0000899243-17-012200.txt : 20170508
0000899243-17-012200.hdr.sgml : 20170508
20170508163030
ACCESSION NUMBER: 0000899243-17-012200
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170504
FILED AS OF DATE: 20170508
DATE AS OF CHANGE: 20170508
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TUESDAY MORNING CORP/DE
CENTRAL INDEX KEY: 0000878726
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331]
IRS NUMBER: 752398532
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 6250 LBJ FREEWAY
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 972-387-3562
MAIL ADDRESS:
STREET 1: 6250 LBJ FREEWAY
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Becker Steven R
CENTRAL INDEX KEY: 0001349005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19658
FILM NUMBER: 17822854
MAIL ADDRESS:
STREET 1: 5525 NAKOMA DRIVE
CITY: DALLAS
STATE: TX
ZIP: 75209
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-04
0
0000878726
TUESDAY MORNING CORP/DE
TUES
0001349005
Becker Steven R
500 CRESCENT COURT, SUITE 230
DALLAS
TX
75201
1
1
0
0
Chief Executive Officer
Common Stock
2017-05-04
4
P
0
100000
2.4159
A
348402
D
Common Stock
1244187
I
See Footnotes
Non-Qualified Stock Option (Right to Buy)
6.71
2026-09-01
Common Stock
248385
248385
D
Non-Qualified Stock Option (Right to Buy)
5.64
2026-02-02
Common Stock
295508
295508
D
Non-Qualified Stock Option (Right to Buy)
4.22
2022-07-01
Common Stock
10000
10000
D
The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Steven R. Becker on March 8, 2017.
This statement is filed by and on behalf of Mr. Becker. Mr. Becker and Western Family Value I, L.P. ("WFV I") are the direct beneficial owners of the securities covered by this statement.
The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
Mr. Becker is a limited partner of, and may be deemed to beneficially own certain securities owned by, WFV I. Western Family Value, LLC ("WFV") is the general partner of, and may be deemed to beneficially own securities owned by, WFV I. Mr. Becker is the sole member of, and may be deemed to beneficially own securities owned by, WFV.
Represents shares of common stock of Tuesday Morning Corporation, par value $0.01 per share, directly beneficially owned by WFV I.
The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. The option was granted to Mr. Becker on September 1, 2016 pursuant to the Tuesday Morning Corporation 2014 Long-Term Incentive Plan.
The option vests in equal annual installments over four years beginning on the first anniversary of the grant date. The option was granted to Mr. Becker on February 2, 2016 pursuant to the Tuesday Morning Corporation 2014 Long-Term Incentive Plan.
The option is fully vested and currently exercisable, and was granted to Mr. Becker on July 1, 2012 pursuant to the Tuesday Morning Corporation 2004 Long-Term Equity Incentive Plan.
/s/ Steven R. Becker
2017-05-08