0001415889-23-011389.txt : 20230721 0001415889-23-011389.hdr.sgml : 20230721 20230721185314 ACCESSION NUMBER: 0001415889-23-011389 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230719 FILED AS OF DATE: 20230721 DATE AS OF CHANGE: 20230721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marshall Tyson Eliot CENTRAL INDEX KEY: 0001666669 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 231103476 MAIL ADDRESS: STREET 1: 10680 TREENA STREET, SUITE 500 CITY: SAN DIEGO STATE: CA ZIP: 92131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-431-9286 MAIL ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 3 1 form3-07212023_100709.xml X0206 3 2023-07-19 0 0001350653 Alphatec Holdings, Inc. ATEC 0001666669 Marshall Tyson Eliot C/O ALPHATEC SPINE, INC. 1950 CAMINO VIDA ROBLE CARLSBAD CA 92008 false true false false GENERAL COUNSEL & CORP. SEC. Common Stock 244142 D Employee Stock Option (right to buy) 1.98 2027-04-25 Common Stock 15000 D Employee Stock Option (right to buy) 1.68 2027-07-26 Common Stock 15000 D Employee Stock Option (right to buy) 3.34 2028-02-26 Common Stock 12500 D Employee Stock Option (right to buy) 2.69 2028-07-30 Common Stock 60000 D 70,150 of the shares are comprised of restricted stock units (RSUs) held by the reporting person. Each RSU represents a contingent right to receive one share of the issuer's common stock. 16,150 of the RSUs vest on February 22, 2024, 7,500 of the RSUs vest on February 24, 2024, 18,250 of the RSUs vest on each of March 5, 2024 and March 5, 2025, and 10,000 of the RSUs vest on March 5, 2026. The option vests 25% on the first anniversary of the grant date and thereafter in 36 equal monthly installments. The option expires on the tenth anniversary of the grant date. /s/ Tyson E. Marshall 2023-07-21