0001179110-22-003361.txt : 20220617 0001179110-22-003361.hdr.sgml : 20220617 20220617153046 ACCESSION NUMBER: 0001179110-22-003361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220615 FILED AS OF DATE: 20220617 DATE AS OF CHANGE: 20220617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bakst Evan CENTRAL INDEX KEY: 0001733939 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 221023537 MAIL ADDRESS: STREET 1: 225 CENTRAL PARK WEST, APT. 1605 CITY: NEW YORK STATE: NY ZIP: 10024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-431-9286 MAIL ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 edgar.xml FORM 4 - X0306 4 2022-06-15 0 0001350653 Alphatec Holdings, Inc. ATEC 0001733939 Bakst Evan C/O ALPHATEC SPINE, INC. 1950 CAMINO VIDA ROBLE CARLSBAD CA 92008 1 0 0 0 Common Stock 2022-06-15 4 X 0 400000 2 A 1186361 D Common Stock 2022-06-15 4 D 0 117077 6.83 D 1069284 D Common Stock 2022-06-15 4 A 0 18546 0 A 1087830 D Warrants (right to buy) 2 2022-06-15 4 X 0 400000 0 D 2017-06-15 2022-06-15 Common Stock 400000 0 D Shares withheld by issuer to satisfy the exercise price for the warrant shares. On June 15, 2022, issuer granted to the reporting person 18,546 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rata based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365. /s/ Tyson Marshall by power of attorney 2022-06-16