0001079973-21-000137.txt : 20210302
0001079973-21-000137.hdr.sgml : 20210302
20210302173732
ACCESSION NUMBER: 0001079973-21-000137
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201218
FILED AS OF DATE: 20210302
DATE AS OF CHANGE: 20210302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BD1 Investment Holding, LLC
CENTRAL INDEX KEY: 0001837216
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 21705490
BUSINESS ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
BUSINESS PHONE: (310) 266-3528
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kuhn Ute
CENTRAL INDEX KEY: 0001847825
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 21705488
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kuhn Johannes
CENTRAL INDEX KEY: 0001837227
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32919
FILM NUMBER: 21705489
MAIL ADDRESS:
STREET 1: 1675 SOUTH STATE STREET, SUITE B
CITY: DOVER
STATE: DE
ZIP: 19901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ascent Solar Technologies, Inc.
CENTRAL INDEX KEY: 0001350102
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 203672603
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
BUSINESS PHONE: (720) 872-5233
MAIL ADDRESS:
STREET 1: 12300 GRANT STREET
CITY: THORNTON
STATE: CO
ZIP: 80241
3/A
1
ownership.xml
X0206
3/A
2020-12-18
2020-12-18
0
0001350102
Ascent Solar Technologies, Inc.
ASTI
0001837216
BD1 Investment Holding, LLC
1675 SOUTH STATE STREET, SUITE B
DOVER
DE
19901
0
0
1
0
0001837227
Kuhn Johannes
70-72 MUEHLENWEG
L-2155 LUXEMBOURG
0
0
1
0
0001847825
Kuhn Ute
70-72 MUEHLENWEG
L-2155 LUXEMBOURG
0
0
1
0
Unsecured convertible promissory notes
0.0001
2020-12-18
Common Stock
105000000000
D
BD 1 Investment Holding, LLC ("BD1") owns two unsecured convertible promissory notes with principal amounts of $10,340,000 and $160,000 ("Exchange Notes"), convertible at any time into 105,000,000,000 shares of Issuer's common stock at a fixed conversion price of $0.0001 per share. This joint filing on Form 3 includes Mr. Johannes Kuhn and Mrs. Ute Kuhn who are the 100% indirect owners of BD1.
The maturity date of the Exchange Notes is December 18, 2025.
This Form 3 amendment is being filed to correct the original Form 3 filed on December 28, 2020. The original Form 3 inadvertently omitted an additional Reporting Person, Ute Kahn, the spouse of the Johannes Kuhn, who is an indirect beneficial owner of BD1.
/s/ Todd Steadman, Manager of BD1 Investment Holding, LLC and attorney-in-fact for Johannes Kuhn and Ute Kuhn
2021-03-02