0001144204-13-066010.txt : 20131206
0001144204-13-066010.hdr.sgml : 20131206
20131206115906
ACCESSION NUMBER: 0001144204-13-066010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131204
FILED AS OF DATE: 20131206
DATE AS OF CHANGE: 20131206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: T3 Motion, Inc.
CENTRAL INDEX KEY: 0001434589
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 204987549
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2990 AIRWAY AVENUE, SUITE A
CITY: COSTA MESA
STATE: CA
ZIP: 92626
BUSINESS PHONE: 714-619-3600
MAIL ADDRESS:
STREET 1: 2990 AIRWAY AVENUE, SUITE A
CITY: COSTA MESA
STATE: CA
ZIP: 92626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMSON ROBERT
CENTRAL INDEX KEY: 0001431238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35133
FILM NUMBER: 131262005
MAIL ADDRESS:
STREET 1: C/O VISION CAPITAL ADVISORS, LLC
STREET 2: 20 WEST 55TH STREET, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VCAF GP, LLC
CENTRAL INDEX KEY: 0001446143
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35133
FILM NUMBER: 131262006
BUSINESS ADDRESS:
STREET 1: C/O VISION CAPITAL ADVISORS
STREET 2: 20 WEST 55TH STREET, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-849-8225
MAIL ADDRESS:
STREET 1: C/O VISION CAPITAL ADVISORS
STREET 2: 20 WEST 55TH STREET, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vision Capital Advantage Fund, L.P.
CENTRAL INDEX KEY: 0001446144
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35133
FILM NUMBER: 131262007
BUSINESS ADDRESS:
STREET 1: C/O VISION CAPITAL ADVISORS
STREET 2: 20 WEST 55TH STREET, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-849-8225
MAIL ADDRESS:
STREET 1: C/O VISION CAPITAL ADVISORS
STREET 2: 20 WEST 55TH STREET, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BENOWITZ ADAM
CENTRAL INDEX KEY: 0001411963
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35133
FILM NUMBER: 131262009
MAIL ADDRESS:
STREET 1: C/O VISION CAPITAL ADVISORS, LLC
STREET 2: 20 WEST 55TH STREET, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VISION CAPITAL ADVISORS, LLC
CENTRAL INDEX KEY: 0001411962
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35133
FILM NUMBER: 131262010
BUSINESS ADDRESS:
STREET 1: 20 WEST 55TH STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-849-8242
MAIL ADDRESS:
STREET 1: 20 WEST 55TH STREET
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vision Opportunity Master Fund, Ltd.
CENTRAL INDEX KEY: 0001349985
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35133
FILM NUMBER: 131262008
BUSINESS ADDRESS:
STREET 1: C/O OGIER FIDUCIARY SERVICES (CAY) LTD.
STREET 2: 88 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY1-9007
BUSINESS PHONE: (345) 949-9876
MAIL ADDRESS:
STREET 1: C/O OGIER FIDUCIARY SERVICES (CAY) LTD.
STREET 2: 88 NEXUS WAY
CITY: CAMANA BAY, GRAND CAYMAN
STATE: E9
ZIP: KY1-9007
FORMER NAME:
FORMER CONFORMED NAME: VISION OPPORTUNITY MASTER FUND, LTD.
DATE OF NAME CHANGE: 20070830
FORMER NAME:
FORMER CONFORMED NAME: Vision Opportunity Master Fund Ltd
DATE OF NAME CHANGE: 20060117
4
1
v362407_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-12-04
0
0001434589
T3 Motion, Inc.
TTTM
0001411962
VISION CAPITAL ADVISORS, LLC
20 WEST 55TH STREET
5TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001411963
BENOWITZ ADAM
C/O VISION CAPITAL ADVISORS, LLC
20 WEST 55TH STREET, 5TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001349985
Vision Opportunity Master Fund, Ltd.
C/O OGIER FIDUCIARY SERVICES (CAY) LTD.
88 NEXUS WAY
CAMANA BAY, GRAND CAYMAN
E9
KY1-9007
CAYMAN ISLANDS
0
0
1
0
0001446144
Vision Capital Advantage Fund, L.P.
C/O VISION CAPITAL ADVISORS
20 WEST 55TH STREET, 5TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001446143
VCAF GP, LLC
C/O VISION CAPITAL ADVISORS
20 WEST 55TH STREET, 5TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001431238
THOMSON ROBERT
C/O VISION CAPITAL ADVISORS, LLC
20 WEST 55TH STREET, 5TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock, par value $0.001
2013-12-04
4
S
0
189706
0.0808
D
1075332
I
By Vision Opportunity Master Fund, Ltd.
Common Stock, par value $0.001
2013-12-04
4
S
0
30294
0.0808
D
174425
I
By Vision Capital Advantage Fund, L.P.
Vision Capital Advisors, LLC (the "Investment Manager") serves as investment manager to Vision Opportunity Master Fund, Ltd. ("VOMF"), the direct owner of the subject securities. Adam Benowitz is the Managing Member of the Investment Manager and a Director of VOMF. Robert Thomson currently serves as VOMF's and VCAF's (as defined below) representative on the Issuer's board of directors; the VOMF and VCAF may be deemed a director by virtue of their right to appoint a director. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act"), or for any other purpose.
VCAF GP, LLC (the "General Partner") serves as general partner of Vision Capital Advantage Fund, L.P. ("VCAF"), the direct owner of the subject securities. Adam Benowitz is the Managing Member of the General Partner. The Investment Manager also serves as investment manager to VCAF. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act or for any other purpose.
/s/ Adam Benowitz
2013-12-06