0001213900-19-017841.txt : 20190912 0001213900-19-017841.hdr.sgml : 20190912 20190912135909 ACCESSION NUMBER: 0001213900-19-017841 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190911 FILED AS OF DATE: 20190912 DATE AS OF CHANGE: 20190912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oberbeck Christian L CENTRAL INDEX KEY: 0001349483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00732 FILM NUMBER: 191090119 MAIL ADDRESS: STREET 1: C/O KOPPERS INC STREET 2: 436 SEVENTH AVENUE, SUITE 1550 CITY: PITTSBURG STATE: PA ZIP: 15219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SARATOGA INVESTMENT CORP. CENTRAL INDEX KEY: 0001377936 IRS NUMBER: 204876925 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 750-3343 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: GSC INVESTMENT CORP. DATE OF NAME CHANGE: 20070321 FORMER COMPANY: FORMER CONFORMED NAME: GSC Investment LLC DATE OF NAME CHANGE: 20061011 4 1 ownership.xml X0306 4 2019-09-11 0 0001377936 SARATOGA INVESTMENT CORP. SAR 0001349483 Oberbeck Christian L C/O SARATOGA INVESTMENT CORP. 535 MADISON AVENUE NEW YORK NY 10022 1 1 1 0 CEO and Director Common Stock 2019-09-11 4 J 0 1312 0 D 733248 D Common Stock 217774 I CLO Partners LLC On September 11, 2019, Saratoga Investment Advisors, LLC, which Mr. Oberbeck controls, transferred 1,312 shares of common stock as compensation. /s/ Christian L. Oberbeck 2019-09-12