0001179110-21-004879.txt : 20210504 0001179110-21-004879.hdr.sgml : 20210504 20210504201019 ACCESSION NUMBER: 0001179110-21-004879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210503 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sponsel David CENTRAL INDEX KEY: 0001772837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 21890671 MAIL ADDRESS: STREET 1: C/O ALPHATEC SPINE, INC. STREET 2: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-431-9286 MAIL ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 edgar.xml FORM 4 - X0306 4 2021-05-03 0 0001350653 Alphatec Holdings, Inc. ATEC 0001772837 Sponsel David C/O ALPHATEC SPINE, INC. 1950 CAMINO VIDA ROBLE CARLSBAD CA 92008 0 1 0 0 EVP, Sales Common Stock 2021-05-03 4 M 0 17187 3.86 A 615371 D Common Stock 2021-05-03 4 M 0 12813 3.17 A 628184 D Common Stock 2021-05-03 4 S 0 30000 15.97 D 598184 D Employee Stock Option (right to buy) 3.86 2021-05-03 4 M 0 17187 0 D 2019-05-29 2028-05-29 Common Stock 17187 7813 D Employee Stock Option (right to buy) 3.17 2021-05-03 4 M 0 12813 0 D 2019-11-02 2028-11-02 Common Stock 12813 7187 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.76 to $16.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The options vest 25% on May 29, 2019 and thereafter in 36 equal monthly installments. The options vest 25% on November 2, 2019 and thereafter in 36 equal monthly installments. /s/ David Sponsel 2021-05-04