0001415889-23-001975.txt : 20230203
0001415889-23-001975.hdr.sgml : 20230203
20230203200025
ACCESSION NUMBER: 0001415889-23-001975
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230201
FILED AS OF DATE: 20230203
DATE AS OF CHANGE: 20230203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Koning John Todd
CENTRAL INDEX KEY: 0001830843
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52024
FILM NUMBER: 23588053
MAIL ADDRESS:
STREET 1: C/O MASIMO CORPORATION
STREET 2: 52 DISCOVERY
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alphatec Holdings, Inc.
CENTRAL INDEX KEY: 0001350653
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 202463898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-431-9286
MAIL ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
4
1
form4-02032023_080213.xml
X0306
4
2023-02-01
0001350653
Alphatec Holdings, Inc.
ATEC
0001830843
Koning John Todd
C/O ALPHATEC SPINE, INC.
1950 CAMINO VIDA ROBLE
CARLSBAD
CA
92008
false
true
false
false
CHIEF FINANCIAL OFFICER
Common Stock
2023-02-01
4
A
0
90242
0
A
386503
D
Common Stock
2023-02-01
4
A
0
64806
0
A
451309
D
Common Stock
2023-02-01
4
A
0
32403
0
A
483712
D
Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock.
On February 1, 2023, the issuer awarded 90,242 RSUs to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2022. The RSUs vest in three equal installments on each of February 24, 2023, February 24, 2024 and February 24, 2025.
On February 1, 2023, the issuer granted to the reporting person 64,806 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date.
On February 1, 2023, the issuer granted to the reporting person 32,403 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest on the third anniversary of the grant date; provided, however, that no portion of such RSUs shall vest unless the publicly-traded stock price for the issuer's common stock at the close of the market on such third anniversary date is equal to or greater than $24 per share (representing a 81% increase in the price per share as of the grant date).
/s/ Tyson Marshall, Attorney-in-Fact
2023-02-03