0001405086-16-000620.txt : 20160907
0001405086-16-000620.hdr.sgml : 20160907
20160907165306
ACCESSION NUMBER: 0001405086-16-000620
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160831
FILED AS OF DATE: 20160907
DATE AS OF CHANGE: 20160907
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INNERWORKINGS INC
CENTRAL INDEX KEY: 0001350381
STANDARD INDUSTRIAL CLASSIFICATION: SERVICE INDUSTRIES FOR THE PRINTING TRADE [2790]
IRS NUMBER: 205997364
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 WEST CHICAGO
STREET 2: SUITE 750
CITY: CHICAGO
STATE: IL
ZIP: 60610
BUSINESS PHONE: 312-642-3700
MAIL ADDRESS:
STREET 1: 600 WEST CHICAGO
STREET 2: SUITE 750
CITY: CHICAGO
STATE: IL
ZIP: 60610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sagard Capital Partners GP, Inc.
CENTRAL INDEX KEY: 0001423388
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52170
FILM NUMBER: 161873912
BUSINESS ADDRESS:
STREET 1: 325 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203 629-6700
MAIL ADDRESS:
STREET 1: 325 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sagard Capital Partners Management Corp
CENTRAL INDEX KEY: 0001423386
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52170
FILM NUMBER: 161873913
BUSINESS ADDRESS:
STREET 1: 325 GREENWICH AVENUE
STREET 2: 2ND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203 629-6700
MAIL ADDRESS:
STREET 1: 325 GREENWICH AVENUE
STREET 2: 2ND FLOOR
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: Sagard Capital Partners Management CORP
DATE OF NAME CHANGE: 20080110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sagard Capital Partners, L.P.
CENTRAL INDEX KEY: 0001423385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52170
FILM NUMBER: 161873914
BUSINESS ADDRESS:
STREET 1: 325 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203 629-6700
MAIL ADDRESS:
STREET 1: 325 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2016-08-31
2016-09-02
0
0001350381
INNERWORKINGS INC
inwk
0001423385
Sagard Capital Partners, L.P.
325 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
0001423386
Sagard Capital Partners Management Corp
325 GREENWICH AVENUE
2ND FLOOR
GREENWICH
CT
06830
0
0
1
0
0001423388
Sagard Capital Partners GP, Inc.
325 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
COMMON STOCK
2016-08-31
4
S
0
55812
8.849
D
7042456
I
SEE FOOTNOTE
COMMON STOCK
2016-09-01
4
S
0
11738
8.8922
D
7030718
I
SEE FOOTNOTE
COMMON STOCK
2016-09-01
4
S
0
309251
8.8
D
6721467
I
SEE FOOTNOTE
Consists of shares of common stock, par value, $0.0001 per share, of INWK ("Shares").
Sagard is the direct beneficial owner of the Shares reported herein. GP and Sagard Management are indirect beneficial owners of such Shares. Each of the Reporting Persons disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities reported herein except to the extent of its pecuniary interest therein.
Based on information from a broker, the original Form 4 erroneously stated that on August 31, 2016, the Reporting Persons sold 54,601 Shares at a price of $8.8479. This amendment is being filed to report that instead, on August 31, 2016, the Reporting Persons sold 55,812 Shares at a price of $8.8490. The sale transactions made on September 1, 2016 were reported correctly in the original Form 4 and are included in this amendment solely for purposes of updating the amount of securities beneficially owned by the Reporting Person following each such transaction.
This Form 4 is being filed by Sagard Capital Partners, L.P., a Delaware limited partnership ("Sagard"), Sagard Capital Partners GP, Inc., a Delaware corporation ("GP"), and Sagard Capital Partners Management Corp., a Delaware corporation ("Sagard Management," and together with Sagard and GP, the "Reporting Persons"). As a result of direct and indirect securities holdings, Power Corporation of Canada and The Desmarais Family Residuary Trust (the "Trust"), which was formed under the Last Will and Testament of Paul G. Desmarais, may be deemed (i) to control the Reporting Persons, although the filing of this Form 4 shall not be construed as an admission that any such control relationship actually exists, and (ii) to beneficially own the securities reported herein. Each of Power Corporation of Canada and the Trust and the trustees of the Trust disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any.
/s/ Charles J. Downey III, Attorney-in-Fact for Sagard Capital Partners, L.P.
2016-09-07
/s/ Charles J. Downey III, Attorney-in-Fact for Sagard Capital Partners GP, Inc.
2016-09-07
/s/ Charles J. Downey III, Attorney-in-Fact for Sagard Capital Partners Management Corp.
2016-09-07