0001179110-21-004879.txt : 20210504
0001179110-21-004879.hdr.sgml : 20210504
20210504201019
ACCESSION NUMBER: 0001179110-21-004879
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210503
FILED AS OF DATE: 20210504
DATE AS OF CHANGE: 20210504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sponsel David
CENTRAL INDEX KEY: 0001772837
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52024
FILM NUMBER: 21890671
MAIL ADDRESS:
STREET 1: C/O ALPHATEC SPINE, INC.
STREET 2: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alphatec Holdings, Inc.
CENTRAL INDEX KEY: 0001350653
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 202463898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-431-9286
MAIL ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
4
1
edgar.xml
FORM 4 -
X0306
4
2021-05-03
0
0001350653
Alphatec Holdings, Inc.
ATEC
0001772837
Sponsel David
C/O ALPHATEC SPINE, INC.
1950 CAMINO VIDA ROBLE
CARLSBAD
CA
92008
0
1
0
0
EVP, Sales
Common Stock
2021-05-03
4
M
0
17187
3.86
A
615371
D
Common Stock
2021-05-03
4
M
0
12813
3.17
A
628184
D
Common Stock
2021-05-03
4
S
0
30000
15.97
D
598184
D
Employee Stock Option (right to buy)
3.86
2021-05-03
4
M
0
17187
0
D
2019-05-29
2028-05-29
Common Stock
17187
7813
D
Employee Stock Option (right to buy)
3.17
2021-05-03
4
M
0
12813
0
D
2019-11-02
2028-11-02
Common Stock
12813
7187
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.76 to $16.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The options vest 25% on May 29, 2019 and thereafter in 36 equal monthly installments.
The options vest 25% on November 2, 2019 and thereafter in 36 equal monthly installments.
/s/ David Sponsel
2021-05-04