0000899243-16-034745.txt : 20161201 0000899243-16-034745.hdr.sgml : 20161201 20161201204023 ACCESSION NUMBER: 0000899243-16-034745 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161129 FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphatec Holdings, Inc. CENTRAL INDEX KEY: 0001350653 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 202463898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-431-9286 MAIL ADDRESS: STREET 1: 5818 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foster John CENTRAL INDEX KEY: 0001364631 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52024 FILM NUMBER: 162029644 MAIL ADDRESS: STREET 1: HEALTHPOINTCAPITAL STREET 2: 505 PARK AVENUE, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-29 0 0001350653 Alphatec Holdings, Inc. ATEC 0001364631 Foster John C/O HEALTHPOINTCAPITAL PARTNERS, L.P. 505 PARK AVENUE, 12TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2016-11-29 4 S 0 2600 5.37 D 14933 D Common Stock 2016-11-29 4 S 0 1500 5.37 D 13433 D Common Stock 2016-11-30 4 S 0 12400 5.22 D 1033 D Common Stock 2016-11-30 4 S 0 1033 5.25 D 0 D Common Stock 898097 I Held By HealthpointCapital Partners, L.P. Common Stock 1750880 I Held By HealthpointCapital Partners II, L.P. On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust. John H. Foster is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Mr. Foster is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Mr. Foster may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Mr. Foster disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares. All share amounts in this report reflect the 1-for-12 reverse stock split of Alphatec Holdings, Inc. common stock effected on August 24, 2016. /s/ John H. Foster 2016-12-01