0001104659-20-041767.txt : 20200401
0001104659-20-041767.hdr.sgml : 20200401
20200401135726
ACCESSION NUMBER: 0001104659-20-041767
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200330
FILED AS OF DATE: 20200401
DATE AS OF CHANGE: 20200401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELEMENT PARTNERS II LP
CENTRAL INDEX KEY: 0001435350
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20764739
BUSINESS ADDRESS:
STREET 1: C/O ELEMENT VENTURE PARTNERS LLC
STREET 2: THREE RADNOR CORPORATE CENTER, SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-964-8004
MAIL ADDRESS:
STREET 1: C/O ELEMENT VENTURE PARTNERS LLC
STREET 2: THREE RADNOR CORPORATE CENTER, SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELEMENT PARTNERS II INTRAFUND LP
CENTRAL INDEX KEY: 0001442909
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20764740
BUSINESS ADDRESS:
STREET 1: C/O ELEMENT VENTURE PARTNERS LLC
STREET 2: 100 MATSONFORD ROAD, SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-964-8004
MAIL ADDRESS:
STREET 1: C/O ELEMENT VENTURE PARTNERS LLC
STREET 2: 100 MATSONFORD ROAD, SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Element Partners II-A, L.P.
CENTRAL INDEX KEY: 0001544659
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20764741
BUSINESS ADDRESS:
STREET 1: THREE RADNOR CORPORATE CENTER, SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-964-8004
MAIL ADDRESS:
STREET 1: THREE RADNOR CORPORATE CENTER, SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Element Partners II-A G.P., L.P.
CENTRAL INDEX KEY: 0001686263
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20764742
BUSINESS ADDRESS:
STREET 1: THREE RADNOR CORP. CTR., SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-964-8004
MAIL ADDRESS:
STREET 1: THREE RADNOR CORP. CTR., SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Element II-A G.P., LLC
CENTRAL INDEX KEY: 0001686264
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20764743
BUSINESS ADDRESS:
STREET 1: THREE RADNOR CORP. CTR., SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-964-8004
MAIL ADDRESS:
STREET 1: THREE RADNOR CORP. CTR., SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DFJ ELEMENT L P
CENTRAL INDEX KEY: 0001349447
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20764744
BUSINESS ADDRESS:
STREET 1: 3 RADNOR CORPORATE CENTER
STREET 2: SUITE 304
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-964-0776
MAIL ADDRESS:
STREET 1: 3 RADNOR CORPORATE CENTER
STREET 2: SUITE 304
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DFJ ELEMENT INTRAFUND L P
CENTRAL INDEX KEY: 0001349686
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20764745
BUSINESS ADDRESS:
STREET 1: 3 RADNOR CORPORATE CENTER
STREET 2: SUITE 304
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-964-0776
MAIL ADDRESS:
STREET 1: 3 RADNOR CORPORATE CENTER
STREET 2: SUITE 304
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Element Partners II G.P., L.P.
CENTRAL INDEX KEY: 0001678851
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20764746
BUSINESS ADDRESS:
STREET 1: THREE RADNOR CORP. CTR., SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-964-8004
MAIL ADDRESS:
STREET 1: THREE RADNOR CORP. CTR., SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Element II G.P., LLC
CENTRAL INDEX KEY: 0001678834
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20764747
BUSINESS ADDRESS:
STREET 1: THREE RADNOR CORP. CTR., SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-964-8004
MAIL ADDRESS:
STREET 1: THREE RADNOR CORP. CTR., SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DFJ Element Partners, LLC
CENTRAL INDEX KEY: 0001686494
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37903
FILM NUMBER: 20764748
BUSINESS ADDRESS:
STREET 1: THREE RADNOR CORP. CTR., SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-964-8004
MAIL ADDRESS:
STREET 1: THREE RADNOR CORP. CTR., SUITE 410
CITY: RADNOR
STATE: PA
ZIP: 19087
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AquaVenture Holdings Ltd
CENTRAL INDEX KEY: 0001422841
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1
STREET 2: P.O. BOX 3140, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 813-855-8636
MAIL ADDRESS:
STREET 1: 14400 CARLSON CIRCLE
CITY: TAMPA
STATE: FL
ZIP: 33626
FORMER COMPANY:
FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC
DATE OF NAME CHANGE: 20080104
4
1
a4.xml
4
X0306
4
2020-03-30
1
0001422841
AquaVenture Holdings Ltd
WAAS
0001435350
ELEMENT PARTNERS II LP
565 E SWEDESFORD ROAD
WAYNE
PA
19087
0
0
1
0
0001442909
ELEMENT PARTNERS II INTRAFUND LP
565 E SWEDESFORD ROAD
WAYNE
PA
19087
0
0
1
0
0001544659
Element Partners II-A, L.P.
565 E SWEDESFORD ROAD
WAYNE
PA
19087
0
0
1
0
0001686263
Element Partners II-A G.P., L.P.
565 E SWEDESFORD ROAD
WAYNE
PA
19087
0
0
1
0
0001686264
Element II-A G.P., LLC
565 E SWEDESFORD ROAD
WAYNE
PA
19087
0
0
1
0
0001349447
DFJ ELEMENT L P
565 E SWEDESFORD ROAD
WAYNE
PA
19087
0
0
1
0
0001349686
DFJ ELEMENT INTRAFUND L P
565 E SWEDESFORD ROAD
WAYNE
PA
19087
0
0
1
0
0001678851
Element Partners II G.P., L.P.
565 E SWEDESFORD ROAD
WAYNE
PA
19087
0
0
1
0
0001678834
Element II G.P., LLC
565 E SWEDESFORD ROAD
WAYNE
PA
19087
0
0
1
0
0001686494
DFJ Element Partners, LLC
565 E SWEDESFORD ROAD
WAYNE
PA
19087
0
0
1
0
Ordinary Shares
2020-03-30
4
D
0
9568818
27.10
D
0
I
See footnote
Pursuant to an Agreement and Plan of Merger, dated as of December 23, 2019, among Culligan International Company, a Delaware corporation ("Parent"), Amberjack Merger Sub Limited, a business company incorporated under the laws of the British Virgin Islands and a subsidiary of Parent ("Merger Sub"), and the Issuer, Merger Sub merged with and into the Issuer on March 30, 2020, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each ordinary share outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $27.10 in cash, without interest.
Consists of 6,696,669 ordinary shares held by Element Partners II L.P., 101,975 ordinary shares held by Element Partners II Intrafund, L.P., 133,973 ordinary shares held by Element Partners II A, L.P., 2,566,686 ordinary shares held by DFJ Element, L.P. and 69,515 ordinary shares held by DFJ Element Intrafund L.P. (such entities together, the "Element Entities").
The general partner of Element Partners II, L.P. and Element Partners II Intrafund, L.P. is Element Partners II G.P., L.P. The general partners of Element Partners II G.P., L.P. are Element II G.P., LLC and Element Venture Partners, LP. The general partner of DFJ Element, L.P. and DFJ Element Intrafund, L.P. is DFJ Element Partners, LLC. The general partner of DFJ Element Partners, LLC is Element Venture Partners LP. The general partner of Element Partners II-A, L.P. is Element Partners II-A, GP LP. The general partners of Element Partners II-A, GP LP are Element II-A GP, LLC and Element Venture Partners, LP. Element Partners II G.P., L.P., Element Partners II-A, G.P., L.P., Element Partners II-A, GP, LLC, Element II G.P., LLC, DFJ Element Partners, LLC and Element Venture Partners LP disclaim beneficial ownership over the shares held by the Element Entities, except to the extent of any pecuniary interest therein, if any.
Form 1 of 2
/s/ David Lincoln, member of Element II G.P., LLC, general partner of Element Partners II G.P., L.P., general partner of Element Partners II L.P.
2020-04-01
/s/ David Lincoln, member of Element II G.P., LLC, general partner of Element Partners II G.P., L.P., general partner of Element Partners II Intrafund, L.P.
2020-04-01
/s/ David Lincoln, member of Element II-A GP, LLC, general partner of Element Partners II-A, GP, LP, general partner of Element Partners II-A, L.P.
2020-04-01
/s/ David Lincoln, member of Element II-A GP, LLC, general partner of Element Partners II-A, GP LP
2020-04-01
/s/ David Lincoln, member of Element II-A GP, LLC
2020-04-01
/s/ David Lincoln, member of DFJ Element Partners, LLC, general partner of DFJ Element, L.P.
2020-04-01
/s/ David Lincoln, member of DFJ Element Partners, LLC, general partner of DFJ Element Intrafund L.P.
2020-04-01
/s/ David Lincoln, member of Element II G.P., LLC, general partner of Element Partners II G.P., L.P.
2020-04-01
/s/ David Lincoln, member of Element II G.P., LLC
2020-04-01
/s/ David Lincoln, member of DFJ Element Partners, LLC
2020-04-01