13F-HR 1 klalplindencapital.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Linden Capital L.P. Address: 590 Madison Ave 15th Floor New York, NY 10022 13F File Number: 28-11808 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Joe Wong Title: Managing Member, Linden GP LLC, General Partner Phone: 646-840-3505 Signature, Place and Date of Signing: Joe Wong New York, New York February 14, 2008 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 94 Form 13F Information Table Value Total: $1,187,201 List of Other Included Managers: No. 13F File Number Name 01 28-10783 Linden Advisors L.P. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACADIA REALTY CV 3.75% 15DEC26 SDBCV 004239AB5 1973 2000000 PRN DEFINED 01 2000000 ALLERGAN INC COM 018490102 2644 41158 SH DEFINED 01 41158 ALLERGAN INC COM 018490102 6424 100000 SH PUT DEFINED 01 0 ALLIANT ENERGY CORP COM 018802108 211 5000 SH DEFINED 01 5000 AQUILA INC COM 03840P102 2210 592618 SH DEFINED 01 592618 ARCELOR MITTAL COM 03938L104 4641 60000 SH DEFINED 01 60000 ASM INTL 4.25% 06DEC2011 SDBCV 00207DAG7 32544 26357000 PRN DEFINED 01 26357000 ASPECT MED CV 2.5% 15JUN14 SDBCV 045235AB4 12950 14125000 PRN DEFINED 01 14125000 ATHEROGENICS CV 1.5% 01FEB12 SDBCV 047439AD6 1456 15000000 PRN DEFINED 01 15000000 AU OPTRONICS CORP-ADR ADR 002255107 2004 104400 SH PUT DEFINED 01 0 AUTOMATIC DATA PROCESSING COM 053015103 3335 74900 SH DEFINED 01 74900 AUTOMATIC DATA PROCESSING COM 053015103 2071 46500 SH PUT DEFINED 01 0 BIOMARIN PHA CV 1.875% 23APR17 SDBCV 09061GAD3 22269 12000000 PRN DEFINED 01 12000000 CATERPILLAR INC COM 149123101 1451 20000 SH DEFINED 01 20000 CATERPILLAR INC COM 149123101 3679 50700 SH PUT DEFINED 01 0 CHINA PETROLEUM & CHEM-ADR ADR 16941R108 7603 51300 SH CALL DEFINED 01 0 CHINA PETROLEUM & CHEM-ADR ADR 16941R108 4298 29000 SH PUT DEFINED 01 0 CITADEL CV 1.875% 15FEB2011 SDBCV 17285TAB2 32884 39500000 PRN DEFINED 01 39500000 CTRIP.COM INTERNATIONAL-ADR COM 22943F100 2184 38000 SH PUT DEFINED 01 0 CV THERA CV 2.75% 16MAY2012 SDBCV 126667AF1 15632 18850000 PRN DEFINED 01 18850000 CV THERA CV 3.25% 16AUG2013 SDBCV 126667AG9 12125 15000000 PRN DEFINED 01 15000000 EMMIS COM CORP 6.25% SER A CVPFD 291525202 3824 100000 SH DEFINED 01 100000 ENZON PHARM CV 4% 01JUN13 SDBCV 293904AE8 33906 28825000 PRN DEFINED 01 28825000 ENZON PHARMACEUTICALS COM 293904108 953 100000 SH PUT DEFINED 01 0 EXCEL MARITIME CARRIERS LTD COM V3267N107 2950 73395 SH DEFINED 01 73395 EXCEL MARITIME CARRIERS LTD COM V3267N107 3215 80000 SH PUT DEFINED 01 0 FIRSTENERGY CORP COM 337932107 5426 75000 SH CALL DEFINED 01 0 FIRSTENERGY CORP COM 337932107 5426 75000 SH PUT DEFINED 01 0 FORD MOTOR CV 4.25% 15DEC36 SDBCV 345370CF5 99 100000 PRN DEFINED 01 100000 FREEPORT MCMORAN COPPER CL B COM 35671D857 820 8000 SH DEFINED 01 8000 FREEPORT MCMORAN COPPER CL B COM 35671D857 1465 14300 SH PUT DEFINED 01 0 GM CVPF 6.25% 15JUL2033 CVPFD 370442717 10834 551000 SH DEFINED 01 551000 GOLD FIELDS LTD-SP ADR ADR 38059T106 606 42700 SH PUT DEFINED 01 0 GOODRICH PETR CV 3.25% 01DEC26 SDBCV 382410AB4 3158 4000000 PRN DEFINED 01 4000000 GOODRICH PETROLEUM CORP COM 382410405 1380 61000 SH DEFINED 01 61000 GOOGLE INC-CL A COM 38259P508 156342 226097 SH DEFINED 01 226097 GOOGLE INC-CL A COM 38259P508 265597 384100 SH PUT DEFINED 01 0 GREAT ATLANTIC & PAC TEA CO COM 390064103 625 19945 SH DEFINED 01 19945 GREENBRIER CV 2.375% 15MAY26 SDBCV 393657AD3 9408 12179000 PRN DEFINED 01 12179000 GROUP 1 AUTO CV 2.25% 15JUM36 SDBCV 398905AE9 4362 6500000 PRN DEFINED 01 6500000 HARMONY GOLD MNG-SPON ADR ADR 413216300 4049 392683 SH DEFINED 01 392683 HARMONY GOLD MNG-SPON ADR ADR 413216300 2062 200000 SH PUT DEFINED 01 0 HARVEST ENERGY TRUST-UNITS COM 41752X101 423 20342 SH DEFINED 01 20342 HARVEST ENERGY TRUST-UNITS COM 41752X101 1201 57800 SH PUT DEFINED 01 0 HDFC BANK LTD-ADR ADR 40415F101 835 6400 SH PUT DEFINED 01 0 HECLA MINING CO COM 422704106 1496 160000 SH DEFINED 01 160000 HOSPITALITY CV 3.8% 15MAR27 SDBCV 44106MAK8 2229 2500000 PRN DEFINED 01 2500000 HUDSON CITY BANCORP INC COM 443683107 6702 446182 SH DEFINED 01 446182 HUDSON CITY BANCORP INC COM 443683107 7919 527200 SH PUT DEFINED 01 0 ICICI BANK LTD - ADR ADR 45104G104 1845 30000 SH PUT DEFINED 01 0 INFORMATICA CORP COM 45666Q102 454 25200 SH DEFINED 01 25200 INFORMATICA CORP COM 45666Q102 978 54300 SH PUT DEFINED 01 0 INTERPUBLIC GROUP COS COM 460690100 7191 886700 SH PUT DEFINED 01 0 ISHARES FTSE/XINHUA CHINA 25 COM 464287184 10227 60000 SH DEFINED 01 60000 ISHARES FTSE/XINHUA CHINA 25 COM 464287184 34090 200000 SH PUT DEFINED 01 0 MEDTRONIC INC COM 585055106 764 15200 SH DEFINED 01 15200 MEDTRONIC INC COM 585055106 1196 23800 SH PUT DEFINED 01 0 MERRILL LYNCH & CO COM 590188108 5368 100000 SH DEFINED 01 100000 MERRILL LYNCH & CO COM 590188108 5368 100000 SH CALL DEFINED 01 0 MERRILL LYNCH & CO COM 590188108 5368 100000 SH PUT DEFINED 01 0 MIRANT CORP COM 60467R100 5017 128700 SH DEFINED 01 128700 MIRANT CORP-W/I-CW11 RT 60467R126 5865 300000 SH DEFINED 01 300000 NATL RETAIL CV 3.95% 15SEP26 SDBCV 637417AA4 28440 27000000 PRN DEFINED 01 27000000 NOKIA CORP - ADR ADR 654902204 3839 100000 SH CALL DEFINED 01 0 NOKIA CORP - ADR ADR 654902204 3839 100000 SH PUT DEFINED 01 0 OMNICOM GRP CV 0% 07FEB2031 SDBCV 681919AK2 23087 22500000 PRN DEFINED 01 22500000 OWENS CORNING INC COM 690742101 2218 109705 SH DEFINED 01 109705 PAR PHARMA 2.875% 30SEP2010 SDBCV 717125AC2 35492 38318000 PRN DEFINED 01 38318000 PAYCHEX INC COM 704326107 1087 30000 SH DEFINED 01 30000 PAYCHEX INC COM 704326107 3995 110300 SH PUT DEFINED 01 0 PENN VIRGINIA CORP COM 707882106 2666 61100 SH DEFINED 01 61100 PETROCHINA CO LTD-H- ADR ADR 71646E100 41479 236387 SH DEFINED 01 236387 PETROCHINA CO LTD-H- ADR ADR 71646E100 19530 111300 SH CALL DEFINED 01 0 PETROCHINA CO LTD-H- ADR ADR 71646E100 51097 291200 SH PUT DEFINED 01 0 RAMBUS 0% 01FEB2010 SDBCV 750917AB2 7651 7150000 PRN DEFINED 01 7150000 RR DONNELLEY & SONS CO COM 257867101 351 9300 SH PUT DEFINED 01 0 SAFEGUARD CV 2.625% 15MAR2024 SDBCV 786449AG3 15576 19000000 PRN DEFINED 01 19000000 SONOSITE INC COM 83568G104 337 10000 SH PUT DEFINED 01 0 SONOSITE INC CV 3.75 15JUL14 SDBCV 83568GAA2 38761 34700000 PRN DEFINED 01 34700000 STANDARD PAC CV 6% 01OCT12 SDBCV 853763AA8 5843 10037000 PRN DEFINED 01 10037000 STANDARD PACIFIC CORP COM 85375C101 127 37900 SH PUT DEFINED 01 0 STMICROELECTRONICS NV-NY SHS COM 861012102 196 13700 SH DEFINED 01 13700 SUNSTONE HOTEL INVESTORS INC COM 867892101 384 21000 SH PUT DEFINED 01 0 SYBASE INC CV 1.75% 22FEB2025 SDBCV 871130AB6 32085 27594000 PRN DEFINED 01 27594000 TASEKO MINES LTD COM 876511106 338 65000 SH DEFINED 01 65000 TRONOX INC-CLASS A COM 897051108 3368 378400 SH DEFINED 01 378400 TRONOX INC-CLASS B COM 897051207 923 106725 SH DEFINED 01 106725 USEC INC CV 3% 01OCT14 SDBCV 90333EAC2 37308 38000000 PRN DEFINED 01 38000000 UTILITIES SELECT SECTOR INDX COM 81369Y886 2683 63400 SH DEFINED 01 63400 VERISIGN INC COM 92343E102 551 14651 SH DEFINED 01 14651 VERISIGN INC COM 92343E102 1881 50000 SH PUT DEFINED 01 0 XM SATELLITE 1.75% 01DEC09 SDBCV 983759AC5 22568 25500000 PRN DEFINED 01 25500000 YINGLI GREEN ENERGY HOLD-ADR COM 98584B103 1935 50000 SH DEFINED 01 50000 YINGLI GREEN ENERGY HOLD-ADR COM 98584B103 1935 50000 SH PUT DEFINED 01 0