0000899243-16-034745.txt : 20161201
0000899243-16-034745.hdr.sgml : 20161201
20161201204023
ACCESSION NUMBER: 0000899243-16-034745
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161129
FILED AS OF DATE: 20161201
DATE AS OF CHANGE: 20161201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alphatec Holdings, Inc.
CENTRAL INDEX KEY: 0001350653
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 202463898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-431-9286
MAIL ADDRESS:
STREET 1: 5818 EL CAMINO REAL
CITY: CARLSBAD
STATE: CA
ZIP: 92008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foster John
CENTRAL INDEX KEY: 0001364631
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52024
FILM NUMBER: 162029644
MAIL ADDRESS:
STREET 1: HEALTHPOINTCAPITAL
STREET 2: 505 PARK AVENUE, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-29
0
0001350653
Alphatec Holdings, Inc.
ATEC
0001364631
Foster John
C/O HEALTHPOINTCAPITAL PARTNERS, L.P.
505 PARK AVENUE, 12TH FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock
2016-11-29
4
S
0
2600
5.37
D
14933
D
Common Stock
2016-11-29
4
S
0
1500
5.37
D
13433
D
Common Stock
2016-11-30
4
S
0
12400
5.22
D
1033
D
Common Stock
2016-11-30
4
S
0
1033
5.25
D
0
D
Common Stock
898097
I
Held By HealthpointCapital Partners, L.P.
Common Stock
1750880
I
Held By HealthpointCapital Partners II, L.P.
On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust.
John H. Foster is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Mr. Foster is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Mr. Foster may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Mr. Foster disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares.
All share amounts in this report reflect the 1-for-12 reverse stock split of Alphatec Holdings, Inc. common stock effected on August 24, 2016.
/s/ John H. Foster
2016-12-01