0001179110-17-013566.txt : 20171031 0001179110-17-013566.hdr.sgml : 20171031 20171031123108 ACCESSION NUMBER: 0001179110-17-013566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171027 FILED AS OF DATE: 20171031 DATE AS OF CHANGE: 20171031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berkowitz Mortimer III CENTRAL INDEX KEY: 0001364333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 171164809 MAIL ADDRESS: STREET 1: HEALTHPOINT CAPITAL STREET 2: 505 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-431-9286 MAIL ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 edgar.xml FORM 4 - X0306 4 2017-10-27 0 0001350653 Alphatec Holdings, Inc. ATEC 0001364333 Berkowitz Mortimer III C/O ALPHATEC SPINE, INC. 5818 EL CAMINO REAL CARLSBAD CA 92008 1 0 1 0 Common Stock 2017-10-27 4 M 0 200000 0.00 A 200933 D Common Stock 2017-10-27 4 M 0 200000 0.00 A 200000 I Held By Porcupine Investment Partners, LLC Common Stock 898098 I Held By HealthpointCapital Partners, L.P. Common Stock 1750880 I Held By HealthpointCapital Partners II, L.P. Series A Convertible Preferred Stock 0.00 2017-10-27 4 M 0 400 0.00 D Common Stock 200000 0 D Series A Convertible Preferred Stock 0.00 2017-10-27 4 M 0 400 0.00 D Common Stock 200000 0 I Held By Porcupine Investment Partners, LLC Includes shares owned by Reporting Person and shares owned by Reporting Person's spouse. Reporting Person is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Reporting Person is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Reporting Person may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Reporting Person disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares. Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the Issuer's common stock following the date that shareholders approve such conversion, which approval was obtained on June 15, 2017. /s/ Mortimer Berkowitz III 2017-10-31