0001144204-13-066010.txt : 20131206 0001144204-13-066010.hdr.sgml : 20131206 20131206115906 ACCESSION NUMBER: 0001144204-13-066010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131204 FILED AS OF DATE: 20131206 DATE AS OF CHANGE: 20131206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: T3 Motion, Inc. CENTRAL INDEX KEY: 0001434589 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 204987549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2990 AIRWAY AVENUE, SUITE A CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 714-619-3600 MAIL ADDRESS: STREET 1: 2990 AIRWAY AVENUE, SUITE A CITY: COSTA MESA STATE: CA ZIP: 92626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMSON ROBERT CENTRAL INDEX KEY: 0001431238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35133 FILM NUMBER: 131262005 MAIL ADDRESS: STREET 1: C/O VISION CAPITAL ADVISORS, LLC STREET 2: 20 WEST 55TH STREET, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VCAF GP, LLC CENTRAL INDEX KEY: 0001446143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35133 FILM NUMBER: 131262006 BUSINESS ADDRESS: STREET 1: C/O VISION CAPITAL ADVISORS STREET 2: 20 WEST 55TH STREET, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-849-8225 MAIL ADDRESS: STREET 1: C/O VISION CAPITAL ADVISORS STREET 2: 20 WEST 55TH STREET, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vision Capital Advantage Fund, L.P. CENTRAL INDEX KEY: 0001446144 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35133 FILM NUMBER: 131262007 BUSINESS ADDRESS: STREET 1: C/O VISION CAPITAL ADVISORS STREET 2: 20 WEST 55TH STREET, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-849-8225 MAIL ADDRESS: STREET 1: C/O VISION CAPITAL ADVISORS STREET 2: 20 WEST 55TH STREET, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BENOWITZ ADAM CENTRAL INDEX KEY: 0001411963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35133 FILM NUMBER: 131262009 MAIL ADDRESS: STREET 1: C/O VISION CAPITAL ADVISORS, LLC STREET 2: 20 WEST 55TH STREET, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VISION CAPITAL ADVISORS, LLC CENTRAL INDEX KEY: 0001411962 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35133 FILM NUMBER: 131262010 BUSINESS ADDRESS: STREET 1: 20 WEST 55TH STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-849-8242 MAIL ADDRESS: STREET 1: 20 WEST 55TH STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vision Opportunity Master Fund, Ltd. CENTRAL INDEX KEY: 0001349985 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35133 FILM NUMBER: 131262008 BUSINESS ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES (CAY) LTD. STREET 2: 88 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-9007 BUSINESS PHONE: (345) 949-9876 MAIL ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES (CAY) LTD. STREET 2: 88 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-9007 FORMER NAME: FORMER CONFORMED NAME: VISION OPPORTUNITY MASTER FUND, LTD. DATE OF NAME CHANGE: 20070830 FORMER NAME: FORMER CONFORMED NAME: Vision Opportunity Master Fund Ltd DATE OF NAME CHANGE: 20060117 4 1 v362407_4.xml OWNERSHIP DOCUMENT X0306 4 2013-12-04 0 0001434589 T3 Motion, Inc. TTTM 0001411962 VISION CAPITAL ADVISORS, LLC 20 WEST 55TH STREET 5TH FLOOR NEW YORK NY 10019 0 0 1 0 0001411963 BENOWITZ ADAM C/O VISION CAPITAL ADVISORS, LLC 20 WEST 55TH STREET, 5TH FLOOR NEW YORK NY 10019 0 0 1 0 0001349985 Vision Opportunity Master Fund, Ltd. C/O OGIER FIDUCIARY SERVICES (CAY) LTD. 88 NEXUS WAY CAMANA BAY, GRAND CAYMAN E9 KY1-9007 CAYMAN ISLANDS 0 0 1 0 0001446144 Vision Capital Advantage Fund, L.P. C/O VISION CAPITAL ADVISORS 20 WEST 55TH STREET, 5TH FLOOR NEW YORK NY 10019 0 0 1 0 0001446143 VCAF GP, LLC C/O VISION CAPITAL ADVISORS 20 WEST 55TH STREET, 5TH FLOOR NEW YORK NY 10019 0 0 1 0 0001431238 THOMSON ROBERT C/O VISION CAPITAL ADVISORS, LLC 20 WEST 55TH STREET, 5TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock, par value $0.001 2013-12-04 4 S 0 189706 0.0808 D 1075332 I By Vision Opportunity Master Fund, Ltd. Common Stock, par value $0.001 2013-12-04 4 S 0 30294 0.0808 D 174425 I By Vision Capital Advantage Fund, L.P. Vision Capital Advisors, LLC (the "Investment Manager") serves as investment manager to Vision Opportunity Master Fund, Ltd. ("VOMF"), the direct owner of the subject securities. Adam Benowitz is the Managing Member of the Investment Manager and a Director of VOMF. Robert Thomson currently serves as VOMF's and VCAF's (as defined below) representative on the Issuer's board of directors; the VOMF and VCAF may be deemed a director by virtue of their right to appoint a director. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act"), or for any other purpose. VCAF GP, LLC (the "General Partner") serves as general partner of Vision Capital Advantage Fund, L.P. ("VCAF"), the direct owner of the subject securities. Adam Benowitz is the Managing Member of the General Partner. The Investment Manager also serves as investment manager to VCAF. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act or for any other purpose. /s/ Adam Benowitz 2013-12-06