0001179110-19-004810.txt : 20190408 0001179110-19-004810.hdr.sgml : 20190408 20190408134146 ACCESSION NUMBER: 0001179110-19-004810 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190408 DATE AS OF CHANGE: 20190408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sponsel David CENTRAL INDEX KEY: 0001772837 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 19737096 MAIL ADDRESS: STREET 1: C/O ALPHATEC SPINE, INC. STREET 2: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-431-9286 MAIL ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 3 1 edgar.xml FORM 3 - X0206 3 2019-04-01 0 0001350653 Alphatec Holdings, Inc. ATEC 0001772837 Sponsel David C/O ALPHATEC SPINE, INC. 5818 EL CAMINO REAL CARLSBAD CA 92008 0 1 0 0 EVP, Sales Common Stock 83750 D Employee Stock Option (right to buy) 3.86 2019-05-29 2028-05-29 Common Stock 25000 D Employee Stock Option (right to buy) 3.17 2019-11-02 2028-11-02 Common Stock 20000 D Comprised of 53,750 shares of common stock and 30,000 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the issuer's common stock. 25,000 of the RSUs vest in four equal annual installments beginning on May 29, 2019, and 5,000 of the RSUs vest in four equal annual installments beginning on November 2, 2019. The options vest 25% on May 29, 2019 and thereafter in 36 equal monthly installments. The options vest 25% on November 2, 2019 and thereafter in 36 equal monthly installments. /s/ David Sponsel 2019-04-05