0000950170-23-053838.txt : 20231017 0000950170-23-053838.hdr.sgml : 20231017 20231017184002 ACCESSION NUMBER: 0000950170-23-053838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231017 FILED AS OF DATE: 20231017 DATE AS OF CHANGE: 20231017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fehsenfeld Fred M Jr CENTRAL INDEX KEY: 0001350849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33987 FILM NUMBER: 231330584 MAIL ADDRESS: STREET 1: 2780 WATERFRONT PARKWAY E. DRIVE, STREET 2: SUITE 200 CITY: INDIANAPOLIS STATE: IN ZIP: 46214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage-Crystal Clean, Inc. CENTRAL INDEX KEY: 0001403431 STANDARD INDUSTRIAL CLASSIFICATION: SANITARY SERVICES [4950] IRS NUMBER: 260351454 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 CENTER DRIVE STREET 2: SUITE EAST C300 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60192 BUSINESS PHONE: 847-836-5670 MAIL ADDRESS: STREET 1: 2000 CENTER DRIVE STREET 2: SUITE EAST C300 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60192 4 1 ownership.xml 4 X0508 4 2023-10-17 true 0001403431 Heritage-Crystal Clean, Inc. HCCI 0001350849 Fehsenfeld Fred M Jr C/O HERITAGE-CRYSTAL CLEAN, INC. 2000 CENTER DRIVE, SUITE EAST C300 HOFFMAN ESTATES IL 60192 true false false false false Common Stock 2023-10-17 4 D false 419126 45.50 D 0 D Common Stock 2023-10-17 4 D false 30550 45.50 D 0 I By Trust Pursuant to the Agreement and Plan of Merger, dated as of July 19, 2023 (the "Merger Agreement"), by and among Issuer, JFL-Tiger Acquisition Co., Inc., a Delaware corporation ("Parent"), and JFL-Tiger Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Parent, each share of Issuer common stock, par value $0.01 per share, and each share of Issuer common stock underlying restricted stock units, was automatically cancelled and converted into the right to receive $45.50 in cash without interest, subject to applicable withholding taxes. Pursuant to the Merger Agreement, each Issuer restricted stock award became fully vested and was automatically cancelled and converted into the right to receive $45.50 in cash without interest, subject to applicable withholding taxes. The reported securities were directly held by trusts for the benefit of the Reporting Person's family. /s/ Mark DeVita, Attorney-in-Fact 2023-10-17