0001405086-16-000620.txt : 20160907 0001405086-16-000620.hdr.sgml : 20160907 20160907165306 ACCESSION NUMBER: 0001405086-16-000620 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160831 FILED AS OF DATE: 20160907 DATE AS OF CHANGE: 20160907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INNERWORKINGS INC CENTRAL INDEX KEY: 0001350381 STANDARD INDUSTRIAL CLASSIFICATION: SERVICE INDUSTRIES FOR THE PRINTING TRADE [2790] IRS NUMBER: 205997364 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 WEST CHICAGO STREET 2: SUITE 750 CITY: CHICAGO STATE: IL ZIP: 60610 BUSINESS PHONE: 312-642-3700 MAIL ADDRESS: STREET 1: 600 WEST CHICAGO STREET 2: SUITE 750 CITY: CHICAGO STATE: IL ZIP: 60610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sagard Capital Partners GP, Inc. CENTRAL INDEX KEY: 0001423388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-52170 FILM NUMBER: 161873912 BUSINESS ADDRESS: STREET 1: 325 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 629-6700 MAIL ADDRESS: STREET 1: 325 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sagard Capital Partners Management Corp CENTRAL INDEX KEY: 0001423386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-52170 FILM NUMBER: 161873913 BUSINESS ADDRESS: STREET 1: 325 GREENWICH AVENUE STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 629-6700 MAIL ADDRESS: STREET 1: 325 GREENWICH AVENUE STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: Sagard Capital Partners Management CORP DATE OF NAME CHANGE: 20080110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sagard Capital Partners, L.P. CENTRAL INDEX KEY: 0001423385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-52170 FILM NUMBER: 161873914 BUSINESS ADDRESS: STREET 1: 325 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 629-6700 MAIL ADDRESS: STREET 1: 325 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2016-08-31 2016-09-02 0 0001350381 INNERWORKINGS INC inwk 0001423385 Sagard Capital Partners, L.P. 325 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0001423386 Sagard Capital Partners Management Corp 325 GREENWICH AVENUE 2ND FLOOR GREENWICH CT 06830 0 0 1 0 0001423388 Sagard Capital Partners GP, Inc. 325 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 COMMON STOCK 2016-08-31 4 S 0 55812 8.849 D 7042456 I SEE FOOTNOTE COMMON STOCK 2016-09-01 4 S 0 11738 8.8922 D 7030718 I SEE FOOTNOTE COMMON STOCK 2016-09-01 4 S 0 309251 8.8 D 6721467 I SEE FOOTNOTE Consists of shares of common stock, par value, $0.0001 per share, of INWK ("Shares"). Sagard is the direct beneficial owner of the Shares reported herein. GP and Sagard Management are indirect beneficial owners of such Shares. Each of the Reporting Persons disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities reported herein except to the extent of its pecuniary interest therein. Based on information from a broker, the original Form 4 erroneously stated that on August 31, 2016, the Reporting Persons sold 54,601 Shares at a price of $8.8479. This amendment is being filed to report that instead, on August 31, 2016, the Reporting Persons sold 55,812 Shares at a price of $8.8490. The sale transactions made on September 1, 2016 were reported correctly in the original Form 4 and are included in this amendment solely for purposes of updating the amount of securities beneficially owned by the Reporting Person following each such transaction. This Form 4 is being filed by Sagard Capital Partners, L.P., a Delaware limited partnership ("Sagard"), Sagard Capital Partners GP, Inc., a Delaware corporation ("GP"), and Sagard Capital Partners Management Corp., a Delaware corporation ("Sagard Management," and together with Sagard and GP, the "Reporting Persons"). As a result of direct and indirect securities holdings, Power Corporation of Canada and The Desmarais Family Residuary Trust (the "Trust"), which was formed under the Last Will and Testament of Paul G. Desmarais, may be deemed (i) to control the Reporting Persons, although the filing of this Form 4 shall not be construed as an admission that any such control relationship actually exists, and (ii) to beneficially own the securities reported herein. Each of Power Corporation of Canada and the Trust and the trustees of the Trust disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any. /s/ Charles J. Downey III, Attorney-in-Fact for Sagard Capital Partners, L.P. 2016-09-07 /s/ Charles J. Downey III, Attorney-in-Fact for Sagard Capital Partners GP, Inc. 2016-09-07 /s/ Charles J. Downey III, Attorney-in-Fact for Sagard Capital Partners Management Corp. 2016-09-07