The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AQUASITION CORP COM Y0192H103 1,278 125,000 SH   SOLE N/A 125,000 0 0
CACHE INC COM NEW 127150308 209 63,675 SH   SOLE N/A 63,675 0 0
CAPITOL ACQUISITION CORP II UNIT 99/99/9999 14056V204 3,077 293,000 SH   SOLE N/A 293,000 0 0
CAPITOL ACQUISITION CORP II COM 14056V105 2,463 250,000 SH   SOLE N/A 250,000 0 0
CAREFUSION CORP COM 14170T101 201 5,000 SH   SOLE N/A 5,000 0 0
CHART ACQUISITION CORP UNIT 99/99/9999 161151204 3,258 310,000 SH   SOLE N/A 310,000 0 0
CORNERSTONE PROGRESSIVE RTN COM 21925C101 2,086 393,600 SH   SOLE N/A 393,600 0 0
CORNERSTONE STRATEGIC VALUE COM NEW 21924B203 230 35,600 SH   SOLE N/A 35,600 0 0
CORNERSTONE TOTAL RTRN FD IN COM NEW 21924U201 112 18,900 SH   SOLE N/A 18,900 0 0
DS HEALTHCARE GROUP INC COM 23336Q109 2,420 1,512,500 SH   SOLE N/A 1,512,500 0 0
GENERAL MTRS CO COM 37045V100 8,605 250,000 SH Call SOLE N/A 250,000 0 0
GENPACT LIMITED SHS G3922B107 1,307 75,000 SH   SOLE N/A 75,000 0 0
GLOBAL DEFENSE & NATL SEC SY COM 37953N108 1,973 195,000 SH   SOLE N/A 195,000 0 0
GLOBAL SOURCES LTD ORD G39300101 186 20,800 SH   SOLE N/A 20,800 0 0
HENNESSY CAP ACQUISITION COR UNIT 99/99/9999 425886207 1,298 129,000 SH   SOLE N/A 129,000 0 0
HOME DEPOT INC COM 437076102 254 3,216 SH   SOLE N/A 3,216 0 0
IGNYTA INC COM 451731103 1,383 166,666 SH   SOLE N/A 166,666 0 0
MANDALAY DIGITAL GROUP INC COM NEW 562562207 1,442 365,000 SH   SOLE N/A 365,000 0 0
MBT FINL CORP COM 578877102 215 43,700 SH   SOLE N/A 43,700 0 0
MORGAN STANLEY ASIA PACIFIC COM 61744U106 282 16,700 SH   SOLE N/A 16,700 0 0
MYLAN INC NOTE 3.750% 9/1 628530AJ6 9,203 2,500,000 SH   SOLE N/A 2,500,000 0 0
NORDSTROM INC COM 655664100 406 6,500 SH   SOLE N/A 6,500 0 0
PARKERVISION INC COM 701354102 14,400 2,999,999 SH   SOLE N/A 2,999,999 0 0
PRO-DEX INC COLO COM NEW 74265M205 30 15,000 SH   SOLE N/A 15,000 0 0
QUINPARIO ACQUISITION CORP UNIT 99/99/9999 74874R207 1,090 100,000 SH   SOLE N/A 100,000 0 0
QUINPARIO ACQUISITION CORP COM 74874R108 3,343 325,000 SH   SOLE N/A 325,000 0 0
ROI ACQUISITION CORP II COM 74966G101 2,425 250,000 SH   SOLE N/A 250,000 0 0
ROI ACQUISITION CORP II UNIT 99/99/9999 74966G200 3,767 370,000 SH   SOLE N/A 370,000 0 0
SANDISK CORP NOTE 1.500% 8/1 80004CAD3 2,471 1,500,000 SH   SOLE N/A 1,500,000 0 0
SILVER EAGLE ACQUISITION COR UNIT 99/99/9999 827694209 2,484 240,000 SH   SOLE N/A 240,000 0 0
SILVER EAGLE ACQUISITION COR COM 827694100 3,672 378,125 SH   SOLE N/A 378,125 0 0
SIX FLAGS ENTMT CORP NEW COM 83001A102 301 7,500 SH   SOLE N/A 7,500 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,683 9,000 SH   SOLE N/A 9,000 0 0
TESLA MTRS INC NOTE 0.250% 3/0 88160RAB7 926 1,000,000 SH   SOLE N/A 1,000,000 0 0
TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 911 1,000,000 SH   SOLE N/A 1,000,000 0 0
TRI POINTE HOMES INC COM 87265H109 29,493 1,817,200 SH   SOLE N/A 1,817,200 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 23,785 500,000 SH Call SOLE N/A 500,000 0 0
VRINGO INC COM 92911N104 3,527 1,016,351 SH   SOLE N/A 1,016,351 0 0
ZIONS BANCORPORATION *W EXP 05/22/202 989701115 2,975 461,164 SH   SOLE N/A 461,164 0 0