X0306 4 2015-08-26 0 0000808326 EMCORE CORP EMKR 0001349005 Becker Steven R C/O BECKER DRAPKIN MANAGEMENT, L.P. 500 CRESCENT COURT, SUITE 230 DALLAS TX 75201 1 0 0 0 Common Stock 2015-08-26 4 S 0 92857 6.93 D 2220637 I See footnotes Common Stock 2015-08-27 4 S 0 45115 6.90 D 2175522 I See footnotes Common Stock 7576 D Represents Common Stock of the Issuer directly beneficially owned by Becker Drapkin Partners (QP), L.P. ("Becker Drapkin QP") (1,413,904 shares) and by Becker Drapkin Partners, L.P. ("Becker Drapkin, L.P.") (199,203 shares), and Common Stock directly beneficially owned by a managed account on behalf of an investment advisory client (the "Managed Account") of Becker Drapkin Management, L.P. ("BD Management") (562,415 shares). Mr. Becker may be deemed to beneficially own such Common Stock as he is a co-managing member of BC Advisors, LLC, which is the general partner of BD Management (of which Mr. Drapkin is a limited partner), and BD Management is the general partner of, and investment manager for, each of Becker Drapkin QP and Becker Drapkin, L.P., and the investment manager of the Managed Account. Mr. Becker disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein. These shares are directly beneficially owned by Mr. Becker and were acquired pursuant to the EMCORE Corporation 2007 Directors' Stock Award Plan for Mr. Becker's service as a non-employee director. By: /s/ Adam J. Brunk, Name: Adam J. Brunk, Title: Attorney-in-Fact 2015-08-28