of Director: Donna F. Zarcone Management     For     For        
  1m. Election of Director: William D. Zollars Management     For     For        
  2. Advisory approval of Cigna's executive compensation. Management     For     For        
  3. Ratification of appointment of PricewaterhouseCoopers
LLP as Cigna's independent registered public accounting
firm for 2019.		 Management     For     For        
  4. Shareholder proposal - Increase shareholder rights to
include action by written consent.		 Shareholder     Against     For        
  5. Shareholder proposal - Cyber risk report Shareholder     Against     For        
  6. Shareholder proposal - Gender pay gap report Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 13,705   0 16-Mar-2019 25-Apr-2019
  JOHNSON & JOHNSON      
  Security 478160104                   Meeting Type   Annual
  Ticker Symbol JNJ                   Meeting Date   25-Apr-2019
  ISIN US4781601046                   Agenda   934938638 - Management
  Record Date 26-Feb-2019                   Holding Recon Date   26-Feb-2019
  City / Country     / United
States		             Vote Deadline Date   24-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Mary C. Beckerle Management     For     For        
  1b. Election of Director: D. Scott Davis Management     For     For        
  1c. Election of Director: Ian E. L. Davis Management     For     For        
  1d. Election of Director: Jennifer A. Doudna Management     For     For        
  1e. Election of Director: Alex Gorsky Management     For     For        
  1f. Election of Director: Marillyn A. Hewson Management     For     For        
  1g. Election of Director: Mark B. McClellan Management     For     For        
  1h. Election of Director: Anne M. Mulcahy Management     For     For        
  1i. Election of Director: William D. Perez Management     For     For        
  1j. Election of Director: Charles Prince Management     For     For        
  1k. Election of Director: A. Eugene Washington Management     For     For        
  1l. Election of Director: Ronald A. Williams Management     For     For        
  2. Advisory Vote to Approve Named Executive Officer
Compensation.		 Management     For     For        
  3. Ratification of Appointment of PricewaterhouseCoopers
LLP as the Independent Registered Public Accounting
Firm for 2019.		 Management     For     For        
  4. Shareholder Proposal - Clawback Disclosure Shareholder     Against     For        
  5. Shareholder Proposal - Executive Compensation and
Drug Pricing Risks.		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   17,500 14-Mar-2019 26-Apr-2019
  PFIZER INC.      
  Security 717081103                   Meeting Type   Annual
  Ticker Symbol PFE                   Meeting Date   25-Apr-2019
  ISIN US7170811035                   Agenda   934942043 - Management
  Record Date 26-Feb-2019                   Holding Recon Date   26-Feb-2019
  City / Country     / United
States		             Vote Deadline Date   24-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Ronald E. Blaylock Management     For     For        
  1b. Election of Director: Albert Bourla Management     For     For        
  1c. Election of Director: W. Don Cornwell Management     For     For        
  1d. Election of Director: Joseph J. Echevarria Management     For     For        
  1e. Election of Director: Helen H. Hobbs Management     For     For        
  1f. Election of Director: James M. Kilts Management     For     For        
  1g. Election of Director: Dan R. Littman Management     For     For        
  1h. Election of Director: Shantanu Narayen Management     For     For        
  1i. Election of Director: Suzanne Nora Johnson Management     For     For        
  1j. Election of Director: Ian C. Read Management     For     For        
  1k. Election of Director: James C. Smith Management     For     For        
  2. Ratify the selection of KPMG LLP as independent
registered public accounting firm for 2019		 Management     For     For        
  3. 2019 Advisory approval of executive compensation Management     For     For        
  4. Approval of the Pfizer Inc. 2019 Stock Plan Management     For     For        
  5. Shareholder proposal regarding right to act by written
consent		 Shareholder     Against     For        
  6. Shareholder proposal regarding report on lobbying
activities		 Shareholder     Against     For        
  7. Shareholder proposal regarding independent chair policy Shareholder     Against     For        
  8. Shareholder proposal regarding integrating drug pricing
into executive compensation policies and programs		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   77,700 15-Mar-2019 26-Apr-2019
  PLURALSIGHT INC      
  Security 72941B106                   Meeting Type   Annual
  Ticker Symbol PS                   Meeting Date   30-Apr-2019
  ISIN US72941B1061                   Agenda   934947776 - Management
  Record Date 04-Mar-2019                   Holding Recon Date   04-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   29-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Gary Crittenden           For     For        
        2 Tim Maudlin           For     For        
        3 Brad Rencher           For     For        
  2. To ratify the appointment of PricewaterhouseCoopers
LLP as our independent registered public accounting firm
for the fiscal year ending December 31, 2019.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 53,100   0 16-Mar-2019 01-May-2019
  STARWOOD PROPERTY TRUST, INC.      
  Security 85571B105                   Meeting Type   Annual
  Ticker Symbol STWD                   Meeting Date   30-Apr-2019
  ISIN US85571B1052                   Agenda   934949415 - Management
  Record Date 04-Mar-2019                   Holding Recon Date   04-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   29-Apr-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Richard D. Bronson           For     For        
        2 Jeffrey G. Dishner           For     For        
        3 Camille J. Douglas           For     For        
        4 Solomon J. Kumin           For     For        
        5 Fred S. Ridley           For     For        
        6 Barry S. Sternlicht           For     For        
        7 Strauss Zelnick           For     For        
  2. The approval on an advisory basis of the Company's
executive compensation.		 Management     For     For        
  3. The ratification of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the calendar year ending December 31, 2019.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 628,986   0 22-Mar-2019 01-May-2019
  CYPRESS SEMICONDUCTOR CORPORATION      
  Security 232806109                   Meeting Type   Annual
  Ticker Symbol CY                   Meeting Date   03-May-2019
  ISIN US2328061096                   Agenda   934945912 - Management
  Record Date 08-Mar-2019                   Holding Recon Date   08-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   02-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: W. Steve Albrecht Management     For     For        
  1b. Election of Director: Hassane El-Khoury Management     For     For        
  1c. Election of Director: Oh Chul Kwon Management     For     For        
  1d. Election of Director: Catherine P. Lego Management     For     For        
  1e. Election of Director: Camillo Martino Management     For     For        
  1f. Election of Director: Jeffrey J. Owens Management     For     For        
  1g. Election of Director: Jeannine P. Sargent Management     For     For        
  1h. Election of Director: Michael S. Wishart Management     For     For        
  2. Ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for fiscal
year 2019.		 Management     For     For        
  3. Approval, on an advisory basis, of the Company's named
executive officer compensation.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 206,700   0 21-Mar-2019 06-May-2019
  IDEXX LABORATORIES, INC.      
  Security 45168D104                   Meeting Type   Annual
  Ticker Symbol IDXX                   Meeting Date   08-May-2019
  ISIN US45168D1046                   Agenda   934954240 - Management
  Record Date 15-Mar-2019                   Holding Recon Date   15-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   07-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Jonathan W. Ayers Management     For     For        
  1b. Election of Director: Stuart M. Essig, PhD Management     For     For        
  1c. Election of Director: M. Anne Szostak Management     For     For        
  2. Ratification of Appointment of Independent Registered
Public Accounting Firm. To ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
current fiscal year.		 Management     For     For        
  3. Advisory Vote on Executive Compensation. To approve a
nonbinding advisory resolution on the Company's
executive compensation.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 7,000   0 26-Mar-2019 09-May-2019
  ELANCO ANIMAL HEALTH INCORPORATED      
  Security 28414H103                   Meeting Type   Annual
  Ticker Symbol ELAN                   Meeting Date   08-May-2019
  ISIN US28414H1032                   Agenda   934988354 - Management
  Record Date 22-Mar-2019                   Holding Recon Date   22-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   07-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Kapila K. Anand Management     For     For        
  1b. Election of Director: John P. Bilbrey Management     For     For        
  1c. Election of Director: R. David Hoover Management     For     For        
  1d. Election of Director: Lawrence E. Kurzius Management     For     For        
  2. To ratify the appointment of Ernst & Young LLP as the
Company's principal independent auditor for 2019.		 Management     For     For        
  3. To approve, by non-binding vote, the compensation of
the Company's named executive officers.		 Management     For     For        
  4. To recommend, by non-binding vote, the frequency of
executive compensation votes.		 Management     3 Years     Against        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 35,500   0 11-Apr-2019 09-May-2019
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   70,800 11-Apr-2019 09-May-2019
  BOSTON SCIENTIFIC CORPORATION      
  Security 101137107                   Meeting Type   Annual
  Ticker Symbol BSX                   Meeting Date   09-May-2019
  ISIN US1011371077                   Agenda   934961360 - Management
  Record Date 15-Mar-2019                   Holding Recon Date   15-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   08-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Nelda J. Connors Management     For     For        
  1b. Election of Director: Charles J. Dockendorff Management     For     For        
  1c. Election of Director: Yoshiaki Fujimori Management     For     For        
  1d. Election of Director: Donna A. James Management     For     For        
  1e. Election of Director: Edward J. Ludwig Management     For     For        
  1f. Election of Director: Stephen P. MacMillan Management     For     For        
  1g. Election of Director: Michael F. Mahoney Management     For     For        
  1h. Election of Director: David J. Roux Management     For     For        
  1i. Election of Director: John E. Sununu Management     For     For        
  1j. Election of Director: Ellen M. Zane Management     For     For        
  2. To approve, on a non-binding, advisory basis, named
executive officer compensation.		 Management     For     For        
  3. To approve an amendment and restatement of our By-
Laws to provide for a majority vote standard in
uncontested director elections.		 Management     For     For        
  4. To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for the
2019 fiscal year.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   41,200 28-Mar-2019 10-May-2019
  RINGCENTRAL, INC.      
  Security 76680R206                   Meeting Type   Annual
  Ticker Symbol RNG                   Meeting Date   10-May-2019
  ISIN US76680R2067                   Agenda   934999864 - Management
  Record Date 05-Apr-2019                   Holding Recon Date   05-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   09-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Vladimir Shmunis           For     For        
        2 Neil Williams           For     For        
        3 Robert Theis           For     For        
        4 Michelle McKenna           For     For        
        5 Allan Thygesen           For     For        
        6 Kenneth Goldman           For     For        
        7 Godfrey Sullivan           For     For        
  2. To ratify the appointment of KPMG LLP as our
independent registered public accounting firm for the year
ending December 31, 2019 (Proposal Two).		 Management     For     For        
  3. To approve, on an advisory (non-binding) basis, the
named executive officers' compensation, as disclosed in
the proxy statement (Proposal Three).		 Management     For     For        
  4. To approve the French Sub-Plan to the RingCentral, Inc.
2013 Equity Incentive Plan (Proposal Four).		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   24,600 18-Apr-2019 13-May-2019
  ALIGN TECHNOLOGY, INC.      
  Security 016255101                   Meeting Type   Annual
  Ticker Symbol ALGN                   Meeting Date   15-May-2019
  ISIN US0162551016                   Agenda   934960370 - Management
  Record Date 20-Mar-2019                   Holding Recon Date   20-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   14-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Kevin J. Dallas Management     For     For        
  1b. Election of Director: Joseph M. Hogan Management     For     For        
  1c. Election of Director: Joseph Lacob Management     For     For        
  1d. Election of Director: C. Raymond Larkin, Jr. Management     For     For        
  1e. Election of Director: George J. Morrow Management     For     For        
  1f. Election of Director: Thomas M. Prescott Management     For     For        
  1g. Election of Director: Andrea L. Saia Management     For     For        
  1h. Election of Director: Greg J. Santora Management     For     For        
  1i. Election of Director: Susan E. Siegel Management     For     For        
  1j. Election of Director: Warren S. Thaler Management     For     For        
  2. RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of PricewaterhouseCoopers LLP
as Align Technology, Inc.'s independent registered public
accountants for the fiscal year ending December 31,
2019.		 Management     For     For        
  3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 4,970   7,435 05-Apr-2019 16-May-2019
  ZOETIS INC.      
  Security 98978V103                   Meeting Type   Annual
  Ticker Symbol ZTS                   Meeting Date   15-May-2019
  ISIN US98978V1035                   Agenda   934962110 - Management
  Record Date 21-Mar-2019                   Holding Recon Date   21-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   14-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1.1 Election of Director: Juan Ramon Alaix Management     For     For        
  1.2 Election of Director: Paul M. Bisaro Management     For     For        
  1.3 Election of Director: Frank A. D'Amelio Management     For     For        
  1.4 Election of Director: Michael B. McCallister Management     For     For        
  2. Advisory vote to approve our executive compensation
(Say on Pay)		 Management     For     For        
  3. Ratification of appointment of KPMG LLP as our
independent registered public accounting firm for 2019.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   22,500 03-Apr-2019 16-May-2019
  ANTHEM, INC.      
  Security 036752103                   Meeting Type   Annual
  Ticker Symbol ANTM                   Meeting Date   15-May-2019
  ISIN US0367521038                   Agenda   934964429 - Management
  Record Date 08-Mar-2019                   Holding Recon Date   08-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   14-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1.1 Election of Director Nominee: Bahija Jallal Management     For     For        
  1.2 Election of Director Nominee: Elizabeth E. Tallett Management     For     For        
  2. To ratify the appointment of Ernst & Young LLP as the
independent registered public accounting firm for 2019.		 Management     For     For        
  3. Advisory vote to approve the compensation of our named
executive officers.		 Management     For     For        
  4. To approve proposed amendments to our Articles of
Incorporation to eliminate the classified board structure
when permitted under our contractual obligations with the
Blue Cross and Blue Shield Association.		 Management     For     For        
  5. Shareholder proposal to elect each director annually. Shareholder     Against              
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 180   13,600 30-Mar-2019 16-May-2019
  FLOOR & DECOR HOLDINGS INC      
  Security 339750101                   Meeting Type   Annual
  Ticker Symbol FND                   Meeting Date   16-May-2019
  ISIN US3397501012                   Agenda   934959377 - Management
  Record Date 20-Mar-2019                   Holding Recon Date   20-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   15-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Michael Fung Management     For     For        
  1b. Election of Director: John M. Roth Management     For     For        
  1c. Election of Director: Thomas V. Taylor Management     For     For        
  1d. Election of Director: Rachel H. Lee Management     For     For        
  2. Ratify the appointment of Ernst & Young LLP as
independent auditors for the Company's 2019 fiscal year.		 Management     For     For        
  3. To approve, by non-binding vote, the compensation paid
to the Company's named executive officers.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 77,000   0 14-May-2019 17-May-2019
  TPG SPECIALTY LENDING, INC.      
  Security 87265K102                   Meeting Type   Annual
  Ticker Symbol TSLX                   Meeting Date   16-May-2019
  ISIN US87265K1025                   Agenda   934969140 - Management
  Record Date 22-Mar-2019                   Holding Recon Date   22-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   15-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Jennifer Gordon           For     For        
        2 John Ross           For     For        
  2. To ratify the selection of KPMG LLP as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2019.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 183,448   0 06-Apr-2019 17-May-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 2,735   0 06-Apr-2019 17-May-2019
  SBA COMMUNICATIONS CORPORATION      
  Security 78410G104                   Meeting Type   Annual
  Ticker Symbol SBAC                   Meeting Date   16-May-2019
  ISIN US78410G1040                   Agenda   934969695 - Management
  Record Date 15-Mar-2019                   Holding Recon Date   15-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   15-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1.1 Election of Director for a three-year term: Kevin L. Beebe Management     For     For        
  1.2 Election of Director for a three-year term: Jack Langer Management     For     For        
  1.3 Election of Director for a three-year term: Jeffrey A.
Stoops		 Management     For     For        
  2. Ratification of the appointment of Ernst & Young LLP as
SBA's independent registered public accounting firm for
the 2019 fiscal year.		 Management     For     For        
  3. Approval, on an advisory basis, of the compensation of
SBA's named executive officers.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 3,600   0 06-Apr-2019 17-May-2019
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   25,400 06-Apr-2019 17-May-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 5,000   0 06-Apr-2019 17-May-2019
  AIA GROUP LTD      
  Security Y002A1105                   Meeting Type   Annual General Meeting
  Ticker Symbol                     Meeting Date   17-May-2019
  ISIN HK0000069689                   Agenda   710936672 - Management
  Record Date 10-May-2019                   Holding Recon Date   10-May-2019
  City / Country   HONG
KONG		 / Hong Kong             Vote Deadline Date   09-May-2019
  SEDOL(s) B4TX8S1 - B4Y5XL0 - B5WGY64 -
BD8NJM6 - BP3RP07		             Quick Code    
                                                             
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE
WS/SEHK/2019/0411/LTN20190411787.PDF-AND-
HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE
WS/SEHK/2019/0411/LTN20190411664.PDF		 Non-Voting                    
  CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A
VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME
AS A 'TAKE NO ACTION' VOTE		 Non-Voting                    
  1 TO RECEIVE THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE
INDEPENDENT AUDITOR'S REPORT FOR THE
THIRTEEN-MONTH PERIOD ENDED 31 DECEMBER
2018		 Management     For     For        
  2.A TO DECLARE A SPECIAL DIVIDEND OF 9.50 HONG
KONG CENTS PER SHARE FOR THE THIRTEEN-
MONTH PERIOD ENDED31 DECEMBER 2018		 Management     For     For        
  2.B TO DECLARE A FINAL DIVIDEND OF 84.80 HONG
KONG CENTS PER SHARE FOR THE THIRTEEN-
MONTH PERIOD ENDED31 DECEMBER 2018		 Management     For     For        
  3 TO RE-ELECT MS. SWEE-LIAN TEO AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY		 Management     For     For        
  4 TO RE-ELECT DR. NARONGCHAI AKRASANEE AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY		 Management     For     For        
  5 TO RE-ELECT MR. GEORGE YONG-BOON YEO AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY		 Management     For     For        
  6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS
AUDITOR OF THE COMPANY AND TO AUTHORISE
THE BOARD OF DIRECTORS OF THE COMPANY TO
FIX ITS REMUNERATION		 Management     For     For        
  7.A TO GRANT A GENERAL MANDATE TO THE
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION, AND THE DISCOUNT
FOR ANY SHARES TO BE ISSUED SHALL NOT
EXCEED 10 PER CENT TO THE BENCHMARKED
PRICE		 Management     For     For        
  7.B TO GRANT A GENERAL MANDATE TO THE
DIRECTORS TO BUY BACK SHARES OF THE
COMPANY, NOT EXCEEDING 10 PERCENT OF THE
NUMBER OF SHARES OF THE COMPANY IN ISSUE
AS AT THE DATE OF THIS RESOLUTION		 Management     For     For        
  7.C TO GRANT A GENERAL MANDATE TO THE
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
SHARES OF THE COMPANY UNDER THE
RESTRICTED SHARE UNIT SCHEME ADOPTED BY
THE COMPANY ON 28 SEPTEMBER 2010 (AS
AMENDED)		 Management     For     For        
  8 TO ADJUST THE LIMIT OF THE ANNUAL SUM OF THE
DIRECTORS' FEES TO USD 2,500,000		 Management     For     For        
  9 TO APPROVE THE AMENDMENTS TO THE ARTICLES
OF ASSOCIATION OF THE COMPANY		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  AL29 AL29   STATE
STREET BANK		 423,800   0 12-Apr-2019 11-May-2019
  AMERICAN INTERNATIONAL GROUP, INC.      
  Security 026874784                   Meeting Type   Annual
  Ticker Symbol AIG                   Meeting Date   21-May-2019
  ISIN US0268747849                   Agenda   934973606 - Management
  Record Date 25-Mar-2019                   Holding Recon Date   25-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   20-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: W. DON CORNWELL Management     For     For        
  1b. Election of Director: BRIAN DUPERREAULT Management     For     For        
  1c. Election of Director: JOHN H. FITZPATRICK Management     For     For        
  1d. Election of Director: WILLIAM G. JURGENSEN Management     For     For        
  1e. Election of Director: CHRISTOPHER S. LYNCH Management     For     For        
  1f. Election of Director: HENRY S. MILLER Management     For     For        
  1g. Election of Director: LINDA A. MILLS Management     For     For        
  1h. Election of Director: THOMAS F. MOTAMED Management     For     For        
  1i. Election of Director: SUZANNE NORA JOHNSON Management     For     For        
  1j. Election of Director: PETER R. PORRINO Management     For     For        
  1k. Election of Director: AMY L. SCHIOLDAGER Management     For     For        
  1l. Election of Director: DOUGLAS M. STEENLAND Management     For     For        
  1m. Election of Director: THERESE M. VAUGHAN Management     For     For        
  2. To vote, on a non-binding advisory basis, to approve
executive compensation.		 Management     For     For        
  3. To vote, on a non-binding advisory basis, on the
frequency of future executive compensation votes.		 Management     3 Years     Against        
  4. To act upon a proposal to ratify the selection of
PricewaterhouseCoopers LLP as AIG's independent
registered public accounting firm for 2019.		 Management     For     For        
  5. To vote on a shareholder proposal to give shareholders
who hold at least 10 percent of AIG's outstanding
common stock the right to call special meetings.		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   64,700 03-Apr-2019 22-May-2019
  JPMORGAN CHASE & CO.      
  Security 46625H100                   Meeting Type   Annual
  Ticker Symbol JPM                   Meeting Date   21-May-2019
  ISIN US46625H1005                   Agenda   934979088 - Management
  Record Date 22-Mar-2019                   Holding Recon Date   22-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   20-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Linda B. Bammann Management     For     For        
  1b. Election of Director: James A. Bell Management     For     For        
  1c. Election of Director: Stephen B. Burke Management     For     For        
  1d. Election of Director: Todd A. Combs Management     For     For        
  1e. Election of Director: James S. Crown Management     For     For        
  1f. Election of Director: James Dimon Management     For     For        
  1g. Election of Director: Timothy P. Flynn Management     For     For        
  1h. Election of Director: Mellody Hobson Management     For     For        
  1i. Election of Director: Laban P. Jackson, Jr. Management     For     For        
  1j. Election of Director: Michael A. Neal Management     For     For        
  1k. Election of Director: Lee R. Raymond Management     For     For        
  2. Advisory resolution to approve executive compensation Management     For     For        
  3. Ratification of independent registered public accounting
firm		 Management     For     For        
  4. Gender pay equity report Shareholder     Against     For        
  5. Enhance shareholder proxy access Shareholder     Against     For        
  6. Cumulative voting Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 3,200   29,700 06-Apr-2019 22-May-2019
  AMGEN INC.      
  Security 031162100                   Meeting Type   Annual
  Ticker Symbol AMGN                   Meeting Date   21-May-2019
  ISIN US0311621009                   Agenda   934979266 - Management
  Record Date 22-Mar-2019                   Holding Recon Date   22-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   20-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Dr. Wanda M. Austin Management     For     For        
  1b. Election of Director: Mr. Robert A. Bradway Management     For     For        
  1c. Election of Director: Dr. Brian J. Druker Management     For     For        
  1d. Election of Director: Mr. Robert A. Eckert Management     For     For        
  1e. Election of Director: Mr. Greg C. Garland Management     For     For        
  1f. Election of Director: Mr. Fred Hassan Management     For     For        
  1g. Election of Director: Dr. Rebecca M. Henderson Management     For     For        
  1h. Election of Director: Mr. Charles M. Holley, Jr. Management     For     For        
  1i. Election of Director: Dr. Tyler Jacks Management     For     For        
  1j. Election of Director: Ms. Ellen J. Kullman Management     For     For        
  1k. Election of Director: Dr. Ronald D. Sugar Management     For     For        
  1l. Election of Director: Dr. R. Sanders Williams Management     For     For        
  2. Advisory vote to approve our executive compensation. Management     For     For        
  3. To ratify the selection of Ernst & Young LLP as our
independent registered public accountants for the fiscal
year ending December 31, 2019.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 150   21,300 09-Apr-2019 22-May-2019
  AMAZON.COM, INC.      
  Security 023135106                   Meeting Type   Annual
  Ticker Symbol AMZN                   Meeting Date   22-May-2019
  ISIN US0231351067                   Agenda   934985954 - Management
  Record Date 28-Mar-2019                   Holding Recon Date   28-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   21-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Jeffrey P. Bezos Management     For     For        
  1b. Election of Director: Rosalind G. Brewer Management     For     For        
  1c. Election of Director: Jamie S. Gorelick Management     For     For        
  1d. Election of Director: Daniel P. Huttenlocher Management     For     For        
  1e. Election of Director: Judith A. McGrath Management     For     For        
  1f. Election of Director: Indra K. Nooyi Management     For     For        
  1g. Election of Director: Jonathan J. Rubinstein Management     For     For        
  1h. Election of Director: Thomas O. Ryder Management     For     For        
  1i. Election of Director: Patricia Q. Stonesifer Management     For     For        
  1j. Election of Director: Wendell P. Weeks Management     For     For        
  2. RATIFICATION OF THE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS.		 Management     For     For        
  3. ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.		 Management     For     For        
  4. SHAREHOLDER PROPOSAL REQUESTING AN
ANNUAL REPORT ON MANAGEMENT OF FOOD
WASTE.		 Shareholder     Against     For        
  5. SHAREHOLDER PROPOSAL REQUESTING A
REDUCTION IN THE OWNERSHIP THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.		 Shareholder     Against     For        
  6. SHAREHOLDER PROPOSAL REQUESTING A BAN ON
GOVERNMENT USE OF CERTAIN TECHNOLOGIES.		 Shareholder     Against     For        
  7. SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON THE IMPACT OF GOVERNMENT USE OF
CERTAIN TECHNOLOGIES.		 Shareholder     Against     For        
  8. SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON CERTAIN PRODUCTS.		 Shareholder     Against     For        
  9. SHAREHOLDER PROPOSAL REQUESTING AN
INDEPENDENT BOARD CHAIR POLICY.		 Shareholder     Against     For        
  10. SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON CERTAIN EMPLOYMENT POLICIES.		 Shareholder     Against     For        
  11. SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON CLIMATE CHANGE TOPICS.		 Shareholder     Against     For        
  12. SHAREHOLDER PROPOSAL REQUESTING A BOARD
IDEOLOGY DISCLOSURE POLICY.		 Shareholder     Against     For        
  13. SHAREHOLDER PROPOSAL REQUESTING CHANGES
TO THE COMPANY'S GENDER PAY REPORTING.		 Shareholder     Against     For        
  14. SHAREHOLDER PROPOSAL REQUESTING A
REPORT ON INTEGRATING CERTAIN METRICS INTO
EXECUTIVE COMPENSATION.		 Shareholder     Against     For        
  15. SHAREHOLDER PROPOSAL REGARDING VOTE-
COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS.		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 6,092   5,500 12-Apr-2019 23-May-2019
  THE HOME DEPOT, INC.      
  Security 437076102                   Meeting Type   Annual
  Ticker Symbol HD                   Meeting Date   23-May-2019
  ISIN US4370761029                   Agenda   934976157 - Management
  Record Date 25-Mar-2019                   Holding Recon Date   25-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   22-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Gerard J. Arpey Management     For     For        
  1b. Election of Director: Ari Bousbib Management     For     For        
  1c. Election of Director: Jeffery H. Boyd Management     For     For        
  1d. Election of Director: Gregory D. Brenneman Management     For     For        
  1e. Election of Director: J. Frank Brown Management     For     For        
  1f. Election of Director: Albert P. Carey Management     For     For        
  1g. Election of Director: Helena B. Foulkes Management     For     For        
  1h. Election of Director: Linda R. Gooden Management     For     For        
  1i. Election of Director: Wayne M. Hewett Management     For     For        
  1j. Election of Director: Manuel Kadre Management     For     For        
  1k. Election of Director: Stephanie C. Linnartz Management     For     For        
  1l. Election of Director: Craig A. Menear Management     For     For        
  2. Ratification of the Appointment of KPMG LLP Management     For     For        
  3. Advisory Vote to Approve Executive Compensation
("Say-on-Pay")		 Management     For     For        
  4. Shareholder Proposal Regarding EEO-1 Disclosure Shareholder     Against     For        
  5. Shareholder Proposal to Reduce the Threshold to Call
Special Shareholder Meetings to 10% of Outstanding
Shares		 Shareholder     Against     For        
  6. Shareholder Proposal Regarding Report on Prison Labor
in the Supply Chain		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 8,000   0 09-Apr-2019 24-May-2019
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 24,230   0 09-Apr-2019 24-May-2019
  MORGAN STANLEY      
  Security 617446448                   Meeting Type   Annual
  Ticker Symbol MS                   Meeting Date   23-May-2019
  ISIN US6174464486                   Agenda   934980423 - Management
  Record Date 25-Mar-2019                   Holding Recon Date   25-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   22-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Elizabeth Corley Management     For     For        
  1b. Election of Director: Alistair Darling Management     For     For        
  1c. Election of Director: Thomas H. Glocer Management     For     For        
  1d. Election of Director: James P. Gorman Management     For     For        
  1e. Election of Director: Robert H. Herz Management     For     For        
  1f. Election of Director: Nobuyuki Hirano Management     For     For        
  1g. Election of Director: Jami Miscik Management     For     For        
  1h. Election of Director: Dennis M. Nally Management     For     For        
  1i. Election of Director: Takeshi Ogasawara Management     For     For        
  1j. Election of Director: Hutham S. Olayan Management     For     For        
  1k. Election of Director: Mary L. Schapiro Management     For     For        
  1l. Election of Director: Perry M. Traquina Management     For     For        
  1m. Election of Director: Rayford Wilkins, Jr. Management     For     For        
  2. To ratify the appointment of Deloitte & Touche LLP as
independent auditor		 Management     For     For        
  3. To approve the compensation of executives as disclosed
in the proxy statement (non-binding advisory vote)		 Management     For     For        
  4. Shareholder proposal regarding an annual report on
lobbying expenses		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 66,200   0 06-Apr-2019 24-May-2019
  ILLUMINA, INC.      
  Security 452327109                   Meeting Type   Annual
  Ticker Symbol ILMN                   Meeting Date   29-May-2019
  ISIN US4523271090                   Agenda   934985067 - Management
  Record Date 01-Apr-2019                   Holding Recon Date   01-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   28-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1A. Election of Director: Frances Arnold, Ph.D. Management     For     For        
  1B. Election of Director: Francis A. deSouza Management     For     For        
  1C. Election of Director: Susan E. Siegel Management     For     For        
  2. To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for the
fiscal year ending December 29, 2019.		 Management     For     For        
  3. To approve, on an advisory basis, the compensation of
the named executive officers as disclosed in the Proxy
Statement.		 Management     For     For        
  4. To approve an amendment to our Amended and
Restated Certificate of Incorporation to declassify our
Board of Directors.		 Management     For     For        
  5. To approve, on an advisory basis, a stockholder proposal
to enhance election-related disclosures.		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   2,300 17-Apr-2019 30-May-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 1,500   0 17-Apr-2019 30-May-2019
  TELADOC HEALTH, INC.      
  Security 87918A105                   Meeting Type   Annual
  Ticker Symbol TDOC                   Meeting Date   30-May-2019
  ISIN US87918A1051                   Agenda   934988253 - Management
  Record Date 05-Apr-2019                   Holding Recon Date   05-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   29-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Ms. Helen Darling           For     For        
        2 Mr. William H. Frist MD           For     For        
        3 Mr. Michael Goldstein           For     For        
        4 Mr. Jason Gorevic           For     For        
        5 Mr. Brian McAndrews           For     For        
        6 Mr. Thomas G. McKinley           For     For        
        7 Mr. Arneek Multani           For     For        
        8 Mr. Kenneth H. Paulus           For     For        
        9 Mr. David Shedlarz           For     For        
        10 Mr. David B. Snow, Jr.           For     For        
        11 Mr. Mark D. Smith, MD           For     For        
  2. Approve, on an advisory basis, the compensation of
Teladoc Health's named executive officers.		 Management     For     For        
  3. Ratify the appointment of Ernst & Young LLP as Teladoc
Health's independent registered public accounting firm for
the fiscal year ending December 31, 2019.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 22,840   0 20-Apr-2019 31-May-2019
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 6,800   45,000 20-Apr-2019 31-May-2019
  INSTALLED BUILDING PRODUCTS, INC.      
  Security 45780R101                   Meeting Type   Annual
  Ticker Symbol IBP                   Meeting Date   30-May-2019
  ISIN US45780R1014                   Agenda   934994953 - Management
  Record Date 04-Apr-2019                   Holding Recon Date   04-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   29-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1A Election of Director: Jeffrey W. Edwards Management     For     For        
  1B Election of Director: Lawrence A. Hilsheimer Management     For     For        
  1C Election of Director: Janet E. Jackson Management     For     For        
  2. The ratification of the appointment of Deloitte & Touche
LLP as our independent registered public accounting firm
for the fiscal year ending December 31, 2019.		 Management     For     For        
  3. To approve, on a non-binding advisory basis, the
compensation of our named executive officers.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 32,800   0 19-Apr-2019 31-May-2019
  UNITEDHEALTH GROUP INCORPORATED      
  Security 91324P102                   Meeting Type   Annual
  Ticker Symbol UNH                   Meeting Date   03-Jun-2019
  ISIN US91324P1021                   Agenda   934998963 - Management
  Record Date 09-Apr-2019                   Holding Recon Date   09-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   31-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: William C. Ballard, Jr. Management     For     For        
  1b. Election of Director: Richard T. Burke Management     For     For        
  1c. Election of Director: Timothy P. Flynn Management     For     For        
  1d. Election of Director: Stephen J. Hemsley Management     For     For        
  1e. Election of Director: Michele J. Hooper Management     For     For        
  1f. Election of Director: F. William McNabb III Management     For     For        
  1g. Election of Director: Valerie C. Montgomery Rice, M.D. Management     For     For        
  1h. Election of Director: John H. Noseworthy, M.D. Management     For     For        
  1i. Election of Director: Glenn M. Renwick Management     For     For        
  1j. Election of Director: David S. Wichmann Management     For     For        
  1k. Election of Director: Gail R. Wilensky, Ph.D. Management     For     For        
  2. Advisory approval of the Company's executive
compensation.		 Management     For     For        
  3. Ratification of the appointment of Deloitte & Touche LLP
as the independent registered public accounting firm for
the Company for the year ending December 31, 2019.		 Management     For     For        
  4. The shareholder proposal set forth in the proxy statement
requesting an amendment to the proxy access bylaw, if
properly presented at the 2019 Annual Meeting of
Shareholders.		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   12,800 20-Apr-2019 04-Jun-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 2,800   0 20-Apr-2019 04-Jun-2019
  BIOMARIN PHARMACEUTICAL INC.      
  Security 09061G101                   Meeting Type   Annual
  Ticker Symbol BMRN                   Meeting Date   04-Jun-2019
  ISIN US09061G1013                   Agenda   934995070 - Management
  Record Date 08-Apr-2019                   Holding Recon Date   08-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   03-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Jean-Jacques Bienaimé           For     For        
        2 Willard Dere           For     For        
        3 Michael Grey           For     For        
        4 Elaine J. Heron           For     For        
        5 Robert J. Hombach           For     For        
        6 V. Bryan Lawlis           For     For        
        7 Alan J. Lewis           For     For        
        8 Richard A. Meier           For     For        
        9 David E.I. Pyott           For     For        
        10 Dennis J. Slamon           For     For        
  2. To ratify the selection of KPMG LLP as the independent
registered public accounting firm for BioMarin for the
fiscal year ending December 31, 2019.		 Management     For     For        
  3. To approve, on an advisory basis, the compensation of
the Company's Named Executive Officers as disclosed in
the Proxy Statement.		 Management     For     For        
  4. To approve an amendment to the 2017 Equity Incentive
Plan.		 Management     For     For        
  5. To approve amendments to the Amended and Restated
2006 Employee Stock Purchase Plan.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 3,100   0 24-Apr-2019 05-Jun-2019
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 100   15,400 24-Apr-2019 05-Jun-2019
  BEIGENE LTD      
  Security 07725L102                   Meeting Type   Annual
  Ticker Symbol BGNE                   Meeting Date   05-Jun-2019
  ISIN US07725L1026                   Agenda   935016849 - Management
  Record Date 18-Apr-2019                   Holding Recon Date   18-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   24-May-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. THAT Ranjeev Krishana be and is hereby re-elected to
serve as a Class III director of the Company until the
2022 annual general meeting of the shareholders of the
Company and until his successor is duly elected and
qualified, subject to his earlier resignation or removal.		 Management     For     For        
  2. THAT Xiaodong Wang be and is hereby re-elected to
serve as a Class III director of the Company until the
2022 annual general meeting of the shareholders of the
Company and until his successor is duly elected and
qualified, subject to his earlier resignation or removal.		 Management     For     For        
  3. THAT Qingqing Yi be and is hereby re-elected to serve
as a Class III director of the Company until the 2022
annual general meeting of the shareholders of the
Company and until his successor is duly elected and
qualified, subject to his earlier resignation or removal.		 Management     For     For        
  4. THAT Jing-Shyh (Sam) Su be and is hereby re-elected to
serve as a Class I director of the Company until the 2020
annual general meeting of the shareholders of the
Company and until his successor is duly elected and
qualified, subject to his earlier resignation or removal.		 Management     For     For        
  5. THAT the appointment of Ernst & Young Hua Ming LLP
and Ernst & Young as the Company's independent
registered public accounting firms for the year ending
December 31, 2019 be and is hereby approved, ratified
and confirmed.		 Management     For     For        
  6. THAT the granting of a share issue mandate to the Board
of Directors of the Company to issue, allot or deal with
unissued ordinary shares and/or American Depositary
Shares not exceeding 20% of the total number of issued
ordinary shares of the Company as at the date of passing
of this ordinary resolution up to the next annual general
meeting of the Company be and is hereby approved.		 Management     For     For        
  7. THAT the Company and its underwriters be and are
hereby authorized, in their sole discretion, to allocate to
each of Baker Bros. Advisors LP and Hillhouse Capital
Management, Ltd. and parties affiliated with each of them
(the "Existing Shareholders"), up to a maximum amount
of shares in order to maintain the same shareholding
percentage of each of the Existing Shareholders (based
on the then-outstanding share ...(due to space limits, see
proxy material for full proposal).		 Management     For     For        
  8. THAT, on a non-binding, advisory basis, the
compensation of the Company's named executive
officers, as disclosed in the Proxy Statement, be and is
hereby approved.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 5,000   16,200 01-May-2019 29-May-2019
  VERTEX PHARMACEUTICALS INCORPORATED      
  Security 92532F100                   Meeting Type   Annual
  Ticker Symbol VRTX                   Meeting Date   05-Jun-2019
  ISIN US92532F1003                   Agenda   935020874 - Management
  Record Date 10-Apr-2019                   Holding Recon Date   10-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   04-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1.1 Election of Director: Sangeeta Bhatia Management     For     For        
  1.2 Election of Director: Lloyd Carney Management     For     For        
  1.3 Election of Director: Terrence Kearney Management     For     For        
  1.4 Election of Director: Yuchun Lee Management     For     For        
  1.5 Election of Director: Jeffrey Leiden Management     For     For        
  1.6 Election of Director: Bruce Sachs Management     For     For        
  2. Amendment and restatement of our 2013 Stock and
Option Plan to, among other things, increase the number
of shares available under the plan by 5.0 million shares.		 Management     For     For        
  3. Amendment and restatement of our 2013 Employee
Stock Purchase Plan to, among other things, increase the
number of shares available under the plan by 2.0 million
shares.		 Management     For     For        
  4. Ratification of Ernst & Young LLP as our Independent
Registered Public Accounting firm for the year ending
December 31, 2019.		 Management     For     For        
  5. Advisory vote on named executive officer compensation. Management     For     For        
  6. Shareholder proposal, if properly presented at the
meeting, requesting annual reporting on the integration of
risks relating to drug prices into our executive
compensation program.		 Shareholder     Against     For        
  7. Shareholder proposal, if properly presented at the
meeting, requesting that we prepare a report on our
policies and activities with respect to lobbying.		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 9,928   0 04-May-2019 06-Jun-2019
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 150   4,500 04-May-2019 06-Jun-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 5,170   0 04-May-2019 06-Jun-2019
  PROOFPOINT, INC.      
  Security 743424103                   Meeting Type   Annual
  Ticker Symbol PFPT                   Meeting Date   06-Jun-2019
  ISIN US7434241037                   Agenda   934990929 - Management
  Record Date 08-Apr-2019                   Holding Recon Date   08-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   05-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Class I Director: Scott Herren Management     For     For        
  1b. Election of Class I Director: Michael Johnson Management     For     For        
  1c. Election of Class I Director: Richard Wallace Management     For     For        
  2. To approve an amendment to our 2012 Equity Incentive
Plan to increase the number of shares of stock
authorized for issuance thereunder and to make certain
other changes to the plan.		 Management     For     For        
  3. To approve, on a non-binding advisory basis, the
compensation of our named executive officers.		 Management     For     For        
  4. To recommend, on a non-binding advisory basis, the
frequency of future stockholder advisory votes to approve
the compensation of our named executive officers.		 Management     3 Years     Against        
  5. To ratify the appointment of PricewaterhouseCoopers
LLP as our independent registered public accounting firm
for the fiscal year ending December 31, 2019.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 25,230   0 18-Apr-2019 07-Jun-2019
  NETFLIX, INC.      
  Security 64110L106                   Meeting Type   Annual
  Ticker Symbol NFLX                   Meeting Date   06-Jun-2019
  ISIN US64110L1061                   Agenda   934997252 - Management
  Record Date 08-Apr-2019                   Holding Recon Date   08-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   05-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Class II Director: Timothy M. Haley Management     For     For        
  1b. Election of Class II Director: Leslie Kilgore Management     For     For        
  1c. Election of Class II Director: Ann Mather Management     For     For        
  1d. Election of Class II Director: Susan Rice Management     For     For        
  2. To ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accounting firm
for the year ending December 31, 2019.		 Management     For     For        
  3. Advisory approval of the Company's executive officer
compensation.		 Management     For     For        
  4. Stockholder proposal regarding political disclosure, if
properly presented at the meeting.		 Shareholder     Against     For        
  5. Stockholder proposal regarding simple majority vote, if
properly presented at the meeting.		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 3,616   0 24-Apr-2019 07-Jun-2019
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 138   7,900 24-Apr-2019 07-Jun-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 3,600   0 24-Apr-2019 07-Jun-2019
  SALESFORCE.COM, INC.      
  Security 79466L302                   Meeting Type   Annual
  Ticker Symbol CRM                   Meeting Date   06-Jun-2019
  ISIN US79466L3024                   Agenda   935003878 - Management
  Record Date 10-Apr-2019                   Holding Recon Date   10-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   05-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Director: Marc Benioff Management     For     For        
  1b. Election of Director: Keith Block Management     For     For        
  1c. Election of Director: Parker Harris Management     For     For        
  1d. Election of Director: Craig Conway Management     For     For        
  1e. Election of Director: Alan Hassenfeld Management     For     For        
  1f. Election of Director: Neelie Kroes Management     For     For        
  1g. Election of Director: Colin Powell Management     For     For        
  1h. Election of Director: Sanford Robertson Management     For     For        
  1i. Election of Director: John V. Roos Management     For     For        
  1j. Election of Director: Bernard Tyson Management     For     For        
  1k. Election of Director: Robin Washington Management     For     For        
  1l. Election of Director: Maynard Webb Management     For     For        
  1m. Election of Director: Susan Wojcicki Management     For     For        
  2a. Amendment and restatement of our Certificate of
Incorporation to remove supermajority voting provisions
relating to: Amendments to the Certificate of
Incorporation and Bylaws.		 Management     For     For        
  2b. Amendment and restatement of our Certificate of
Incorporation to remove supermajority voting provisions
relating to: Removal of directors.		 Management     For     For        
  3. Amendment and restatement of our 2013 Equity
Incentive Plan to, among other things, increase the
number of shares authorized for issuance by 35.5 million
shares.		 Management     For     For        
  4. Ratification of the appointment of Ernst & Young LLP as
our independent registered public accounting firm for the
fiscal year ending January 31, 2020.		 Management     For     For        
  5. An advisory vote to approve the fiscal 2019
compensation of our named executive officers.		 Management     For     For        
  6. A stockholder proposal regarding a "true diversity" board
policy.		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 17,160   0 26-Apr-2019 07-Jun-2019
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 16,940   24,700 26-Apr-2019 07-Jun-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 5,500   0 26-Apr-2019 07-Jun-2019
  ARES CAPITAL CORPORATION      
  Security 04010L103                   Meeting Type   Annual
  Ticker Symbol ARCC                   Meeting Date   10-Jun-2019
  ISIN US04010L1035                   Agenda   934999636 - Management
  Record Date 08-Apr-2019                   Holding Recon Date   08-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   07-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of Class III director of the Company to serve until
the 2022 annual meeting of stockholders: R. Kipp deVeer		 Management     For     For        
  1b. Election of Class III director of the Company to serve until
the 2022 annual meeting of stockholders: Daniel G. Kelly,
Jr.		 Management     For     For        
  1c. Election of Class III director of the Company to serve until
the 2022 annual meeting of stockholders: Eric B. Siegel		 Management     For     For        
  2. To ratify the selection of KPMG LLP as the Company's
independent registered public accounting firm for the year
ending December 31, 2019.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 17,700   0 18-Apr-2019 11-Jun-2019
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 519,100   0 18-Apr-2019 11-Jun-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 50,000   0 18-Apr-2019 11-Jun-2019
  GOSSAMER BIO, INC.      
  Security 38341P102                   Meeting Type   Annual
  Ticker Symbol GOSS                   Meeting Date   10-Jun-2019
  ISIN US38341P1021                   Agenda   935010962 - Management
  Record Date 22-Apr-2019                   Holding Recon Date   22-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   07-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Sheila Gujrathi, M.D.           For     For        
        2 Kristina Burow           For     For        
        3 Thomas Daniel, M.D.           For     For        
  2. Ratification of the appointment of Ernst & Young LLP as
our independent registered public accountants for the
year ending December 31, 2019.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 60,500   0 01-May-2019 11-Jun-2019
  EQUILLIUM, INC.      
  Security 29446K106                   Meeting Type   Annual
  Ticker Symbol EQ                   Meeting Date   11-Jun-2019
  ISIN US29446K1060                   Agenda   935017257 - Management
  Record Date 18-Apr-2019                   Holding Recon Date   18-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   10-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Stephen Connelly, Ph.D.           For     For        
        2 Bala S. Manian, Ph.D.           For     For        
  2. To ratify the selection by the Audit Committee of the
Board of Directors of KPMG LLP as the Company's
independent registered public accounting firm for the
fiscal year ending December 31, 2019.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 13,000   0 02-May-2019 12-Jun-2019
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 86,800   0 02-May-2019 12-Jun-2019
  CRISPR THERAPEUTICS AG      
  Security H17182108                   Meeting Type   Annual
  Ticker Symbol CRSP                   Meeting Date   11-Jun-2019
  ISIN CH0334081137                   Agenda   935017310 - Management
  Record Date 12-Apr-2019                   Holding Recon Date   12-Apr-2019
  City / Country     / Switzerland             Vote Deadline Date   10-Jun-2019
  SEDOL(s)               Quick Code    
                                                             
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. The approval of the annual report, the consolidated
financial statements and the statutory financial
statements of the Company for the year ended December
31, 2018.		 Management     For     For        
  2. The approval of the appropriation of financial results. Management     For     For        
  3. The discharge of the members of the Board of Directors
and Executive Committee.		 Management     For     For        
  4a. Re-election of the member to the Board of Director:
Rodger Novak, M.D. (as member and Chairman)		 Management     For     For        
  4b. Re-election of the member to the Board of Director:
Samarth Kulkarni, Ph.D.		 Management     For     For        
  4c. Re-election of the member to the Board of Director: Ali
Behbahani, M.D.		 Management     For     For        
  4d. Re-election of the member to the Board of Director:
Bradley Bolzon, Ph.D.		 Management     For     For        
  4e. Re-election of the member to the Board of Director: Pablo
Cagnoni, M.D.		 Management     For     For        
  4f. Re-election of the member to the Board of Director:
Simeon J. George, M.D.		 Management     For     For        
  4g. Election of the member to the Board of Director: John T.
Greene		 Management     For     For        
  4h. Election of the member to the Board of Director:
Katherine A. High, M.D.		 Management     For     For        
  5a. Re-election of the member of the Compensation
Committee: Simeon J. George, M.D.		 Management     For     For        
  5b. Re-election of the member of the Compensation
Committee: Pablo Cagnoni, M.D.		 Management     For     For        
  5c. Election of the member of the Compensation Committee:
John T. Greene		 Management     For     For        
  6a. Binding vote on total non-performance-related
compensation for members of the Board of Directors from
the 2019 Annual General Meeting to the 2020 Annual
General Meeting of Shareholders.		 Management     For     For        
  6b. Binding vote on equity for members of the Board of
Directors from the 2019 Annual General Meeting to the
2020 Annual General Meeting of Shareholders.		 Management     For     For        
  6c. Binding vote on total non-performance-related
compensation for members of the Executive Committee
from July 1, 2019 to June 30, 2020.		 Management     For     For        
  6d. Binding vote on total variable compensation for members
of the Executive Committee for the current year ending
December 31, 2019.		 Management     For     For        
  6e. Binding vote on equity for members of the Executive
Committee from the 2019 Annual General Meeting to the
2020 Annual General Meeting of Shareholders.		 Management     For     For        
  7. Non-binding advisory vote to approve the compensation
paid to the Company's named executive officers under
U.S. securities law requirements.		 Management     For     For        
  8. Non-binding advisory vote on the frequency of future
shareholder advisory votes on the compensation paid to
the Company's named executive officers under U.S.
securities law requirements.		 Management     3 Years     For        
  9. The approval of an increase in the Conditional Share
Capital for Employee Benefit Plans.		 Management     For     For        
  10. The approval of an Amendment to the CRISPR
Therapeutics AG 2018 Stock Option and Incentive Plan.		 Management     For     For        
  11. The approval of amending and restating art. 3a of the
Articles of Association.		 Management     For     For        
  12. The approval of amending and restating art. 4 of the
Articles of Association.		 Management     For     For        
  13. The approval of amending and restating art. 16 of the
Articles of Association.		 Management     For     For        
  14. The approval of amending and restating art. 17 of the
Articles of Association.		 Management     For     For        
  15. The approval of amending and restating art. 41 of the
Articles of Association.		 Management     For     For        
  16. The re-election of the independent voting rights
representative.		 Management     For     For        
  17. The election of the auditors. Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 209,900   0 03-May-2019 12-Jun-2019
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 110   15,000 03-May-2019 12-Jun-2019
  SERVICENOW, INC.      
  Security 81762P102                   Meeting Type   Annual
  Ticker Symbol NOW                   Meeting Date   12-Jun-2019
  ISIN US81762P1021                   Agenda   935000911 - Management
  Record Date 15-Apr-2019                   Holding Recon Date   15-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   11-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1a. Election of director: Teresa Briggs Management     For     For        
  1b. Election of director: Paul E. Chamberlain Management     For     For        
  1c. Election of director: Tamar O. Yehoshua Management     For     For        
  2. To approve, on an advisory basis, the compensation of
our Named Executive Officers ("Say-on-Pay").		 Management     For     For        
  3. Ratification of PricewaterhouseCoopers LLP as the
independent registered public accounting firm for 2019.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 10,555   10,600 26-Apr-2019 13-Jun-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 2,510   0 26-Apr-2019 13-Jun-2019
  T-MOBILE US, INC.      
  Security 872590104                   Meeting Type   Annual
  Ticker Symbol TMUS                   Meeting Date   13-Jun-2019
  ISIN US8725901040                   Agenda   935011130 - Management
  Record Date 18-Apr-2019                   Holding Recon Date   18-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   12-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Srikant M. Datar           For     For        
        2 Srini Gopalan           For     For        
        3 Lawrence H. Guffey           For     For        
        4 Timotheus Höttges           For     For        
        5 Christian P. Illek           For     For        
        6 Bruno Jacobfeuerborn           For     For        
        7 Raphael Kübler           For     For        
        8 Thorsten Langheim           For     For        
        9 John J. Legere           For     For        
        10 G. Michael Sievert           For     For        
        11 Teresa A. Taylor           For     For        
        12 Kelvin R. Westbrook           For     For        
  2. Ratification of the Appointment of
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting Firm for Fiscal
Year 2019.		 Management     For     For        
  3. Stockholder Proposal for Limitations on Accelerated
Vesting of Equity Awards in the Event of a Change of
Control.		 Shareholder     Against     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 80,800   101,300 27-Apr-2019 14-Jun-2019
  GW PHARMACEUTICALS PLC      
  Security 36197T103                   Meeting Type   Annual
  Ticker Symbol GWPH                   Meeting Date   13-Jun-2019
  ISIN US36197T1034                   Agenda   935015013 - Management
  Record Date 16-Apr-2019                   Holding Recon Date   16-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   07-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  O1 To re-elect James Noble as a Director Management     For     For        
  O2 To re-elect Thomas Lynch as a Director Management     For     For        
  O3 To approve the Directors' Remuneration Report Management     For     For        
  O4 To approve the compensation of the Company's named
executive officers		 Management     For     For        
  O5 To approve the Directors' Remuneration Policy Management     For     For        
  O6 To determine the frequency for approval of the
compensation of the Company's named executive
officers		 Management     3 Years     Against        
  O7 To ratify the appointment of Deloitte and Touche LLP as
the Company's US public accounting firm		 Management     For     For        
  O8 To re-appoint Deloitte LLP as the UK Auditor Management     For     For        
  O9 To authorise the Audit Committee to determine the
Auditors' remuneration		 Management     For     For        
  O10 To receive, consider and adopt the Directors' and
Auditors' Reports and Statement of Accounts for the 15-
month period ended 31 December 2018 and note that the
Directors do not recommend the payment of a dividend		 Management     For     For        
  O11 To authorise the Directors to allot shares pursuant to
Section 551 of the Companies Act 2006 (the "2006 Act")
such authority to be valid up to 13 June 2020		 Management     For     For        
  S12 Subject to the passing of Resolution 11, to authorise the
Directors to allot equity securities, under Section 570 of
the 2006 Act as if Section 561(1) of the 2006 Act did not
apply to such allotment		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 10,380   7,000 02-May-2019 11-Jun-2019
  TPG SPECIALTY LENDING, INC.      
  Security 87265K102                   Meeting Type   Special
  Ticker Symbol TSLX                   Meeting Date   14-Jun-2019
  ISIN US87265K1025                   Agenda   934975282 - Management
  Record Date 22-Mar-2019                   Holding Recon Date   22-Mar-2019
  City / Country     / United
States		             Vote Deadline Date   13-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. To approve a proposal to authorize the Company to sell
or otherwise issue shares of its common stock at a price
below its then-current net asset value per share in one or
more offerings, in each case subject to the approval of its
board of directors and subject to the conditions set forth
in the accompanying proxy statement.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 183,448   0 06-Apr-2019 17-Jun-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 2,735   0 06-Apr-2019 17-Jun-2019
  APELLIS PHARMACEUTICALS INC.      
  Security 03753U106                   Meeting Type   Annual
  Ticker Symbol APLS                   Meeting Date   18-Jun-2019
  ISIN US03753U1060                   Agenda   935019693 - Management
  Record Date 23-Apr-2019                   Holding Recon Date   23-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   17-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 A. Sinclair Dunlop           For     For        
        2 Alec Machiels           For     For        
  2. To ratify the appointment of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2019.		 Management     For     For        
  3. To approve an advisory vote on executive compensation. Management     For     For        
  4. To hold an advisory vote on the frequency of future
executive compensation advisory votes.		 Management     3 Years     Against        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 1,301   213,100 10-May-2019 19-Jun-2019
  CORREVIO PHARMA CORP.      
  Security 22026V105                   Meeting Type   Annual
  Ticker Symbol CORV                   Meeting Date   18-Jun-2019
  ISIN CA22026V1058                   Agenda   935036144 - Management
  Record Date 09-May-2019                   Holding Recon Date   09-May-2019
  City / Country     / Canada             Vote Deadline Date   13-Jun-2019
  SEDOL(s)               Quick Code    
                                                             
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  01 DIRECTOR Management                    
        1 Richard M. Glickman           For     For        
        2 W. James O'Shea           For     For        
        3 William L. Hunter           For     For        
        4 Mark H. Corrigan           For     For        
        5 Arthur H. Willms           For     For        
        6 Robert J. Meyer           For     For        
        7 Vanda De Cian           For     For        
  02 Appointment of KPMG LLP, Chartered Professional
Accountants, as Auditors of the Corporation for the
ensuing year and authorizing the Directors to fix their
remuneration.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL29 GLO 997AL29 STATE
STREET BANK
& TRUST CO		 797,281   0 24-May-2019 19-Jun-2019
  SOFTBANK GROUP CORP.      
  Security J75963108                   Meeting Type   Annual General Meeting
  Ticker Symbol                     Meeting Date   19-Jun-2019
  ISIN JP3436100006                   Agenda   711252104 - Management
  Record Date 31-Mar-2019                   Holding Recon Date   31-Mar-2019
  City / Country   TOKYO / Japan             Vote Deadline Date   17-Jun-2019
  SEDOL(s) 2407159 - 5603136 - 6770620 -
B01JCG5 - B0CRGH7 - B17MJ08		             Quick Code   99840
                                                             
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
    Please reference meeting materials. Non-Voting                    
  1 Approve Appropriation of Surplus Management     For     For        
  2.1 Appoint a Director Son, Masayoshi Management     For     For        
  2.2 Appoint a Director Ronald D. Fisher Management     For     For        
  2.3 Appoint a Director Marcelo Claure Management     For     For        
  2.4 Appoint a Director Sago, Katsunori Management     For     For        
  2.5 Appoint a Director Rajeev Misra Management     For     For        
  2.6 Appoint a Director Miyauchi, Ken Management     For     For        
  2.7 Appoint a Director Simon Segars Management     For     For        
  2.8 Appoint a Director Yun Ma Management     For     For        
  2.9 Appoint a Director Yasir O. Al-Rumayyan Management     For     For        
  2.10 Appoint a Director Yanai, Tadashi Management     For     For        
  2.11 Appoint a Director Iijima, Masami Management     For     For        
  2.12 Appoint a Director Matsuo, Yutaka Management     For     For        
  3 Appoint a Corporate Auditor Toyama, Atsushi Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  AL29 AL29   STATE
STREET BANK		 121,800   0 30-May-2019 18-Jun-2019
  BLACKSTONE MORTGAGE TRUST, INC      
  Security 09257W100                   Meeting Type   Annual
  Ticker Symbol BXMT                   Meeting Date   19-Jun-2019
  ISIN US09257W1009                   Agenda   935003385 - Management
  Record Date 12-Apr-2019                   Holding Recon Date   12-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   18-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Michael B. Nash           For     For        
        2 Stephen D. Plavin           For     For        
        3 Leonard W. Cotton           For     For        
        4 Thomas E. Dobrowski           For     For        
        5 Martin L. Edelman           For     For        
        6 Henry N. Nassau           For     For        
        7 Jonathan L. Pollack           For     For        
        8 Lynne B. Sagalyn           For     For        
  2. Ratify the appointment of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2019.		 Management     For     For        
  3. Advisory Vote on Executive Compensation: To approve
in a non- binding, advisory vote, the compensation paid
to our named executive officers.		 Management     For     For        
  4. Frequency of Advisory Vote on Executive Compensation:
To approve in a non-binding, advisory vote, whether a
stockholder vote to approve the compensation of our
named executive officers should occur every one, two or
three years.		 Management     3 Years     Against        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 354,700   0 27-Apr-2019 20-Jun-2019
  997AL53 GLO MS
PLEDGE		 997AL53 STATE
STREET BANK
& TRUST CO		 10,000   0 27-Apr-2019 20-Jun-2019
  GCI LIBERTY, INC.      
  Security 36164V305                   Meeting Type   Annual
  Ticker Symbol GLIBA                   Meeting Date   24-Jun-2019
  ISIN US36164V3050                   Agenda   935020660 - Management
  Record Date 25-Apr-2019                   Holding Recon Date   25-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   21-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 John C. Malone           For     For        
        2 Richard R. Green           For     For        
  2. A proposal to ratify the selection of KPMG LLP as our
independent auditors for the fiscal year ending December
31, 2019.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 22,762   141,500 04-May-2019 25-Jun-2019
  INTRA-CELLULAR THERAPIES INC      
  Security 46116X101                   Meeting Type   Annual
  Ticker Symbol ITCI                   Meeting Date   25-Jun-2019
  ISIN US46116X1019                   Agenda   935019768 - Management
  Record Date 29-Apr-2019                   Holding Recon Date   29-Apr-2019
  City / Country     / United
States		             Vote Deadline Date   24-Jun-2019
  SEDOL(s)               Quick Code    
  Item Proposal       Proposed
by		   Vote   For/Against
Management		        
  1. DIRECTOR Management                    
        1 Sharon Mates, Ph.D.           For     For        
        2 Rory B. Riggs           For     For        
        3 Robert L. Van Nostrand           For     For        
  2. To ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2019.		 Management     For     For        
  3. To approve by an advisory vote the compensation of the
Company's named executive officers, as disclosed in the
proxy statement.		 Management     For     For        
                                                             
  Account
Number		 Account Name Internal Account Custodian Ballot Shares   Unavailable
Shares		 Vote Date Date
Confirmed
  997AL49 GLO BNP
PLEDGE		 997AL49 STATE
STREET BANK
& TRUST CO		 51,574   0 09-May-2019 26-Jun-2019

 

-2- 

 

SIGNATURE

 

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Clough Global Opportunities Fund
       
  By: /s/ Bradley J. Swenson  
    Bradley J. Swenson  
    President  
       
  Date: August 28, 2019  

 

-3-