-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rd+L25jlvITVEvC8lQpO5JjY4E+2ytNYVb+oXTESXoYkEZhuTy3QREXeRrgkW7Y4 ++Ajge/1V4swYxBmWyapdg== 0001179110-06-015069.txt : 20060712 0001179110-06-015069.hdr.sgml : 20060712 20060712175126 ACCESSION NUMBER: 0001179110-06-015069 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060710 FILED AS OF DATE: 20060712 DATE AS OF CHANGE: 20060712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foster Matthew CENTRAL INDEX KEY: 0001368034 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 06959244 BUSINESS ADDRESS: BUSINESS PHONE: 3034201141 MAIL ADDRESS: STREET 1: C/O ASCENT SOLAR TECHNOLOGIES, INC. STREET 2: 8120 SHAFFER PARKWAY CITY: LITTLETON STATE: CO ZIP: 80127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8120 SHAFFER PARKWAY CITY: LITTLETON STATE: CO ZIP: 80127 BUSINESS PHONE: 303 420 1141 MAIL ADDRESS: STREET 1: 8120 SHAFFER PARKWAY CITY: LITTLETON STATE: CO ZIP: 80127 3 1 edgar.xml FORM 3 - X0202 3 2006-07-10 0 0001350102 Ascent Solar Technologies, Inc. ASTI 0001368034 Foster Matthew C/O ASCENT SOLAR TECHNOLOGIES, INC. 8120 SHAFFER PARKWAY LITTLETON CO 80127 0 1 0 0 President and CEO Common Stock 72000 D Common Stock Option 0.10 2006-12-31 2015-11-18 Common Stock 30000 D Common Stock Option 4.25 2006-03-31 2016-02-27 Common Stock 100000 D Options to purchase 10,000 shares vest on each of December 31, 2006, 2007 and 2008. Options to purchase 14,286 shares vest on March 31, 2006, September 30, 2006, March 31, 2007, September 30, 2007, March 31, 2008, and September 30, 2008. Options to purchase 14,284 shares vest on March 31, 2009. David C. Wang, as attorney-in-fact for Matthew B. Foster 2006-07-12 EX-24.1 2 fosterpoa.txt LIMITED POWER OF ATTORNEY LIMITED POWER OF ATTORNEY FOR SECTION 16(a) REPORTING The undersigned hereby makes, constitutes and appoints Mark A. von Bergen and David C. Wang, and each of them, as the undersigned's true and lawful attorney-in-fact (the "Attorney-in Fact"), with full power of substitution and resubstitution, each with the power to act alone for the undersigned and in the undersigned's name, place and stead, in any and all capacities to: (i) prepare, execute, deliver and file with the United States Securities and Exchange Commission and any national securities exchange or trading system any and all reports (including any amendment thereto) of the undersigned required or considered advisable under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, with respect to the equity securities of Ascent Solar Technologies, Inc. (the "Company"), including Form 3 (Initial Statement of Beneficial Ownership of Securities), Form 4 (Statement of Changes in Beneficial Ownership), and Form 5 (Annual Statement of Changes in Beneficial Ownership); and (ii) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's equity securities from any third party, including the Company, brokers, dealers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such third party to release any such information to the Attorney-in-Fact. The undersigned acknowledges that: (i) this Limited Power of Attorney authorizes, but does not require, the Attorney-in-Fact to act at his or her discretion on information provided to such Attorney-in-Fact without independent verification of such information; (ii) any documents prepared and/or executed by the Attorney-in-Fact on behalf of the undersigned pursuant to this Limited Power of Attorney will be in such form and will contain such information as the Attorney-in-Fact, in his or her discretion, deems necessary or desirable; (iii) neither the Company nor the Attorney-in-Fact assumes any liability for the undersigned's responsibility to comply with the requirements of Section 16 of the Exchange Act, any liability of the undersigned for any failure to comply with such requirements, or any liability of the undersigned for disgorgement of profits under Section 16(b) of the Exchange Act; and (iv) this Limited Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under Section 16 of the Exchange Act, including, without, limitation, the reporting requirements under Section 16(a) of the Exchange Act. The undersigned hereby grants to the Attorney-in-Fact full power and authority to do and perform each and every act and thing requisite, necessary or convenient to be done in connection with the foregoing, as fully, to all intents and purposes, as the undersigned might or could do in person, hereby ratifying and confirming all that the Attorney-in-Fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by authority of this Limited Power of Attorney. This Limited Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 or 5 with respect to the undersigned's holdings of and transactions in equity securities of the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Attorney-in-Fact. This Limited Power of Attorney shall be governed and construed in accordance the laws of the State of Oregon without regard to the laws that might otherwise govern under applicable principles of conflicts of laws thereof. IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to be executed as of June 27, 2006. Signature: /s/ Matthew B. Foster -----END PRIVACY-ENHANCED MESSAGE-----