X0206 3 2023-03-14 0 0001350102 Ascent Solar Technologies, Inc. ASTI 0001943318 Lucro Investments VCC - ESG Opportunities Fund 12300 GRANT STREET THORNTON CO 80241 0 0 1 0 Common Stock 3679255 D Warrants 6.00 Common Stock 1415095 D Consists of 1,415,095 warrants ("Warrants") to acquire shares of Common Stock ("Common Stock") of Ascent Solar Technologies, Inc. on a one-for-one basis held by Lucro Investments VCC - ESG Opportunities Fund ("Lucro"). The Warrants were immediately exercisable upon their acquisition on August 19, 2022 and expire on August 19, 2027; provided however, that Lucro may not exercise the Warrants to the extent that, after giving effect to such exercise, Lucro would beneficially own in excess of 9.99% of the shares of Common Stock outstanding, or, at Lucro's election on not less than 61 days' notice, 19.99% of the shares of Common Stock outstanding. /s/ Chee Wee YAP, Investment Committee Member /s/ Su Peng GOH, Investment Committee Member /s/ Madison LIN, Investment Committee Member 2023-03-23