-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LvP5f+T6HqQJhA87MExwcIZo9awagjryBkOOLB8XXdjvDPW8vUk3lm2W6M7IQ/B3 ONiocLAMeRmt/acuhJCNhw== 0001350639-11-000002.txt : 20110211 0001350639-11-000002.hdr.sgml : 20110211 20110211110914 ACCESSION NUMBER: 0001350639-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Del Mar Asset Management, LP CENTRAL INDEX KEY: 0001350639 IRS NUMBER: 331112934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11567 FILM NUMBER: 11595824 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-328-7137 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 dec10.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 ? Check here if Amendment [ ] ? This Amendment (check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Del Mar Asset Management, LP Address: 711 Fifth Avenue, 5th Floor ? New York, NY 10022 ? ? ? ? Form 13F File Number: 028-11567 The institutional investment manager filing this report and the person by whom it is signed hereby request that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Marc Simons ? ? Title: Chief Operating Officer ? Phone: 212-328-7140 ? ? Signature, Place and Date of Signing: ?Marc Simons ? ? ?New York, NY ? ? 02/10/2011 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Number of Other Included Managers: ? 0 Form 13F Information Table Entry Total: ? 243 Form 13F Information Table Value Total: ? $1,953,391 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE 3M CO CALL 88579Y101 2,995 347 SH CALL SOLE X 3M CO PUT 88579Y101 2,995 347 SH PUT SOLE X ABBOTT LABS COM 002824100 1,088 22,700 SH SOLE X ABBOTT LABS CALL 002824100 4,015 838 SH CALL SOLE X ABBOTT LABS PUT 002824100 4,015 838 SH PUT SOLE X ACCENTURE PLC IRELAND SHS CLASS A g1151c101 1,278 26,361 SH SOLE X ACTIVE POWER INC COM 00504W100 50 20,319 SH SOLE X AGL RES INC COM 001204106 729 20,345 SH SOLE X AK STL HLDG CORP COM 001547108 1,581 96,598 SH SOLE X ALLEGHENY ENERGY INC COM 017361106 619 25,518 SH SOLE X ALTRIA GROUP INC PUT 02209S103 2,361 959 SH PUT SOLE X AMAZON COM INC COM 023135106 223 1,241 SH SOLE X AMAZON COM INC CALL 023135106 2,430 135 SH CALL SOLE X AMAZON COM INC PUT 023135106 2,430 135 SH PUT SOLE X AMERICAN EXPRESS CO CALL 025816109 2,193 511 SH CALL SOLE X AMERICAN EXPRESS CO PUT 025816109 2,193 511 SH PUT SOLE X AMERICAN INTL GROUP INC COM NEW 026874784 5,589 97,000 SH SOLE X AMERICAN MED SYS HLDGS INC NOTE 4.000% 9/1 02744MAB4 5,917 4,846,000 PRN SOLE X AMGEN INC CALL 031162100 2,888 526 SH CALL SOLE X AMGEN INC PUT 031162100 2,888 526 SH PUT SOLE X APOLLO GROUP INC CL A 037604105 1,264 32,000 SH SOLE X APPLE INC CALL 037833100 13,418 416 SH CALL SOLE X APPLE INC PUT 037833100 13,418 416 SH PUT SOLE X ARMOUR RESIDENTIAL REIT INC *W EXP 11/07/201 042315119 51 681,975 SH SOLE X AT&T INC CALL 00206R102 11,238 3,825 SH CALL SOLE X AT&T INC PUT 00206R102 11,238 3,825 SH PUT SOLE X BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 14,876 2,083,500 SH SOLE X BANK OF AMERICA CORPORATION CALL 060505146 14,876 2,083,500 SH SOLE X BANK OF AMERICA CORPORATION COM 060505104 2,860 214,400 SH SOLE X BANK OF AMERICA CORPORATION CALL 060505104 24,846 18,625 SH CALL SOLE X BANK OF AMERICA CORPORATION PUT 060505104 7,424 5,565 SH PUT SOLE X BARCLAYS BK PLC IPATH S&P MT ETN 06740C519 57,780 878,650 SH SOLE X BARCLAYS BK PLC CALL 06740C261 15,044 4,000 SH CALL SOLE X BARCLAYS PLC ADR 06738E204 553 33,500 SH SOLE X BARCLAYS PLC PUT 06738E204 826 500 SH PUT SOLE X BAXTER INTL INC COM 071813109 202 4,000 SH SOLE X BECKMAN COULTER INC NOTE 2.500%12/1 075811AD1 3,849 3,370,000 PRN SOLE X BERKSHIRE HATHAWAY INC DEL CALL 084670702 6,777 846 SH CALL SOLE X BERKSHIRE HATHAWAY INC DEL PUT 084670702 18,962 2,367 SH PUT SOLE X BLACKROCK INC COM 09247X101 833 4,373 SH SOLE X BLACKROCK INC DBCV 2.625% 2/1 09247XAB7 19,545 10,081,000 PRN SOLE X BLOCK H & R INC COM 093671105 1,000 84,000 SH SOLE X BOEING CO COM 097023105 763 11,697 SH SOLE X BOEING CO CALL 097023105 2,121 325 SH CALL SOLE X BOEING CO PUT 097023105 2,121 325 SH PUT SOLE X BRISTOL MYERS SQUIBB CO CALL 110122108 2,688 1,015 SH CALL SOLE X BRISTOL MYERS SQUIBB CO PUT 110122108 2,688 1,015 SH PUT SOLE X BROCADE COMMUNICATIONS SYS I COM NEW 111621306 64 12,187 SH SOLE X BUCYRUS INTL INC NEW COM 118759109 996 11,146 SH SOLE X CAMERON INTERNATIONAL CORP COM 13342B105 685 13,500 SH SOLE X CAMERON INTERNATIONAL CORP PUT 13342B105 1,522 300 SH PUT SOLE X CAPITAL ONE FINL CORP *W EXP 11/14/201 14040H139 878 55,000 SH SOLE X CEPHALON INC NOTE 2.000% 6/0 156708AP4 7,027 5,000,000 PRN SOLE X CF INDS HLDGS INC PUT 125269100 2,703 200 SH PUT SOLE X CHEVRON CORP NEW CALL 166764100 9,089 996 SH CALL SOLE X CHEVRON CORP NEW PUT 166764100 9,089 996 SH PUT SOLE X CISCO SYS INC COM 17275R102 3,792 187,423 SH SOLE X CISCO SYS INC CALL 17275R102 6,128 3,029 SH CALL SOLE X CISCO SYS INC PUT 17275R102 6,128 3,029 SH PUT SOLE X CITIGROUP INC COM 172967101 222 47,012 SH SOLE X CITIGROUP INC CALL 172967101 5,588 11,814 SH CALL SOLE X CITIGROUP INC PUT 172967101 5,588 11,814 SH PUT SOLE X CMS ENERGY CORP NOTE 2.875%12/0 125896AW0 7,245 5,000,000 PRN SOLE X COCA COLA CO COM 191216100 4,308 65,500 SH SOLE X COCA COLA CO CALL 191216100 8,195 1,246 SH CALL SOLE X COCA COLA CO PUT 191216100 8,195 1,246 SH PUT SOLE X COMCAST CORP NEW CALL 20030N101 2,860 1,302 SH CALL SOLE X COMCAST CORP NEW PUT 20030N101 2,860 1,302 SH PUT SOLE X CONOCOPHILLIPS CALL 20825C104 5,148 756 SH CALL SOLE X CONOCOPHILLIPS PUT 20825C104 5,148 756 SH PUT SOLE X CONTANGO OIL & GAS COMPANY COM NEW 21075N204 200 3,460 SH SOLE X COOPER INDUSTRIES PLC SHS G24140108 866 14,858 SH SOLE X COPART INC COM 217204106 50,423 1,350,000 SH SOLE X COSAN LTD SHS A G25343107 1,493 109,632 SH SOLE X COSTCO WHSL CORP NEW COM 22160K105 226 3,125 SH SOLE X COVIDIEN PLC SHS G2554F105 2,197 48,115 SH SOLE X CRAFT BREWERS ALLIANCE INC COM 224122101 74 10,000 SH SOLE X CVS CAREMARK CORPORATION CALL 126650100 2,201 633 SH CALL SOLE X CVS CAREMARK CORPORATION PUT 126650100 2,201 633 SH PUT SOLE X DEAN FOODS CO NEW COM 242370104 1,008 114,000 SH SOLE X DIAMOND OFFSHORE DRILLING IN COM 25271C102 1,271 19,000 SH SOLE X DIREXION SHS ETF TR PUT 25459W490 1,040 1,100 SH PUT SOLE X DIREXION SHS ETF TR PUT 25459W516 1,949 700 SH PUT SOLE X DISNEY WALT CO COM DISNEY 254687106 251 6,704 SH SOLE X DISNEY WALT CO CALL 254687106 4,134 1,102 SH CALL SOLE X DISNEY WALT CO PUT 254687106 4,134 1,102 SH PUT SOLE X DONNELLEY R R & SONS CO COM 257867101 1,258 72,000 SH SOLE X E M C CORP MASS NOTE 1.750%12/0 268648AK8 9,406 6,500,000 PRN SOLE X E M C CORP MASS NOTE 1.750%12/0 268648AM4 7,538 5,000,000 PRN SOLE X EXPRESS INC COM 30219E103 2,444 130,000 SH SOLE X EXXON MOBIL CORP COM 30231G102 823 11,250 SH SOLE X EXXON MOBIL CORP CALL 30231G102 18,360 2,511 SH CALL SOLE X EXXON MOBIL CORP PUT 30231G102 18,360 2,511 SH PUT SOLE X FIDELITY NATL INFORMATION SV COM 31620M106 1,917 70,000 SH SOLE X FIRST PACTRUST BANCORP INC COM 33589V101 5,736 432,247 SH SOLE X FIRSTENERGY CORP COM 337932107 1,271 34,337 SH SOLE X FORD MTR CO DEL *W EXP 01/01/201 345370134 33,922 4,162,214 SH SOLE X FORD MTR CO DEL CALL 345370134 33,922 4,162,214 SH SOLE X FORD MTR CO DEL CALL 345370860 2,888 1,720 SH CALL SOLE X FORD MTR CO DEL PUT 345370860 2,888 1,720 SH PUT SOLE X FREEPORT-MCMORAN COPPER & GO CALL 35671D857 10,808 900 SH CALL SOLE X May 13 Puts on GDI PUT 365558105 9 5,700 SH PUT SOLE X GENERAL ELECTRIC CO COM 369604103 476 26,019 SH SOLE X GENERAL ELECTRIC CO CALL 369604103 8,777 4,799 SH CALL SOLE X GENERAL ELECTRIC CO PUT 369604103 10,881 5,949 SH PUT SOLE X GENERAL MTRS CO COM 37045V100 369 10,000 SH SOLE X GLOBAL POWER EQUIPMENT GRP I COM PAR $0.01 37941P306 5,210 224,565 SH SOLE X GLOBAL SOURCES LTD ORD G39300101 432 45,343 SH SOLE X GOLDCORP INC NEW NOTE 2.000% 8/0 380956AB8 12,288 10,000,000 PRN SOLE X GOLDMAN SACHS GROUP INC COM 38141G104 2,522 15,000 SH SOLE X GOLDMAN SACHS GROUP INC CALL 38141G104 4,675 278 SH CALL SOLE X GOLDMAN SACHS GROUP INC PUT 38141G104 4,675 278 SH PUT SOLE X GOOGLE INC CALL 38259P508 7,543 127 SH CALL SOLE X GOOGLE INC PUT 38259P508 7,543 127 SH PUT SOLE X HALLIBURTON CO COM 406216101 523 12,800 SH SOLE X HALLIBURTON CO PUT 406216101 2,042 500 SH PUT SOLE X HEADWATERS INC COM 42210P102 101 22,022 SH SOLE X HEWLETT PACKARD CO COM 428236103 4,042 96,000 SH SOLE X HEWLETT PACKARD CO CALL 428236103 5,338 1,268 SH CALL SOLE X HEWLETT PACKARD CO PUT 428236103 5,338 1,268 SH PUT SOLE X HOME DEPOT INC CALL 437076102 3,366 960 SH CALL SOLE X HOME DEPOT INC PUT 437076102 3,366 960 SH PUT SOLE X HONEYWELL INTL INC COM 438516106 465 8,750 SH SOLE X INTEL CORP CALL 458140100 6,132 2,916 SH CALL SOLE X INTEL CORP PUT 458140100 6,132 2,916 SH PUT SOLE X INTERNATIONAL BUSINESS MACHS CALL 459200101 9,026 615 SH CALL SOLE X INTERNATIONAL BUSINESS MACHS PUT 459200101 9,026 615 SH PUT SOLE X INVITROGEN CORP NOTE 3.250% 6/1 46185RAM2 5,969 5,000,000 PRN SOLE X ISHARES INC MSCI BRAZIL 464286400 283 3,656 SH SOLE X ISHARES TR MSCI EMERG MKT 464287234 353 7,406 SH SOLE X IVANHOE MINES LTD COM 46579N103 44,660 1,948,500 SH SOLE X JETBLUE AIRWAYS CORP CALL 477143101 6,610 10,000 SH CALL SOLE X JOHNSON & JOHNSON CALL 478160104 9,321 1,507 SH CALL SOLE X JOHNSON & JOHNSON PUT 478160104 9,321 1,507 SH PUT SOLE X JOY GLOBAL INC COM 481165108 881 10,156 SH SOLE X JOY GLOBAL INC CALL 481165108 4,121 475 SH CALL SOLE X JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 27,702 1,917,100 SH SOLE X JPMORGAN CHASE & CO CALL 46625H100 9,188 2,166 SH CALL SOLE X JPMORGAN CHASE & CO PUT 46625H100 9,188 2,166 SH PUT SOLE X KING PHARMACEUTICALS INC COM 495582108 703 50,000 SH SOLE X KRAFT FOODS INC CALL 50075N104 3,482 1,105 SH CALL SOLE X KRAFT FOODS INC PUT 50075N104 3,482 1,105 SH PUT SOLE X LAUDER ESTEE COS INC CL A 518439104 229 2,840 SH SOLE X MARKET VECTORS ETF TR MINOR METALS 57060U472 240 10,000 SH SOLE X MASSEY ENERGY COMPANY COM 576206106 201 3,738 SH SOLE X MCAFEE INC COM 579064106 926 20,000 SH SOLE X MCDONALDS CORP CALL 580135101 3,961 516 SH CALL SOLE X MCDONALDS CORP PUT 580135101 3,961 516 SH PUT SOLE X MEAD JOHNSON NUTRITION CO COM 582839106 11,175 179,524 SH SOLE X MEDTRONIC INC COM 585055106 679 18,312 SH SOLE X MEDTRONIC INC CALL 585055106 1,829 493 SH CALL SOLE X MEDTRONIC INC PUT 585055106 1,829 493 SH PUT SOLE X MEMC ELECTR MATLS INC COM 552715104 1,261 112,000 SH SOLE X MERCK & CO INC NEW CALL 58933Y105 6,325 1,755 SH CALL SOLE X MERCK & CO INC NEW PUT 58933Y105 6,325 1,755 SH PUT SOLE X MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 12,268 10,000,000 PRN SOLE X MICRON TECHNOLOGY INC COM 595112103 1,508 188,000 SH SOLE X MICROSOFT CORP CALL 594918104 11,211 4,017 SH CALL SOLE X MICROSOFT CORP PUT 594918104 11,211 4,017 SH PUT SOLE X MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 74 13,733 SH SOLE X MOLSON COORS BREWING CO CL B 60871R209 201 4,001 SH SOLE X MOLYCORP INC DEL COM 608753109 324 6,501 SH SOLE X MONSANTO CO NEW COM 61166W101 1,028 14,761 SH SOLE X MORGAN STANLEY CHINA A SH FD COM 617468103 327 11,964 SH SOLE X MUELLER WTR PRODS INC COM SER A 624758108 109 26,147 SH SOLE X NETAPP INC NOTE 1.750% 6/0 64110DAB0 22,269 12,500,000 PRN SOLE X NRG ENERGY INC COM NEW 629377508 1,263 64,648 SH SOLE X NVIDIA CORP COM 67066G104 1,509 98,000 SH SOLE X OCCIDENTAL PETE CORP DEL CALL 674599105 4,150 423 SH CALL SOLE X OCCIDENTAL PETE CORP DEL PUT 674599105 4,150 423 SH PUT SOLE X OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 363 2,584 SH SOLE X ONYX PHARMACEUTICALS INC NOTE 4.000% 8/1 683399AB5 3,578 3,000,000 PRN SOLE X ORACLE CORP CALL 68389X105 7,643 2,442 SH CALL SOLE X ORACLE CORP PUT 68389X105 7,643 2,442 SH PUT SOLE X PEPSICO INC CALL 713448108 5,233 801 SH CALL SOLE X PEPSICO INC PUT 713448108 5,233 801 SH PUT SOLE X PFIZER INC CALL 717081103 8,252 4,713 SH CALL SOLE X PFIZER INC PUT 717081103 8,252 4,713 SH PUT SOLE X PHILIP MORRIS INTL INC COM 718172109 224 3,832 SH SOLE X PHILIP MORRIS INTL INC PUT 718172109 5,233 894 SH PUT SOLE X PHOENIX COS INC NEW COM 71902E109 59 23,256 SH SOLE X POTASH CORP SASK INC COM 73755L107 1,439 9,291 SH SOLE X PPL CORP COM 69351T106 1,237 47,000 SH SOLE X PROCTER & GAMBLE CO CALL 742718109 9,450 1,469 SH CALL SOLE X PROCTER & GAMBLE CO PUT 742718109 9,450 1,469 SH PUT SOLE X PROSHARES TR PUT 74347X583 2,721 1,500 SH PUT SOLE X PROSHARES TR PUT 74347X625 7,593 1,500 SH PUT SOLE X PULTE GROUP INC COM 745867101 1,512 201,000 SH SOLE X QUALCOMM INC CALL 747525103 4,316 872 SH CALL SOLE X QUALCOMM INC PUT 747525103 4,316 872 SH PUT SOLE X QUIKSILVER INC COM 74838C106 69 13,699 SH SOLE X QWEST COMMUNICATIONS INTL IN COM 749121109 451 59,292 SH SOLE X ROPER INDS INC NEW FRNT 1/1 776696AA4 8,778 9,205,000 PRN SOLE X RUDOLPH TECHNOLOGIES INC COM 781270103 115 14,000 SH SOLE X SALESFORCE COM INC COM 79466L302 779 5,900 SH SOLE X SALESFORCE COM INC PUT 79466L302 1,980 150 SH PUT SOLE X SATCON TECHNOLOGY CORP COM 803893106 75 16,761 SH SOLE X SBA COMMUNICATIONS CORP NOTE 4.000%10/0 78388JAM8 14,915 10,000,000 PRN SOLE X SCHLUMBERGER LTD CALL 806857108 5,043 604 SH CALL SOLE X SCHLUMBERGER LTD PUT 806857108 5,043 604 SH PUT SOLE X SEAGATE TECHNOLOGY PLC SHS G7945M107 9,770 650,000 SH SOLE X SEANERGY MARITIME HLDGS CORP *W EXP 09/24/201 Y73760111 6 200,000 SH SOLE X SEARS HLDGS CORP COM 812350106 1,254 17,000 SH SOLE X SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 726 10,637 SH SOLE X SIRIUS XM RADIO INC COM 82967N108 180 110,227 SH SOLE X SONIC SOLUTIONS COM 835460106 22,485 1,499,000 SH SOLE X SOUTHWESTERN ENERGY CO COM 845467109 1,235 33,000 SH SOLE X SPDR S&P 500 ETF TR TR UNIT 78462F103 93,253 741,572 SH SOLE X SPDR S&P 500 ETF TR CALL 78462F103 616,175 49,000 SH CALL SOLE X SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 309 1,875 SH SOLE X SPDR SERIES TRUST S&P RETAIL ETF 78464A714 236 4,875 SH SOLE X SPRINT NEXTEL CORP COM SER 1 852061100 248 58,640 SH SOLE X STANLEY FURNITURE CO INC COM NEW 854305208 58 18,511 SH SOLE X STEEL DYNAMICS INC COM 858119100 187 10,222 SH SOLE X SUPERVALU INC COM 868536103 1,265 131,376 SH SOLE X TCF FINL CORP *W EXP 11/14/201 872275128 198 36,800 SH SOLE X TCF FINL CORP CALL 872275128 198 36,800 SH SOLE X TECHTARGET INC COM 87874R100 588 74,157 SH SOLE X TEXTRON INC NOTE 4.500% 5/0 883203BN0 6,503 3,421,000 PRN SOLE X TYCO ELECTRONICS LTD SHS H8912P106 884 24,967 SH SOLE X UNITED PARCEL SERVICE INC CALL 911312106 3,556 490 SH CALL SOLE X UNITED PARCEL SERVICE INC PUT 911312106 3,556 490 SH PUT SOLE X UNITED TECHNOLOGIES CORP CALL 913017109 3,747 476 SH CALL SOLE X UNITED TECHNOLOGIES CORP PUT 913017109 3,747 476 SH PUT SOLE X US BANCORP DEL CALL 902973304 2,573 954 SH CALL SOLE X US BANCORP DEL PUT 902973304 2,573 954 SH PUT SOLE X VALIDUS HOLDINGS LTD SHS G9319H102 6,648 217,190 SH SOLE X VANTAGE DRILLING COMPANY *W EXP 05/24/201 G93205121 2 800,000 SH SOLE X VANTAGE DRILLING COMPANY ORD SHS g93205113 1,053 518,538 SH SOLE X VERIZON COMMUNICATIONS INC CALL 92343V104 966 270 SH CALL SOLE X VERIZON COMMUNICATIONS INC PUT 92343V104 966 270 SH PUT SOLE X VIACOM INC NEW CL B 92553P201 1,755 44,300 SH SOLE X VISA INC COM CL A 92826C839 1,023 14,537 SH SOLE X WAL MART STORES INC CALL 931142103 6,245 1,158 SH CALL SOLE X WAL MART STORES INC PUT 931142103 6,245 1,158 SH PUT SOLE X WEATHERFORD INTL LTD SHS H27013103 355 15,581 SH SOLE X WEBMD HEALTH CORP COM 94770V102 332 6,509 SH SOLE X WELLS FARGO & CO NEW CALL 949746101 8,023 2,589 SH CALL SOLE X WELLS FARGO & CO NEW PUT 949746101 8,023 2,589 SH PUT SOLE X WESTERN DIGITAL CORP COM 958102105 1,100 32,459 SH SOLE X ZIONS BANCORPORATION *W EXP 05/22/202 989701115 4,416 600,000 SH SOLE X ZIONS BANCORPORATION CALL 989701115 4,416 600,000 SH SOLE X ZWEIG TOTAL RETURN FD INC COM 989837109 810 227,500 SH SOLE X -----END PRIVACY-ENHANCED MESSAGE-----