0001225208-23-008451.txt : 20230824 0001225208-23-008451.hdr.sgml : 20230824 20230824180446 ACCESSION NUMBER: 0001225208-23-008451 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230821 FILED AS OF DATE: 20230824 DATE AS OF CHANGE: 20230824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carroll Chason A CENTRAL INDEX KEY: 0001990757 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32892 FILM NUMBER: 231203237 MAIL ADDRESS: STREET 1: 1200 ABERNATHY RD., NE STREET 2: SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mueller Water Products, Inc. CENTRAL INDEX KEY: 0001350593 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 203547095 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1200 ABERNATHY RD, NE STREET 2: SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-206-4200 MAIL ADDRESS: STREET 1: 1200 ABERNATHY RD, NE STREET 2: SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: Mueller Holding Company, Inc. DATE OF NAME CHANGE: 20060123 3 1 doc3.xml X0206 3 2023-08-21 0 0001350593 Mueller Water Products, Inc. MWA 0001990757 Carroll Chason A 1200 ABERNATHY RD., NE SUITE 1200 ATLANTA GA 30328 1 VP, General Counsel & Corp Sec Common Stock 9540.2138 D Phantom Stock 2025-11-29 Common Stock 11121.0000 D Phantom Stock 2024-11-30 Common Stock 5907.0000 D Phantom Stock 2023-12-02 Common Stock 3238.0000 D Includes 6,235.21 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan. Phantom stock granted on November 29, 2022 pursuant to the Mueller Water Products, Inc. Phantom Plan Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (3,707 shares) will vest on November 29, 2023; the second tranche (3,707 shares) will vest on November 29, 2024; and the third tranche (3,707 shares) will vest on November 29, 2025. Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock will be settled solely in cash upon vesting. Phantom stock granted on November 30, 2021 pursuant to the Mueller Water Products, Inc. Phantom Plan. Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (2,954 shares) vested on November 30, 2022; the second tranche (2,953 shares) will vest on November 30, 2023; and the third tranche (2,954 shares) will vest on November 30, 2024. Phantom stock granted on December 2, 2020 pursuant to the Mueller Water Products, Inc. Phantom Plan. Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (3,239 shares) vested on December 2, 2021; the second tranche (3,238 shares) vested on December 2, 2022; and the third tranche (3,238 shares) will vest on December 2, 2023. /s/ Barbara A. Smucygz, Attorney-in-Fact 2023-08-24