0000899243-18-007179.txt : 20180312 0000899243-18-007179.hdr.sgml : 20180312 20180312191138 ACCESSION NUMBER: 0000899243-18-007179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180308 FILED AS OF DATE: 20180312 DATE AS OF CHANGE: 20180312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lauer Thomas Charles CENTRAL INDEX KEY: 0001350454 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00861 FILM NUMBER: 18684861 MAIL ADDRESS: STREET 1: 1919 PENNSYLVANIA AVENUE, NW STREET 2: SUITE 300 CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUS INVESTMENT Corp CENTRAL INDEX KEY: 0001513363 IRS NUMBER: 275017321 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1603 ORRINGTON AVENUE STREET 2: SUITE 820 CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 847-859-3940 MAIL ADDRESS: STREET 1: 1603 ORRINGTON AVENUE STREET 2: SUITE 820 CITY: EVANSTON STATE: IL ZIP: 60201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-08 0 0001513363 FIDUS INVESTMENT Corp FDUS 0001350454 Lauer Thomas Charles C/O FIDUS INVESTMENT CORPORATION 1603 ORRINGTON AVENUE, SUITE 1005 EVANSTON IL 60201 1 1 0 0 President Common Stock 2018-03-08 4 P 0 4000 12.80 A 74599.936 D /s/ Thomas C. Lauer 2018-03-12