0000899243-17-009012.txt : 20170331 0000899243-17-009012.hdr.sgml : 20170331 20170331163952 ACCESSION NUMBER: 0000899243-17-009012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170329 FILED AS OF DATE: 20170331 DATE AS OF CHANGE: 20170331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-431-9286 MAIL ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hunsaker Craig E CENTRAL INDEX KEY: 0001509282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 17730910 MAIL ADDRESS: STREET 1: C/O ALPHATEC HOLDINGS, INC. STREET 2: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-29 0 0001350653 Alphatec Holdings, Inc. ATEC 0001509282 Hunsaker Craig E C/O ALPHATEC SPINE, INC. 5818 EL CAMINO REAL SAN DIEGO CA 92130 0 1 0 0 See Remarks Series A Convertible Preferred Stock 2.00 2017-03-29 4 A 0 500 1000.00 A Common Stock 250000 500 D Warrants (right to buy) 2.00 2017-03-29 4 A 0 250000 0.00 A Common Stock 250000 250000 D Each share of Series A Convertible Preferred Stock has no expiration date and is convertible into 500 shares of the issuer's common stock following that date that shareholder approval is obtained. Each Warrant is exercisable for 1 share of the issuer's common stock for a period of five years following that date that shareholder approval is obtained. Executive VP, People & Culture and General Counsel /s/ Craig E. Hunsaker 2017-03-31