0001415889-23-007923.txt : 20230512 0001415889-23-007923.hdr.sgml : 20230512 20230512184859 ACCESSION NUMBER: 0001415889-23-007923 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230512 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berkowitz Mortimer III CENTRAL INDEX KEY: 0001364333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 23917696 MAIL ADDRESS: STREET 1: HEALTHPOINT CAPITAL STREET 2: 505 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-431-9286 MAIL ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 form4-05122023_100550.xml X0407 4 2023-05-12 0001350653 Alphatec Holdings, Inc. ATEC 0001364333 Berkowitz Mortimer III C/O ALPHATEC SPINE, INC. 5818 EL CAMINO REAL CARLSBAD CA 92008 true false false false 0 Common Stock 2023-05-12 4 M 0 107937 3.5 A 663058 D Common Stock 2023-05-12 4 F 0 24294 15.55 D 638764 D Common Stock 611102 I By Porcupine Investment Partners, LLC Warrants (right to buy) 3.5 2023-05-12 4 M 0 107937 0 D 2018-05-17 2023-05-17 Common Stock 107937 0 D On May 12, 2023, the reporting person exercised warrants to purchase 107,937 shares of the issuer's common stock for $3.50 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 24,294 of the warrant shares to pay the exercise price and issuing to the reporting person 83,643 shares. /s/ Tyson E. Marshall, Attorney-in-Fact 2023-05-12