0001193125-22-033911.txt : 20220210 0001193125-22-033911.hdr.sgml : 20220210 20220210111153 ACCESSION NUMBER: 0001193125-22-033911 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20220210 DATE AS OF CHANGE: 20220210 GROUP MEMBERS: LINDEN ADVISORS LP GROUP MEMBERS: LINDEN GP LLC GROUP MEMBERS: SIU MIN WONG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Greenrose Holding Co Inc. CENTRAL INDEX KEY: 0001790665 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 842845696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-91827 FILM NUMBER: 22612081 BUSINESS ADDRESS: STREET 1: 1000 WOODBURY ROAD STREET 2: SUITE #212 CITY: WOODBURY STATE: NY ZIP: 11797 BUSINESS PHONE: 516-346-5270 MAIL ADDRESS: STREET 1: 1000 WOODBURY ROAD STREET 2: SUITE #212 CITY: WOODBURY STATE: NY ZIP: 11797 FORMER COMPANY: FORMER CONFORMED NAME: Greenrose Acquisition Corp. DATE OF NAME CHANGE: 20200330 FORMER COMPANY: FORMER CONFORMED NAME: Greenrose Acquisition Corp DATE OF NAME CHANGE: 20191008 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Linden Capital L.P. CENTRAL INDEX KEY: 0001349339 IRS NUMBER: 980430338 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: VICTORIA PLACE, 31 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM10 BUSINESS PHONE: 441-294-3202 MAIL ADDRESS: STREET 1: VICTORIA PLACE, 31 VICTORIA STREET CITY: HAMILTON STATE: D0 ZIP: HM10 SC 13G 1 d298980dsc13g.htm SC 13G SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

The Greenrose Holding Company Inc.

(Name of Issuer)

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

395392103

(CUSIP Number)

February 4, 2022

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

(Continued on the Following Pages)

 

(Page 1 of 10 Pages)


CUSIP No. 395392103     Page 2 of 10

 

  1.    

  NAMES OF REPORTING PERSONS

 

  LINDEN CAPITAL L.P.

  2.  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☒        (b)  ☐

 

  3.  

  SEC USE ONLY

 

  4.  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Bermuda

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5.    

  SOLE VOTING POWER

 

  0

   6.  

  SHARED VOTING POWER

 

  923,274

   7.  

  SOLE DISPOSITIVE POWER

 

  0

   8.  

  SHARED DISPOSITIVE POWER

 

  923,274

  9.    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  923,274

10.  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11.  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  5.2%

12.  

  TYPE OF REPORTING PERSON

 

  PN


CUSIP No. 395392103     Page 3 of 10

 

  1.    

  NAMES OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  LINDEN GP LLC

  2.  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☒        (b)  ☐

 

  3.  

  SEC USE ONLY

 

  4.  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5.    

  SOLE VOTING POWER

 

  0

   6.  

  SHARED VOTING POWER

 

  923,274

   7.  

  SOLE DISPOSITIVE POWER

 

  0

   8.  

  SHARED DISPOSITIVE POWER

 

  923,274

  9.    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  923,274

10.  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11.  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  5.2%

12.  

  TYPE OF REPORTING PERSON

 

  HC


CUSIP No. 395392103     Page 4 of 10

 

  1.    

  NAMES OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  LINDEN ADVISORS LP

  2.  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☒        (b)  ☐

 

  3.  

  SEC USE ONLY

 

  4.  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5.    

  SOLE VOTING POWER

 

  0

   6.  

  SHARED VOTING POWER

 

  982,169

   7.  

  SOLE DISPOSITIVE POWER

 

  0

   8.  

  SHARED DISPOSITIVE POWER

 

  982,169

  9.    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  982,169

10.  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11.  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  5.5%

12.  

  TYPE OF REPORTING PERSON

 

  IA, PN


CUSIP No. 395392103     Page 5 of 10

 

  1.    

  NAMES OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  SIU MIN WONG

  2.  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☒        (b)  ☐

 

  3.  

  SEC USE ONLY

 

  4.  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  China (Hong Kong) and USA

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

   5.    

  SOLE VOTING POWER

 

  0

   6.  

  SHARED VOTING POWER

 

  982,169

   7.  

  SOLE DISPOSITIVE POWER

 

  0

   8.  

  SHARED DISPOSITIVE POWER

 

  982,169

  9.    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  982,169

10.  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11.  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  5.5%

12.  

  TYPE OF REPORTING PERSON

 

  IN, HC


    Page 6 of 10

 

Item 1(a).

Name of Issuer:

The Greenrose Holding Company Inc. (the “Issuer”).

 

Item 1(b).

Address of Issuer’s Principal Executive Offices:

111 Broadway

Amityville, NY 11701

 

Item 2(a).

Name of Person Filing:

This Statement is filed on behalf of each of the following persons (collectively, the “Reporting Persons”)

 

  i)

Linden Capital L.P., a Bermuda limited partnership (“Linden Capital”);

 

  ii)

Linden GP LLC, a Delaware limited liability company (“Linden GP”);

 

  iii)

Linden Advisors LP, a Delaware limited partnership (“Linden Advisors”); and

 

  iv)

Siu Min (Joe) Wong (“Mr. Wong”).

This Statement relates to Shares (as defined herein) held for the account of Linden Capital and one or more separately managed accounts (the “Managed Accounts”). Linden GP is the general partner of Linden Capital and, in such capacity, may be deemed to beneficially own the Shares held by Linden Capital. Linden Advisors is the investment manager of Linden Capital and trading advisor or investment advisor for the Managed Accounts. Mr. Wong is the principal owner and controlling person of Linden Advisors and Linden GP. In such capacities, Linden Advisors and Mr. Wong may each be deemed to beneficially own the Shares held by each of Linden Capital and the Managed Accounts.

 

Item 2(b).

Address of Principal Business Office or, if None, Residence:

The principal business address for Linden Capital is Victoria Place, 31 Victoria Street, Hamilton HM10, Bermuda. The principal business address for each of Linden Advisors, Linden GP and Mr. Wong is 590 Madison Avenue, 15th Floor, New York, New York 10022.

 

Item 2(c).

Citizenship:

 

  i)

Linden Capital is a Bermuda limited partnership.

 

  ii)

Linden GP is a Delaware limited liability company.

 

  iii)

Linden Advisors is a Delaware limited partnership.

 

  iv)

Mr. Wong is a citizen of China (Hong Kong) and the United States.

 

Item 2(d).

Title of Class of Securities

Common Stock, par value $0.0001 per share (the “Shares”).


    Page 7 of 10

 

Item 2(e).

CUSIP Number: 395392103

 

Item 3.

If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a:

This Item 3 is not applicable.

 

Item 4.

Ownership:

 

Item 4(a)

Amount Beneficially Owned:

As of February 4, 2022, each of Linden Advisors and Mr. Wong may be deemed the beneficial owner of 982,169 Shares. This 982,169 amount consists of 923,274 Shares held by Linden Capital and 58,895 Shares held by the Managed Accounts. As of February 4, 2022, each of Linden GP and Linden Capital may be deemed the beneficial owner of the 923,274 Shares held by Linden Capital. All of the Shares beneficially held by the Reporting Persons are Shares obtainable upon exercise of warrants.

 

Item 4(b)

Percent of Class:

As of February 4, 2022, each of Linden Advisors and Mr. Wong may be deemed the beneficial owner of approximately 5.5% of Shares outstanding, and each of Linden GP and Linden Capital may be deemed the beneficial owner of approximately 5.2% of Shares outstanding. These percentages are derived from the 16,746,479 Shares outstanding as set forth in the Issuer’s Registration Statement on Form S-1/A filed on February 7, 2022.

 

Item 4(c)

Number of Shares as to which such person has:

 

As of February 4, 2022:

      

Linden Capital and Linden GP:

  

(i) Sole power to vote or direct the vote:

     0  

(ii) Shared power to vote or direct the vote:

     923,274  

(iii) Sole power to dispose or direct the disposition of:

     0  

(iv) Shared power to dispose or direct the disposition of:

     923,274  

Linden Advisors and Mr. Wong:

  

(i) Sole power to vote or direct the vote:

     0  

(ii) Shared power to vote or direct the vote:

     982,169  

(iii) Sole power to dispose or direct the disposition of:

     0  

(iv) Shared power to dispose or direct the disposition of:

     982,169  


    Page 8 of 10

 

Item 5.

Ownership of Five Percent or Less of a Class:

This Item 5 is not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person:

See disclosure in Items 2 and 4 hereof.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:

See disclosure in Item 2 hereof.

 

Item 8.

Identification and Classification of Members of the Group:

See Exhibit A attached hereto.

 

Item 9.

Notice of Dissolution of Group:

This item 9 is not applicable.

 

Item 10.

Certification:

By signing below, the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under Sec. 240.14a-11.

 

Item 11.

Materials to Be Filed as Exhibits:

 

Exhibit A:    Joint Filing Statement


    Page 9 of 10

 

SIGNATURES

After reasonable inquiry and to the best of its knowledge and belief, I certify that the information with respect to it set forth in this statement is true, complete, and correct.

Dated: February 10, 2022

 

LINDEN CAPITAL L.P.
By:   Linden GP LLC, its general partner
  By:  

/S/ Saul Ahn

    Saul Ahn,
    Authorized Signatory
LINDEN GP LLC
By:  

/S/ Saul Ahn

  Saul Ahn,
  Authorized Signatory
LINDEN ADVISORS LP
By:  

/S/ Saul Ahn

  Saul Ahn,
  General Counsel
SIU MIN WONG
By:  

/S/ Saul Ahn

  Saul Ahn, Attorney-in-Fact for Siu Min Wong**

 

**

Duly authorized under Siu Min Wong’s Power of Attorney, dated June 10, 2019, incorporated herein by reference to Exhibit B of the statement on Schedule 13G filed by Linden Capital L.P. on June 19, 2019 in respect of its holdings in Haymaker Acquisition Corp II.

EX-99.A 2 d298980dex99a.htm EX-99.A EX-99.A
    Page 10 of 10

 

EXHIBIT A

JOINT FILING AGREEMENT

The undersigned hereby agree that the statement on Schedule 13G with respect to the Common Stock of The Greenrose Holding Company Inc. dated as of February 4, 2022 is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

Dated: February 10, 2022

 

LINDEN CAPITAL L.P.
By:   Linden GP LLC, its general partner
  By:  

/S/ Saul Ahn

    Saul Ahn,
    Authorized Signatory
LINDEN GP LLC
By:  

/S/ Saul Ahn

  Saul Ahn,
  Authorized Signatory
LINDEN ADVISORS LP
By:  

/S/ Saul Ahn

  Saul Ahn,
  General Counsel
SIU MIN WONG
By:  

/S/ Saul Ahn

  Saul Ahn, Attorney-in-Fact for Siu Min Wong**

 

**

Duly authorized under Siu Min Wong’s Power of Attorney, dated June 10, 2019, incorporated herein by reference to Exhibit B of the statement on Schedule 13G filed by Linden Capital L.P. on June 19, 2019 in respect of its holdings in Haymaker Acquisition Corp II.