0001079973-24-000102.txt : 20240119 0001079973-24-000102.hdr.sgml : 20240119 20240119200037 ACCESSION NUMBER: 0001079973-24-000102 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240117 FILED AS OF DATE: 20240119 DATE AS OF CHANGE: 20240119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gulati Bobby CENTRAL INDEX KEY: 0001976291 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32919 FILM NUMBER: 24546865 MAIL ADDRESS: STREET 1: C/O ASCENT SOLAR TECHNOLOGIES, INC. STREET 2: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc. CENTRAL INDEX KEY: 0001350102 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 203672603 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 BUSINESS PHONE: (720) 872-5000 MAIL ADDRESS: STREET 1: 12300 GRANT STREET CITY: THORNTON STATE: CO ZIP: 80241 4 1 ownership.xml X0508 4 2024-01-17 0 0001350102 Ascent Solar Technologies, Inc. ASTI 0001976291 Gulati Bobby C/O ASCENT SOLAR TECHNOLOGIES, INC. 12300 GRANT STREET THORNTON CO 80241 0 1 0 0 Chief Operating Officer 0 Common Stock 2024-01-17 4 A 0 42500 0.00 A 42500 D 42,500 of the shares reported are restricted stock units ("RSUs") granted 1/17/2024. Each RSU represents a contingent right to receive one share of ASTI common stock. One third of the RSU's will vest on each of 3/31/2024, 1/1/2025 and 1/1/2026. Any outstanding and unvested RSU's will accelerate and fully vest upon the earlier of (i) a change of control or (ii) the termination of Mr. Gulati's employment for any reason other than (x) by the Company for cause or (y) by Mr. Gulati without good reason. /s/ Bobby Gulati 2024-01-19