-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nv9cEpu78Y3m+Nhfj7DGnI4ZOE0g5TnJB3px9RMuVUus55HZa0syE6/XH4CvsMT/ RyuqJgbfcYzBt6TSDif75w== 0001350639-10-000002.txt : 20100212 0001350639-10-000002.hdr.sgml : 20100212 20100212144140 ACCESSION NUMBER: 0001350639-10-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Del Mar Asset Management, LP CENTRAL INDEX KEY: 0001350639 IRS NUMBER: 331112934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11567 FILM NUMBER: 10597973 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-328-7137 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE STREET 2: FIFTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 dec09.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Dectember 31, 2009 ? Check here if Amendment [ ] ? This Amendment (check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Del Mar Asset Management, LP Address: 711 Fifth Avenue, 5th Floor ? New York, NY 10022 ? ? ? ? Form 13F File Number: 028-11567 The institutional investment manager filing this report and the person by whom it is signed hereby request that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Marc Simons ? ? Title: Chief Operating Officer ? Phone: 212-328-7140 ? ? Signature, Place and Date of Signing: ?Marc Simons ? ? ?New York, NY ? ? 11/13/2009 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Number of Other Included Managers: ? 0 Form 13F Information Table Entry Total: ? 115 Form 13F Information Table Value Total: ? $987,924 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE * 3COM CORP COM 885535104 78 10,404 SH SOLE X * ABERCROMBIE & FITCH CO CL A 002896207 383 11,001 SH SOLE X * AFFILIATED COMPUTER SERVICES CL A 008190100 0 1 SH SOLE X AFFILIATED COMPUTER SERVICES PUT 008190100 38,852 6,509 SH PUT SOLE X AMERICAN EXPRESS CO PUT 025816109 20,260 5,000 SH PUT SOLE X AMERICAN INTL GROUP INC CALL 026874784 2,998 1,000 SH CALL SOLE X AMERIGROUP CORP NOTE 2.000% 5/1 03073TAB8 8,822 9,124,000 PRN SOLE X AMGEN INC CALL 031162100 14,143 2,500 SH CALL SOLE X * AMGEN INC COM 031162100 0 1 SH SOLE X APOGENT TECHNOLOGIES INC DBCV 12/1 03760AAK7 8,075 5,000,000 PRN SOLE X ARMOUR RESIDENTIAL REIT INC *W EXP 11/07/201 042315119 136 681,975 SH SOLE X * ART TECHNOLOGY GROUP INC COM 04289L107 77 17,163 SH SOLE X ASIA SPECIAL SIT ACQST CORP SHS G0538M105 10,281 1,034,300 SH SOLE X * ATHEROS COMMUNICATIONS INC COM 04743P108 2,745 80,163 SH SOLE X ATLAS ACQUISITION HLDGS CORP COM 049162100 3,698 369,797 SH SOLE X * BANK OF AMERICA CORPORATION COM 060505104 2 101 SH SOLE X BANK OF AMERICA CORPORATION PUT 060505104 5,083 3,375 SH PUT SOLE X * BELO CORP COM SER A 080555105 74 13,674 SH SOLE X BLACKROCK INC DBCV 2.625% 2/1 09247XAB7 35,241 15,081,000 PRN SOLE X BOEING CO PUT 097023105 8,120 1,500 SH PUT SOLE X BPW ACQUISITION CORP COM 055637102 6,709 637,100 SH SOLE X CAPITAL ONE FINL CORP *W EXP 11/14/201 14040H139 724 55,000 SH SOLE X CEPHALON INC NOTE 6/1 156708AL3 11,389 10,000,000 PRN SOLE X * CHARMING SHOPPES INC COM 161133103 78 12,090 SH SOLE X CHINA MEDIAEXPRESS HLDGS INC *W EXP 10/17/201 169442118 345 69,000 SH SOLE X CHIQUITA BRANDS INTL INC NOTE 4.250% 8/1 170032AT3 7,754 7,294,000 PRN SOLE X * CITIGROUP INC COM 172967101 836 252,455 SH SOLE X CLEAN ENERGY FUELS CORP CALL 184499101 771 500 SH CALL SOLE X * CLEARWIRE CORP NEW CL A 18538Q105 3,500 517,800 SH SOLE X CMS ENERGY CORP NOTE 2.875%12/0 125896AW0 6,785 5,500,000 PRN SOLE X COMMSCOPE INC NOTE 3.250% 7/0 203372AG2 11,905 10,000,000 PRN SOLE X * COMPUWARE CORP COM 205638109 108 15,002 SH SOLE X * COSAN LTD SHS A G25343107 1,066 122,500 SH SOLE X DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 5,131 5,000,000 PRN SOLE X DST SYS INC DEL DBCV 4.125% 8/1 233326AB3 2,646 2,500,000 PRN SOLE X DST SYS INC DEL DBCV 8/1 233326AD9 8,621 8,254,000 PRN SOLE X E M C CORP MASS NOTE 1.750%12/0 268648AK8 7,914 6,500,000 PRN SOLE X E M C CORP MASS NOTE 1.750%12/0 268648AM4 6,256 5,000,000 PRN SOLE X * E TRADE FINANCIAL CORP COM 269246104 114 65,000 SH SOLE X EXCEED COMPANY LTD *W EXP 11/08/201 G32335112 43 14,000 SH SOLE X GILEAD SCIENCES INC NOTE 0.500% 5/0 375558AG8 8,967 7,500,000 PRN SOLE X GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 9,277 7,508,000 PRN SOLE X * GLOBAL CASH ACCESS HLDGS INC COM 378967103 78 10,431 SH SOLE X * GLOBAL INDS LTD COM 379336100 78 10,974 SH SOLE X GOODRICH PETE CORP NOTE 5.000%10/0 382410AC2 5,174 5,000,000 PRN SOLE X * GSI COMMERCE INC COM 36238G102 332 13,075 SH SOLE X * HEALTH MGMT ASSOC INC NEW CL A 421933102 77 10,545 SH SOLE X HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 12,313 7,500,000 PRN SOLE X INVITROGEN CORP NOTE 3.250% 6/1 46185RAM2 12,003 10,000,000 PRN SOLE X * ISHARES TR INDEX DJ US REAL EST 464287739 1 30 SH SOLE X ISHARES TR INDEX PUT 464287739 4,592 1,000 SH PUT SOLE X * ISHARES TR INDEX RUSSELL 2000 464287655 10,493 168,052 SH SOLE X JENNIFER CONVS INC COM 476153101 49 36,900 SH SOLE X JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 15,996 1,200,000 SH SOLE X * LABRANCHE & CO INC COM 505447102 99 35,000 SH SOLE X LIBERTY ACQUISITION HLDGS CO COM 53015Y107 10,154 1,050,000 SH SOLE X * LIBERTY MEDIA CORP NEW CAP COM SER A 53071M302 80 3,336 SH SOLE X * LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 77 7,143 SH SOLE X LIFEPOINT HOSPITALS INC NOTE 3.500% 5/1 53219LAH2 486 520,000 PRN SOLE X LILLY ELI & CO CALL 532457108 8,928 2,500 SH CALL SOLE X * LILLY ELI & CO COM 532457108 0 1 SH SOLE X * MAXYGEN INC COM 577776107 75 12,372 SH SOLE X * MEAD JOHNSON NUTRITION CO COM CL A 582839106 6,897 157,832 SH SOLE X MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 15,249 15,000,000 PRN SOLE X MICROSOFT CORP CALL 594918104 33,528 11,000 SH CALL SOLE X * MICROSOFT CORP COM 594918104 2 71 SH SOLE X NAVIOS MARITIME ACQUIS CORP SHS Y62159101 10,715 1,090,000 SH SOLE X NORTH ASIA INVESTMENT CORP COM G66202105 1,228 125,000 SH SOLE X * OFFICE DEPOT INC COM 676220106 73 11,337 SH SOLE X ONYX PHARMACEUTICALS INC NOTE 4.000% 8/1 683399AB5 7,506 7,000,000 PRN SOLE X OSI PHARMACEUTICALS INC NOTE 2.000%12/1 671040AF0 5,807 5,000,000 PRN SOLE X OVERTURE ACQUISITION CORP SHS G6830P100 8,500 850,000 SH SOLE X PEABODY ENERGY CORP PUT 704549104 4,521 1,000 SH PUT SOLE X * POWERSHARES QQQ TRUST UNIT SER 1 73935A104 343 7,500 SH SOLE X PROTEIN DESIGN LABS INC NOTE 2.750% 8/1 74369LAD5 8,733 7,500,000 PRN SOLE X * PULTE HOMES INC COM 745867101 125 12,515 SH SOLE X QWEST COMMUNICATIONS INTL IN NOTE 3.500%11/1 749121BY4 15,656 15,000,000 PRN SOLE X RHI ENTMT INC DEL COM 74957T104 5 16,933 SH SOLE X ROPER INDS INC NEW NOTE 1/1 776696AA4 5,981 9,170,000 PRN SOLE X SAPPHIRE INDUSTRIALS CORP *W EXP 01/17/201 80306T117 138 1,150,000 SH SOLE X SAPPHIRE INDUSTRIALS CORP COM 80306T109 19,618 1,953,951 SH SOLE X SELECT SECTOR SPDR TR PUT 81369Y605 7,200 5,000 SH PUT SOLE X * SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,368 95,000 SH SOLE X * SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 330 10,000 SH SOLE X * SIRIUS XM RADIO INC COM 82967N108 30 50,000 SH SOLE X SPDR SERIES TRUST CALL 78464A714 8,900 2,500 SH CALL SOLE X SPDR SERIES TRUST PUT 78464A714 8,900 2,500 SH PUT SOLE X SPDR TR CALL 78462F103 50,148 4,500 SH CALL SOLE X SPDR TR PUT 78462F103 189,448 17,000 SH PUT SOLE X * SPDR TR UNIT SER 1 78462F103 28,490 255,650 SH SOLE X SPORTS PPTYS ACQUISITION COR COM 84920F107 6,331 638,100 SH SOLE X * SWITCH & DATA FACILITIES COM COM 871043105 8,162 403,846 SH SOLE X SYBASE INC NOTE 1.750% 2/2 871130AB6 6,925 3,986,000 PRN SOLE X SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 5,598 5,000,000 PRN SOLE X * TEVA PHARMACEUTICAL INDS LTD ADR 881624209 421 7,500 SH SOLE X TEXTRON INC NOTE 4.500% 5/0 883203BN0 28,194 17,500,000 PRN SOLE X TRIAN ACQUISITION I CORP COM 89582E108 18,841 1,914,700 SH SOLE X ULTIMATE ESCAPES INC *W EXP 10/23/201 90385N113 55 455,450 SH SOLE X * UNISYS CORP COM NEW 909214306 7,299 189,281 SH SOLE X UNITED STATES OIL FUND LP PUT 91232N108 9,820 2,500 SH PUT SOLE X UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 38,071 20,300,000 PRN SOLE X U S ENERGY CORP WYO COM 911805109 148 25,000 SH SOLE X * VALE S A ADR 91912E105 435 15,000 SH SOLE X VANTAGE DRILLING COMPANY ORD SHS g93205113 835 518,538 SH SOLE X * VONAGE HLDGS CORP COM 92886T201 28 20,000 SH SOLE X * WATSON PHARMACEUTICALS INC COM 942683103 396 10,000 SH SOLE X * WELLS FARGO & CO NEW COM 949746101 675 25,000 SH SOLE X WELLS FARGO & CO NEW PUT 949746101 20,243 7,500 SH PUT SOLE X * XTO ENERGY INC COM 98385X106 465 10,001 SH SOLE X * YAHOO INC COM 984332106 671 40,002 SH SOLE X ZION OIL & GAS INC COM 989696109 322 45,103 SH SOLE X May 13 Puts on GDI PUT 365558105 24,254 5,700 SH PUT SOLE X iShares FTSE/Xinhua China 25 I PUT 464287184 4,226 1,000 SH PUT SOLE X iShares FTSE/Xinhua China 25 I PUT 464287184 4,226 1,000 SH PUT SOLE X iShares MSCI Emerging Markets PUT 464287234 20,750 5,000 SH PUT SOLE X -----END PRIVACY-ENHANCED MESSAGE-----