0001415889-23-001975.txt : 20230203 0001415889-23-001975.hdr.sgml : 20230203 20230203200025 ACCESSION NUMBER: 0001415889-23-001975 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230201 FILED AS OF DATE: 20230203 DATE AS OF CHANGE: 20230203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Koning John Todd CENTRAL INDEX KEY: 0001830843 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 23588053 MAIL ADDRESS: STREET 1: C/O MASIMO CORPORATION STREET 2: 52 DISCOVERY CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-431-9286 MAIL ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 form4-02032023_080213.xml X0306 4 2023-02-01 0001350653 Alphatec Holdings, Inc. ATEC 0001830843 Koning John Todd C/O ALPHATEC SPINE, INC. 1950 CAMINO VIDA ROBLE CARLSBAD CA 92008 false true false false CHIEF FINANCIAL OFFICER Common Stock 2023-02-01 4 A 0 90242 0 A 386503 D Common Stock 2023-02-01 4 A 0 64806 0 A 451309 D Common Stock 2023-02-01 4 A 0 32403 0 A 483712 D Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock. On February 1, 2023, the issuer awarded 90,242 RSUs to the reporting person upon confirmation by the issuer's compensation committee of satisfaction of certain performance criteria for the fiscal year ended December 31, 2022. The RSUs vest in three equal installments on each of February 24, 2023, February 24, 2024 and February 24, 2025. On February 1, 2023, the issuer granted to the reporting person 64,806 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest in three equal installments on each of the first three anniversaries of the grant date. On February 1, 2023, the issuer granted to the reporting person 32,403 RSUs, subject to stockholder approval of an amendment to issuer's 2016 Equity Incentive Plan to increase the number of shares authorized for issuance under the plan by an amount sufficient to cover such grant. The RSUs vest on the third anniversary of the grant date; provided, however, that no portion of such RSUs shall vest unless the publicly-traded stock price for the issuer's common stock at the close of the market on such third anniversary date is equal to or greater than $24 per share (representing a 81% increase in the price per share as of the grant date). /s/ Tyson Marshall, Attorney-in-Fact 2023-02-03