0001415889-23-011389.txt : 20230721
0001415889-23-011389.hdr.sgml : 20230721
20230721185314
ACCESSION NUMBER: 0001415889-23-011389
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230719
FILED AS OF DATE: 20230721
DATE AS OF CHANGE: 20230721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marshall Tyson Eliot
CENTRAL INDEX KEY: 0001666669
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52024
FILM NUMBER: 231103476
MAIL ADDRESS:
STREET 1: 10680 TREENA STREET, SUITE 500
CITY: SAN DIEGO
STATE: CA
ZIP: 92131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alphatec Holdings, Inc.
CENTRAL INDEX KEY: 0001350653
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 202463898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-431-9286
MAIL ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
3
1
form3-07212023_100709.xml
X0206
3
2023-07-19
0
0001350653
Alphatec Holdings, Inc.
ATEC
0001666669
Marshall Tyson Eliot
C/O ALPHATEC SPINE, INC.
1950 CAMINO VIDA ROBLE
CARLSBAD
CA
92008
false
true
false
false
GENERAL COUNSEL & CORP. SEC.
Common Stock
244142
D
Employee Stock Option (right to buy)
1.98
2027-04-25
Common Stock
15000
D
Employee Stock Option (right to buy)
1.68
2027-07-26
Common Stock
15000
D
Employee Stock Option (right to buy)
3.34
2028-02-26
Common Stock
12500
D
Employee Stock Option (right to buy)
2.69
2028-07-30
Common Stock
60000
D
70,150 of the shares are comprised of restricted stock units (RSUs) held by the reporting person. Each RSU represents a contingent right to receive one share of the issuer's common stock. 16,150 of the RSUs vest on February 22, 2024, 7,500 of the RSUs vest on February 24, 2024, 18,250 of the RSUs vest on each of March 5, 2024 and March 5, 2025, and 10,000 of the RSUs vest on March 5, 2026.
The option vests 25% on the first anniversary of the grant date and thereafter in 36 equal monthly installments. The option expires on the tenth anniversary of the grant date.
/s/ Tyson E. Marshall
2023-07-21