0001104659-20-041767.txt : 20200401 0001104659-20-041767.hdr.sgml : 20200401 20200401135726 ACCESSION NUMBER: 0001104659-20-041767 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200330 FILED AS OF DATE: 20200401 DATE AS OF CHANGE: 20200401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELEMENT PARTNERS II LP CENTRAL INDEX KEY: 0001435350 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20764739 BUSINESS ADDRESS: STREET 1: C/O ELEMENT VENTURE PARTNERS LLC STREET 2: THREE RADNOR CORPORATE CENTER, SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-964-8004 MAIL ADDRESS: STREET 1: C/O ELEMENT VENTURE PARTNERS LLC STREET 2: THREE RADNOR CORPORATE CENTER, SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELEMENT PARTNERS II INTRAFUND LP CENTRAL INDEX KEY: 0001442909 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20764740 BUSINESS ADDRESS: STREET 1: C/O ELEMENT VENTURE PARTNERS LLC STREET 2: 100 MATSONFORD ROAD, SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-964-8004 MAIL ADDRESS: STREET 1: C/O ELEMENT VENTURE PARTNERS LLC STREET 2: 100 MATSONFORD ROAD, SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Element Partners II-A, L.P. CENTRAL INDEX KEY: 0001544659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20764741 BUSINESS ADDRESS: STREET 1: THREE RADNOR CORPORATE CENTER, SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-964-8004 MAIL ADDRESS: STREET 1: THREE RADNOR CORPORATE CENTER, SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Element Partners II-A G.P., L.P. CENTRAL INDEX KEY: 0001686263 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20764742 BUSINESS ADDRESS: STREET 1: THREE RADNOR CORP. CTR., SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-964-8004 MAIL ADDRESS: STREET 1: THREE RADNOR CORP. CTR., SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Element II-A G.P., LLC CENTRAL INDEX KEY: 0001686264 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20764743 BUSINESS ADDRESS: STREET 1: THREE RADNOR CORP. CTR., SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-964-8004 MAIL ADDRESS: STREET 1: THREE RADNOR CORP. CTR., SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DFJ ELEMENT L P CENTRAL INDEX KEY: 0001349447 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20764744 BUSINESS ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 304 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-964-0776 MAIL ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 304 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DFJ ELEMENT INTRAFUND L P CENTRAL INDEX KEY: 0001349686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20764745 BUSINESS ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 304 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-964-0776 MAIL ADDRESS: STREET 1: 3 RADNOR CORPORATE CENTER STREET 2: SUITE 304 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Element Partners II G.P., L.P. CENTRAL INDEX KEY: 0001678851 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20764746 BUSINESS ADDRESS: STREET 1: THREE RADNOR CORP. CTR., SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-964-8004 MAIL ADDRESS: STREET 1: THREE RADNOR CORP. CTR., SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Element II G.P., LLC CENTRAL INDEX KEY: 0001678834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20764747 BUSINESS ADDRESS: STREET 1: THREE RADNOR CORP. CTR., SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-964-8004 MAIL ADDRESS: STREET 1: THREE RADNOR CORP. CTR., SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DFJ Element Partners, LLC CENTRAL INDEX KEY: 0001686494 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37903 FILM NUMBER: 20764748 BUSINESS ADDRESS: STREET 1: THREE RADNOR CORP. CTR., SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-964-8004 MAIL ADDRESS: STREET 1: THREE RADNOR CORP. CTR., SUITE 410 CITY: RADNOR STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AquaVenture Holdings Ltd CENTRAL INDEX KEY: 0001422841 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1 STREET 2: P.O. BOX 3140, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 813-855-8636 MAIL ADDRESS: STREET 1: 14400 CARLSON CIRCLE CITY: TAMPA STATE: FL ZIP: 33626 FORMER COMPANY: FORMER CONFORMED NAME: AQUAVENTURE HOLDINGS LLC DATE OF NAME CHANGE: 20080104 4 1 a4.xml 4 X0306 4 2020-03-30 1 0001422841 AquaVenture Holdings Ltd WAAS 0001435350 ELEMENT PARTNERS II LP 565 E SWEDESFORD ROAD WAYNE PA 19087 0 0 1 0 0001442909 ELEMENT PARTNERS II INTRAFUND LP 565 E SWEDESFORD ROAD WAYNE PA 19087 0 0 1 0 0001544659 Element Partners II-A, L.P. 565 E SWEDESFORD ROAD WAYNE PA 19087 0 0 1 0 0001686263 Element Partners II-A G.P., L.P. 565 E SWEDESFORD ROAD WAYNE PA 19087 0 0 1 0 0001686264 Element II-A G.P., LLC 565 E SWEDESFORD ROAD WAYNE PA 19087 0 0 1 0 0001349447 DFJ ELEMENT L P 565 E SWEDESFORD ROAD WAYNE PA 19087 0 0 1 0 0001349686 DFJ ELEMENT INTRAFUND L P 565 E SWEDESFORD ROAD WAYNE PA 19087 0 0 1 0 0001678851 Element Partners II G.P., L.P. 565 E SWEDESFORD ROAD WAYNE PA 19087 0 0 1 0 0001678834 Element II G.P., LLC 565 E SWEDESFORD ROAD WAYNE PA 19087 0 0 1 0 0001686494 DFJ Element Partners, LLC 565 E SWEDESFORD ROAD WAYNE PA 19087 0 0 1 0 Ordinary Shares 2020-03-30 4 D 0 9568818 27.10 D 0 I See footnote Pursuant to an Agreement and Plan of Merger, dated as of December 23, 2019, among Culligan International Company, a Delaware corporation ("Parent"), Amberjack Merger Sub Limited, a business company incorporated under the laws of the British Virgin Islands and a subsidiary of Parent ("Merger Sub"), and the Issuer, Merger Sub merged with and into the Issuer on March 30, 2020, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). At the effective time of the Merger, each ordinary share outstanding, automatically and without any required action on the part of the Reporting Person, was converted into the right to receive $27.10 in cash, without interest. Consists of 6,696,669 ordinary shares held by Element Partners II L.P., 101,975 ordinary shares held by Element Partners II Intrafund, L.P., 133,973 ordinary shares held by Element Partners II A, L.P., 2,566,686 ordinary shares held by DFJ Element, L.P. and 69,515 ordinary shares held by DFJ Element Intrafund L.P. (such entities together, the "Element Entities"). The general partner of Element Partners II, L.P. and Element Partners II Intrafund, L.P. is Element Partners II G.P., L.P. The general partners of Element Partners II G.P., L.P. are Element II G.P., LLC and Element Venture Partners, LP. The general partner of DFJ Element, L.P. and DFJ Element Intrafund, L.P. is DFJ Element Partners, LLC. The general partner of DFJ Element Partners, LLC is Element Venture Partners LP. The general partner of Element Partners II-A, L.P. is Element Partners II-A, GP LP. The general partners of Element Partners II-A, GP LP are Element II-A GP, LLC and Element Venture Partners, LP. Element Partners II G.P., L.P., Element Partners II-A, G.P., L.P., Element Partners II-A, GP, LLC, Element II G.P., LLC, DFJ Element Partners, LLC and Element Venture Partners LP disclaim beneficial ownership over the shares held by the Element Entities, except to the extent of any pecuniary interest therein, if any. Form 1 of 2 /s/ David Lincoln, member of Element II G.P., LLC, general partner of Element Partners II G.P., L.P., general partner of Element Partners II L.P. 2020-04-01 /s/ David Lincoln, member of Element II G.P., LLC, general partner of Element Partners II G.P., L.P., general partner of Element Partners II Intrafund, L.P. 2020-04-01 /s/ David Lincoln, member of Element II-A GP, LLC, general partner of Element Partners II-A, GP, LP, general partner of Element Partners II-A, L.P. 2020-04-01 /s/ David Lincoln, member of Element II-A GP, LLC, general partner of Element Partners II-A, GP LP 2020-04-01 /s/ David Lincoln, member of Element II-A GP, LLC 2020-04-01 /s/ David Lincoln, member of DFJ Element Partners, LLC, general partner of DFJ Element, L.P. 2020-04-01 /s/ David Lincoln, member of DFJ Element Partners, LLC, general partner of DFJ Element Intrafund L.P. 2020-04-01 /s/ David Lincoln, member of Element II G.P., LLC, general partner of Element Partners II G.P., L.P. 2020-04-01 /s/ David Lincoln, member of Element II G.P., LLC 2020-04-01 /s/ David Lincoln, member of DFJ Element Partners, LLC 2020-04-01