0001181431-14-028626.txt : 20140807
0001181431-14-028626.hdr.sgml : 20140807
20140807210117
ACCESSION NUMBER: 0001181431-14-028626
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140805
FILED AS OF DATE: 20140807
DATE AS OF CHANGE: 20140807
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GigOptix, Inc.
CENTRAL INDEX KEY: 0001432150
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 262439072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 522-3100
MAIL ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schneider Frank
CENTRAL INDEX KEY: 0001349657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35520
FILM NUMBER: 141025430
MAIL ADDRESS:
STREET 1: C/O MKS INSTRUMENTS, INC.
STREET 2: 90 INDUSTRIAL WAY
CITY: WILMINGTON
STATE: MA
ZIP: 01887
4
1
rrd414251.xml
SCHNEIDER SALES FORM 4
X0306
4
2014-08-05
0
0001432150
GigOptix, Inc.
GIG
0001349657
Schneider Frank
C/O GIGOPTIX, INC.
130 BAYTECH DRIVE, SAN JOSE, CA
SAN JOSE
CA
95134
1
0
0
0
Common Stock
2014-08-05
4
S
0
22215
1.3251
D
24327
I
By the Schneider Family Trust
Common Stock
2014-08-06
4
S
0
11785
1.3079
D
12542
I
By the Schneider Family Trust
Common Stock
61106
D
This transaction was executed in multiple trades at prices ranging from $1.32 to $1.3350. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
This transaction was executed in multiple trades at prices ranging from $1.30 to $1.32. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
/s/ Frank W. Schneider
2014-08-07